MARSHALL WACE, LLP Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$15.6M

Holdings

1,505

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (1,505 positions)

#	Stock	Shares	Value	% Portfolio	Type
1401	VITLVITAL FARMS INC	49,245	$2K	0.01%
1402	TXRHTEXAS ROADHOUS	32,574	$2K	0.01%
1403	FNDFLOOR & DECOR-A	26,372	$2K	0.01%
1404	IWMMarch 21 Puts on IWM US at 155, American	11,300	$2K	0.01%	Put
1405	OMCLOMNICELL INC	26,220	$2K	0.01%
1406	ATRIUSDATRION CORP	3,123	$2K	0.01%
1407	GLOBGLOBANT SA	10,899	$2K	0.01%
1408	MOR2MORPHOSYS AG ADR	62,147	$2K	0.01%
1409	SEISOLARIS OIL IN-A	306,863	$2K	0.01%
1410	QNCXCORTEXYME INC	38,776	$2K	0.01%
1411	—FRONT YARD RESID	221,641	$2K	0.01%
1412	TAKTAKEDA PHARM-ADR	108,028	$2K	0.01%
1413	NVSTENVISTA HOLDINGS	77,630	$2K	0.01%
1414	—CANTEL MEDICAL	43,578	$2K	0.01%
1415	CLBKCOLUMBIA FINANCI	172,506	$2K	0.01%
1416	IOVAIOVANCE BIOTHERA	58,026	$2K	0.01%
1417	NFBKNORTHFIELD BANCO	209,332	$2K	0.01%
1418	BILIBILIBILI INC-ADR	45,692	$2K	0.01%
1419	—DICERNA PHARMACE	105,409	$2K	0.01%
1420	AVNSAVANOS MEDICAL I	57,024	$2K	0.01%
1421	KBIAKB FINANCIAL-ADR	58,821	$2K	0.01%
1422	MLIMUELLER INDS	69,756	$2K	0.01%
1423	UPLDUPLAND SOFTWARE	49,407	$2K	0.01%
1424	LQDOctober 20 Puts on LQD US at 137, American	13,700	$2K	0.01%	Put
1425	CSANCOSAN LTD - A	124,897	$2K	0.01%
1426	BLMNBLOOMIN' BRANDS	121,383	$2K	0.01%
1427	STCSTEWART INFO SVC	42,287	$2K	0.01%
1428	LDOSLEIDOS HOLDINGS	20,629	$2K	0.01%
1429	EWYISHARES-S KOREA	27,994	$2K	0.01%
1430	CMCOCOLUMBUS MCKI/NY	54,955	$2K	0.01%
1431	CASYCASEY'S GENERAL	10,234	$2K	0.01%
1432	COKECOCA-COLA CONSOL	7,525	$2K	0.01%
1433	S7VSALLY BEAUTY HOL	205,470	$2K	0.01%
1434	FXIFebruary 21 Calls on FXI US at 48, American	37,500	$2K	0.01%	Call
1435	UAUNDER ARMO-C	179,905	$2K	0.01%
1436	VECOVEECO INSTRUMENT	151,277	$2K	0.01%
1437	OGSONE GAS INC	25,515	$2K	0.01%
1438	—AIMMUNE THERAPEU	51,013	$2K	0.01%
1439	CA8ACACI INTL-A	8,219	$2K	0.01%
1440	—BIODELIVERY SCIE	469,181	$2K	0.01%
1441	EFAOctober 20 Calls on EFA US at 65, American	25,200	$2K	0.01%	Call
1442	ROCKGIBRALTAR INDUST	26,810	$2K	0.01%
1443	ABXBARRICK GOLD CRP	62,093	$2K	0.01%
1444	FDISFID-CONS DISCRET	27,922	$2K	0.01%
1445	AGREURAVANGRID INC	34,219	$2K	0.01%
1446	JLLJONES LANG LASAL	17,924	$2K	0.01%
1447	—FRONTLINE LTD	259,138	$2K	0.01%
1448	EMREMERSON ELEC CO	25,929	$2K	0.01%
1449	DRDDRDGOLD LTD-ADR	143,400	$2K	0.01%
1450	DFSEURDISCOVER FINANCI	29,255	$2K	0.01%
1451	5TCTRUECAR INC	335,081	$2K	0.01%
1452	LOCOEL POLLO LOCO HO	103,329	$2K	0.01%
1453	RPMRPM INTL INC	20,141	$2K	0.01%
1454	XLISPDR-INDU SELECT	21,657	$2K	0.01%
1455	WMWASTE MANAGEMENT	14,730	$2K	0.01%
1456	RRNRED ROBIN GOURME	126,439	$2K	0.01%
1457	STESTERIS PLC	9,437	$2K	0.01%
1458	ETRNUSDEQUITRANS MIDSTR	196,294	$2K	0.01%
1459	XLVOctober 20 Calls on XLV US at 107.5, American	14,800	$2K	0.01%	Call
1460	—TRISTATE CAPITAL	124,437	$2K	0.01%
1461	SWAVUSDSHOCKWAVE MEDICA	21,518	$2K	0.01%
1462	PTONPELOTON INTERA-A	16,386	$2K	0.01%
1463	XLEOctober 20 Calls on XLE US at 32.5, American	47,600	$2K	0.01%	Call
1464	DENNDENNY'S CORP	161,333	$2K	0.01%
1465	—FINTECH ACQUI-A	155,517	$2K	0.01%
1466	ICPTUSDINTERCEPT PHARMA	38,628	$2K	0.01%
1467	ENTAENANTA PHARMACEU	34,934	$2K	0.01%
1468	FVRRFIVERR INTERNATI	11,487	$2K	0.01%
1469	OFIXORTHOFIX MEDICAL	51,264	$2K	0.01%
1470	IWMJanuary 21 Puts on IWM US at 155, American	9,200	$2K	0.01%	Put
1471	TUR*ISHARES TURKEY	80,680	$2K	0.01%
1472	PPLPEMBINA PIPELINE	75,200	$2K	0.01%
1473	AEOAMER EAGLE OUTF	106,300	$2K	0.01%
1474	HCAHCA HEALTHCARE I	12,560	$2K	0.01%
1475	IRWDIRONWOOD PHARMAC	174,084	$2K	0.01%
1476	CARRCARRIER GLOB	51,153	$2K	0.01%
1477	GOLGBPGOL-ADR	256,082	$2K	0.01%
1478	WMSADVANCED DRAINAG	24,996	$2K	0.01%
1479	—OSMOTICA PHARMAC	287,697	$2K	0.01%
1480	MRSHMARSH & MCLENNAN	13,538	$2K	0.01%
1481	ABMABM INDUSTRIES	42,203	$2K	0.01%
1482	BEPBROOKFIELD RENEW	29,426	$2K	0.01%
1483	XLKMarch 21 Puts on XLK US at 114, American	12,700	$2K	0.01%	Put
1484	XLKDecember 20 Puts on XLK US at 102, American	12,700	$2K	0.01%	Put
1485	PHIPLDT INC-ADR	56,875	$2K	0.01%
1486	OTXOPEN TEXT CORP	36,466	$2K	0.01%
1487	—ULTZ BRANDS-CW23	233,332	$2K	0.01%
1488	—GS ACQUISIT-CW23	235,283	$2K	0.01%
1489	ATNXEURATHENEX INC	125,942	$2K	0.01%
1490	TNDMTANDEM DIABETES	13,333	$2K	0.01%
1491	MR4MERIDIAN BIOSCI	88,947	$2K	0.01%
1492	COWNEURCOWEN INC - A	92,914	$2K	0.01%
1493	—NEOLEUKIN THERAP	123,969	$1K	0.01%
1494	GQ9October 20 Puts on GLD US at 172, American	8,400	$1K	0.01%	Put
1495	NDQMarch 21 Puts on QQQ US at 261, American	5,100	$1K	0.01%	Put
1496	SAFTSAFETY INSURANCE	21,287	$1K	0.01%
1497	WWWWOLVERINE WORLD	56,897	$1K	0.01%
1498	—SPARTAN ENE-CW23	333,331	$1K	0.01%
1499	HVTHAVERTY FURNITUR	69,246	$1K	0.01%
1500	AMGNAMGEN INC	5,690	$1K	0.01%

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