MARSHALL WACE, LLP Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$24.1M

Holdings

2,766

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (2,766 positions)

#	Stock	Shares	Value	% Portfolio	Type
2101	APMIUAXON INFRASTRUC	110,000	$1.1M	4.52%
2102	—ROVER GROUP INC	79,993	$1.1M	4.51%	Call
2103	KPLTWKATAPULT HOLDING	200,000	$1.1M	4.51%	Call
2104	—MONEYLION INC	160,396	$1.1M	4.51%	Call
2105	GMFebruary 22 Calls on GM US at 60, American	20,600	$1.1M	4.51%	Call
2106	IYRMarch 22 Puts on IYR US at 105, American	10,600	$1.1M	4.51%	Put
2107	MORFMORPHIC HOLDING	19,137	$1.1M	4.50%
2108	MNOVMEDICINOVA INC	284,702	$1.1M	4.48%
2109	UPWKUPWORK INC	23,866	$1.1M	4.46%
2110	—SOCIAL CAPITAL H	106,135	$1.1M	4.46%
2111	XAIRBEYOND AIR INC	96,503	$1.1M	4.46%
2112	—G3 VRM ACQU-CL A	106,866	$1.1M	4.44%
2113	CMBTEURONAV NV	112,153	$1.1M	4.42%
2114	WOOFOOT LOCKER INC	23,287	$1.1M	4.41%
2115	ORCLOctober 21 Calls on ORCL US at 92, American	12,200	$1.1M	4.41%	Call
2116	—DMY TECHNOL-A	106,827	$1.1M	4.40%	Call
2117	—CANO HEALTH INC	83,332	$1.1M	4.39%	Call
2118	—EUROPEAN BIOTE-A	108,584	$1.1M	4.39%	Call
2119	ERFGBPENERPLUS CORP	132,275	$1.1M	4.39%
2120	DACDANAOS CORP	12,900	$1.1M	4.39%
2121	NSYNICE LTD -SP ADR	3,718	$1.1M	4.39%
2122	—SPORTSTEK ACQU-A	107,771	$1.1M	4.36%	Call
2123	—LILIUM NV	100,000	$1.1M	4.36%	Call
2124	ZMNovember 21 Calls on ZM US at 290, American	4,000	$1.0M	4.34%	Call
2125	—PRIMAVERA CAP-A	107,113	$1.0M	4.34%	Call
2126	NVSTENVISTA HOLDINGS	24,942	$1.0M	4.33%
2127	AIAISHARES ASIA 50	13,317	$1.0M	4.32%
2128	BOOMDMC GLOBAL INC	28,186	$1.0M	4.32%
2129	BYBYLINE BANCORP I	42,353	$1.0M	4.32%
2130	CVBFCVB FINANCIAL	51,039	$1.0M	4.32%
2131	—GREENLANE HOLD-A	438,067	$1.0M	4.31%
2132	5TCTRUECAR INC	248,813	$1.0M	4.30%
2133	FRMEFIRST MERCHANTS	24,708	$1.0M	4.29%
2134	CPACOPA HOLDIN-CL A	12,690	$1.0M	4.29%
2135	HANHAWAIIAN HOLDING	47,674	$1.0M	4.29%
2136	NTAPNETAPP INC	11,488	$1.0M	4.28%
2137	WATWATERS CORP	2,883	$1.0M	4.28%
2138	IWMJanuary 22 Puts on IWM US at 220, American	4,700	$1.0M	4.27%	Put
2139	ZVRAKEMPHARM INC	109,936	$1.0M	4.26%
2140	SMWBSIMILARWEB LTD	49,022	$1.0M	4.26%
2141	BFSTBUSINESS FIRST B	43,845	$1.0M	4.26%
2142	NAUTNAUTILUS BIOTECH	166,326	$1.0M	4.24%
2143	—BTRS HOLDINGS IN	95,941	$1.0M	4.24%
2144	—MGM GROWTH PRO-A	26,597	$1.0M	4.23%
2145	CCIXCHURCHILL CAPITA	104,019	$1.0M	4.22%	Call
2146	—VIVEON HEALTH AC	101,763	$1.0M	4.22%	Call
2147	MSMMSC INDL DIRECT	12,634	$1.0M	4.21%
2148	INTTINTEST CORP	88,123	$1.0M	4.20%
2149	—POWER & DIG-CL A	100,000	$1.0M	4.20%	Call
2150	—ARGUS CAPITAL CO	100,000	$1.0M	4.19%
2151	LMACALIBERTY MEDIA -A	99,965	$1.0M	4.19%
2152	MPWRMONOLITHIC POWER	2,078	$1.0M	4.18%
2153	BUGGLOBAL X CYBERSE	32,933	$1.0M	4.17%
2154	07SSECUREWORKS CO-A	50,432	$1.0M	4.16%
2155	SXISTANDEX INTL CO	10,126	$1.0M	4.16%
2156	BWABORGWARNER INC	23,176	$1.0M	4.16%
2157	BNFTEURBENEFITFOCUS INC	90,197	$1.0M	4.16%
2158	—CHARDAN NEXTECH	100,736	$1.0M	4.16%
2159	UNPUNION PAC CORP	5,085	$997K	4.14%
2160	FWONALIBERTY MEDIA-C	19,331	$994K	4.13%
2161	WAFDWASH FED	28,911	$992K	4.12%
2162	MNKDMANNKIND CORP	227,885	$991K	4.12%
2163	—GORES HOLD VII-A	101,078	$989K	4.11%	Call
2164	—GORES METROPOU-A	99,992	$988K	4.10%	Call
2165	AMZNOctober 21 Puts on AMZN US at 3260, American	300	$986K	4.09%	Put
2166	AMZNJanuary 22 Puts on AMZN US at 3000, American	300	$986K	4.09%	Put
2167	0VVBVIACOMCBS INC-B	24,912	$985K	4.09%
2168	UALMarch 22 Puts on UAL US at 42, American	20,700	$985K	4.09%	Put
2169	LBTYBLIBERTY GLOBAL-C	33,404	$984K	4.09%
2170	—HPX CORP	99,999	$984K	4.09%	Call
2171	AVNSAVANOS MEDICAL I	31,441	$981K	4.07%
2172	XMEOctober 21 Calls on XME US at 41, American	23,500	$981K	4.07%	Call
2173	DPZDOMINO'S PIZZA	2,054	$980K	4.07%
2174	—OAKTREE ACQ-CL A	99,996	$980K	4.07%	Call
2175	ENPHENPHASE ENERGY	6,536	$980K	4.07%
2176	IQLTISHARES INT QUAL	25,825	$978K	4.06%
2177	—PRIVETERRA ACQ-A	100,330	$978K	4.06%	Call
2178	GDXJune 22 Puts on GDX US at 30, American	33,200	$978K	4.06%	Put
2179	XOPMarch 22 Puts on XOP US at 88, American	10,100	$977K	4.06%	Put
2180	—FINSERV ACQUIS-A	100,284	$976K	4.05%
2181	—PROVIDENT ACQU-A	99,997	$975K	4.05%	Call
2182	USX1November 21 Calls on X US at 29, American	44,400	$975K	4.05%	Call
2183	GRCLGRACELL BIOT-ADR	70,306	$975K	4.05%
2184	IEURISHA CORE EUROPE	17,388	$975K	4.05%
2185	GDXJOctober 21 Calls on GDXJ US at 39, American	25,400	$974K	4.04%	Call
2186	USX1November 21 Puts on X US at 27, American	44,300	$973K	4.04%	Put
2187	GOROGOLD RESOURCE CO	619,000	$972K	4.04%
2188	AMGAFFIL MANAGERS	6,434	$972K	4.04%
2189	GQ9June 22 Calls on GLD US at 168, American	5,900	$969K	4.02%	Call
2190	KBEJanuary 22 Calls on KBE US at 59, American	18,300	$968K	4.02%	Call
2191	INTCOctober 21 Puts on INTC US at 52.5, American	18,100	$965K	4.01%	Put
2192	BHGBRIGHT HEALTH GR	118,257	$965K	4.01%
2193	POWWAMMO INC	156,641	$963K	4.00%
2194	HBC2HSBC HOLDING-ADR	36,805	$962K	3.99%
2195	GMGENERAL MOTORS C	18,232	$961K	3.99%
2196	—NIGHTDRAGON AC-A	98,311	$960K	3.99%	Call
2197	RJR1STEREOTAXIS INC	178,183	$959K	3.98%
2198	—OTONOMO TECHNOLO	200,000	$956K	3.97%	Call
2199	—OCEANTECH A-CL A	96,500	$953K	3.96%	Call
2200	—SCVX CORP-CL A	96,006	$953K	3.96%	Call

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