MARSHALL WACE, LLP Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$12.7T

Holdings

1,601

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (1,601 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	CMRECOSTAMARE INC	164,066	$996.0M	0.01%
2	—NOBLE MIDSTREAM	41,144	$993.0M	0.01%
3	AXGNAXOGEN INC	79,211	$989.0M	0.01%
4	XLYOctober 19 Puts on XLY US at 115, American	8,200	$989.0M	0.01%	Put
5	SNASNAP-ON INC	6,295	$986.0M	0.01%
6	ASHROctober 19 Puts on ASHR US at 28, American	35,000	$984.0M	0.01%	Put
7	CDZICADIZ INC	78,625	$982.0M	0.01%
8	EDNEMP DISTRIB-ADR	138,189	$973.0M	0.01%
9	MRTNMARTEN TRANSPORT	46,532	$967.0M	0.01%
10	RAMPLIVERAMP HOLDING	22,463	$965.0M	0.01%
11	—TEAM INC	53,368	$963.0M	0.01%
12	PBRPETROBRAS SA-ADR	66,478	$962.0M	0.01%
13	MDLZMONDELEZ INTER-A	17,315	$958.0M	0.01%
14	07SSECUREWORKS CO-A	73,893	$955.0M	0.01%
15	THTARGET HOSPITALI	139,656	$951.0M	0.01%
16	WHFWHITEHORSE FINAN	68,292	$951.0M	0.01%
17	ACGLARCH CAPITAL GRP	22,586	$948.0M	0.01%
18	XLYOctober 19 Puts on XLY US at 116, American	7,700	$929.0M	0.01%	Put
19	SCHLSCHOLASTIC CORP	24,561	$927.0M	0.01%
20	CMECME GROUP INC	4,386	$927.0M	0.01%
21	SRRKSCHOLAR ROCK HOL	102,455	$918.0M	0.01%
22	BELFBBEL FUSE INC-B	60,663	$912.0M	0.01%
23	CO2ACATO CORP-A	51,580	$908.0M	0.01%
24	MIXTMIX TELEMATI-ADR	64,778	$904.0M	0.01%
25	—BIOSPECIFICS TEC	16,886	$904.0M	0.01%
26	MCOMOODY'S CORP	4,379	$897.0M	0.01%
27	DOOREURMASONITE INTERNA	15,467	$897.0M	0.01%
28	—LUMBER LIQUIDATO	90,640	$895.0M	0.01%
29	IMXIINTERNATIONAL MO	63,446	$872.0M	0.01%
30	PAHCPHIBRO ANIMAL-A	40,893	$872.0M	0.01%
31	—CYRUSONE INC	10,991	$869.0M	0.01%
32	OBKORIGIN BANCORP I	25,716	$868.0M	0.01%
33	CVECENOVUS ENERGY	92,301	$867.0M	0.01%
34	NDQOctober 19 Puts on QQQ US at 186, American	4,300	$867.0M	0.01%	Put
35	RGSUSDREGIS CORP	42,800	$865.0M	0.01%
36	GPKGRAPHIC PACKAGIN	58,350	$861.0M	0.01%
37	JPXAEROVIRONMENT IN	16,050	$860.0M	0.01%
38	—TRIVAGO NV-ADR	207,985	$855.0M	0.01%
39	NMRKNEWMARK GROUP-A	93,801	$850.0M	0.01%
40	VRTSVIRTUS INVEST	7,654	$846.0M	0.01%
41	PIIMPINJ INC	27,295	$842.0M	0.01%
42	GDOTGREEN DOT CORP-A	33,302	$841.0M	0.01%
43	XBISPDR S&P BIOTECH	10,967	$836.0M	0.01%
44	—J ALEXANDER	71,349	$836.0M	0.01%
45	—POINTS INTERNATI	75,893	$833.0M	0.01%
46	CRNXCRINETICS PHARMA	55,112	$829.0M	0.01%
47	TPIVDEURMARKER THERAPEUT	161,400	$825.0M	0.01%
48	BWABORGWARNER INC	22,445	$823.0M	0.01%
49	ITRNITURAN LOCATION	32,890	$815.0M	0.01%
50	TSLXUSDTPG SPECIALTY LE	38,648	$811.0M	0.01%
51	ORANYORANGE-SPON ADR	50,725	$790.0M	0.01%
52	NDQNovember 19 Calls on QQQ US at 199, American	3,900	$786.0M	0.01%	Call
53	SANBANCO SANTAN-ADR	195,055	$785.0M	0.01%
54	NFLXNETFLIX INC	2,921	$782.0M	0.01%
55	ZZILLOW GRO-C	26,142	$779.0M	0.01%
56	RCI/BROGERS COMMUNI-B	15,950	$778.0M	0.01%
57	CIGICOLLIERS INTERNA	10,305	$773.0M	0.01%
58	—DSP GROUP INC	54,782	$772.0M	0.01%
59	FSC1EUROAKTREE SPECIALT	147,178	$762.0M	0.01%
60	DSGDESCARTES SYS	18,813	$760.0M	0.01%
61	MTRXMATRIX SERVICE	44,083	$756.0M	0.01%
62	JBLJABIL INC	21,123	$756.0M	0.01%
63	ZM3ZUMIEZ INC	23,734	$752.0M	0.01%
64	—APTINYX INC	215,219	$751.0M	0.01%
65	BBUBROOKFIELD BP-U	19,020	$746.0M	0.01%
66	BAPCREDICORP LTD	3,579	$746.0M	0.01%
67	SLVOctober 19 Puts on SLV US at 16.5, American	46,800	$741.0M	0.01%	Put
68	—ACORDA THERAPEUT	258,385	$741.0M	0.01%
69	—DELPHI TECHNOLOG	55,223	$740.0M	0.01%
70	—VEDANTA LTD-ADR	84,724	$736.0M	0.01%
71	PAHUSDELEMENT SOLUTION	72,154	$735.0M	0.01%
72	—LIBBEY INC	219,180	$734.0M	0.01%
73	—TSAKOS ENERGY NA	247,255	$730.0M	0.01%
74	GLREGREENLIGHT CAP-A	69,340	$728.0M	0.01%
75	VYGRVOYAGER THERAPEU	42,141	$725.0M	0.01%
76	VMIVALMONT INDS	5,216	$722.0M	0.01%
77	VETVERMILION ENERGY	42,776	$713.0M	0.01%
78	LMATLEMAITRE VASCULA	20,728	$708.0M	0.01%
79	NINISOURCE INC	23,531	$704.0M	0.01%
80	STTSTATE ST CORP	11,855	$702.0M	0.01%
81	NGDNEW GOLD INC	701,017	$701.0M	0.01%
82	GDGENERAL DYNAMICS	3,795	$693.0M	0.01%
83	VREXVAREX IMAGIN	24,299	$693.0M	0.01%
84	IWOOctober 19 Calls on IWO US at 200, American	3,400	$688.0M	0.01%	Call
85	CEOCNOOC LTD-ADR	4,517	$688.0M	0.01%
86	HTEURHERSHA HOSPITAL	45,937	$684.0M	0.01%
87	SGRYSURGERY PARTNERS	92,282	$681.0M	0.01%
88	PLUSEPLUS INC	8,946	$680.0M	0.01%
89	GTXGARRETT MOTIO	68,021	$677.0M	0.01%
90	CDR1USDCEDAR REALTY TRU	224,943	$675.0M	0.01%
91	CP.TOCANADIAN PACIFIC	3,023	$672.0M	0.01%
92	AEGNAEGION CORP	31,386	$671.0M	0.01%
93	TCSUSDCONTAINER STORE	150,521	$666.0M	0.01%
94	TRPTC ENERGY CORP	12,795	$663.0M	0.01%
95	ARMKARAMARK	15,173	$661.0M	0.01%
96	TRHCEURTABULA RASA HEAL	12,021	$660.0M	0.01%
97	—ECHO GLOBAL LOGI	29,078	$658.0M	0.01%
98	BFHALLIANCE DATA	5,125	$657.0M	0.01%
99	CLHCLEAN HARBORS	8,485	$655.0M	0.01%
100	NATNORDIC AMERICAN	302,677	$654.0M	0.01%

Page 1 of 18Next