MARSHALL WACE, LLP Q2 2022 Filing

Filed August 15, 2022

Portfolio Value

$48.6M

Holdings

3,230

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (3,230 positions)

#	Stock	Shares	Value	% Portfolio	Type
4301	ABOSACUMEN PHARMACEU	18,808	$89K	0.18%
4302	PFEFebruary 23 Puts on PFE US at 52.5, American	1,700	$89K	0.18%	Put
4303	GSSeptember 22 Calls on GS US at 310, American	300	$89K	0.18%	Call
4304	FXEJuly 22 Puts on FXE US at 97, American	900	$87K	0.18%	Put
4305	—EMBARK TECHNOLOG	169,055	$87K	0.18%	Call
4306	LVLNDecember 22 Puts on KRE US at 51, American	1,500	$87K	0.18%	Put
4307	NFLXDecember 22 Calls on NFLX US at 520, American	500	$87K	0.18%	Call
4308	MRNAOctober 22 Calls on MRNA US at 175, American	600	$86K	0.18%	Call
4309	GMSeptember 22 Calls on GM US at 37, American	2,700	$85K	0.17%	Call
4310	WPRTWESTPORT FUEL SY	85,238	$85K	0.17%
4311	TUPTUPPERWARE BRAND	13,388	$85K	0.17%
4312	OCGNOCUGEN INC	37,483	$85K	0.17%
4313	LILMLILIUM NV	35,758	$84K	0.17%
4314	PFEJune 23 Calls on PFE US at 57.5, American	1,600	$84K	0.17%	Call
4315	NDQSeptember 22 Puts on QQQ US at 329, American	300	$84K	0.17%	Put
4316	XOPSeptember 22 Calls on XOP US at 158, American	700	$84K	0.17%	Call
4317	NDQSeptember 22 Puts on QQQ US at 327, American	300	$84K	0.17%	Put
4318	ICDINDEPENDENCE CON	27,041	$84K	0.17%
4319	NAGECHROMADEX CORP	49,451	$83K	0.17%
4320	CRMAugust 22 Calls on CRM US at 170, American	500	$83K	0.17%	Call
4321	BRK/BMarch 23 Calls on BRK/B US at 290, American	300	$82K	0.17%	Call
4322	HDJanuary 23 Calls on HD US at 315, American	300	$82K	0.17%	Call
4323	HDJanuary 23 Puts on HD US at 285, American	300	$82K	0.17%	Put
4324	TSMOctober 22 Puts on TSM US at 70, American	1,000	$82K	0.17%	Put
4325	HDJune 23 Puts on HD US at 235, American	300	$82K	0.17%	Put
4326	TSMOctober 22 Calls on TSM US at 85, American	1,000	$82K	0.17%	Call
4327	XYZJuly 22 Calls on SQ US at 68, American	1,300	$80K	0.16%	Call
4328	JPMJune 23 Puts on JPM US at 120, American	700	$79K	0.16%	Put
4329	GMDecember 22 Puts on GM US at 34, American	2,500	$79K	0.16%	Put
4330	VJune 23 Puts on V US at 170, American	400	$78K	0.16%	Put
4331	WKHSEURWORKHORSE GROUP	29,752	$78K	0.16%
4332	MSFTJuly 22 Puts on MSFT US at 252.5, American	300	$78K	0.16%	Put
4333	DOUGDOUGLAS ELLIMAN	16,135	$77K	0.16%
4334	—LION GROUP H-ADR	88,878	$76K	0.16%
4335	GMDecember 22 Puts on GM US at 33, American	2,400	$76K	0.16%	Put
4336	CIFRCIPHER MINING IN	55,186	$75K	0.15%
4337	LYRALYRA THERAPEUTIC	12,929	$74K	0.15%
4338	ADBEAugust 22 Calls on ADBE US at 395, American	200	$74K	0.15%	Call
4339	TRVCJune 23 Puts on C US at 47.5, American	1,600	$74K	0.15%	Put
4340	—PHASEBIO PHARMAC	123,039	$73K	0.15%
4341	MRNASeptember 22 Puts on MRNA US at 120, American	500	$72K	0.15%	Put
4342	SCOR1EURCOMSCORE INC	35,445	$72K	0.15%
4343	MRNAJanuary 23 Puts on MRNA US at 105, American	500	$72K	0.15%	Put
4344	LFTLUMENT FINANCE T	30,315	$72K	0.15%
4345	WMTAugust 22 Calls on WMT US at 125, American	600	$72K	0.15%	Call
4346	SMSISMITH MICRO SOFT	29,120	$71K	0.15%
4347	NFLXMarch 23 Calls on NFLX US at 230, American	400	$70K	0.14%	Call
4348	OIHJanuary 23 Puts on OIH US at 245, American	300	$70K	0.14%	Put
4349	OIHJanuary 23 Puts on OIH US at 270, American	300	$70K	0.14%	Put
4350	NFLXSeptember 22 Puts on NFLX US at 370, American	400	$70K	0.14%	Put
4351	OIHJanuary 23 Puts on OIH US at 215, American	300	$70K	0.14%	Put
4352	PRVBUSDPROVENTION BIO I	17,108	$69K	0.14%
4353	FEZJanuary 23 Puts on FEZ US at 35, American	2,000	$69K	0.14%	Put
4354	MUOctober 22 Puts on MU US at 57.5, American	1,200	$67K	0.14%	Put
4355	EPIEURESSA PHARMA INC	21,393	$67K	0.14%
4356	GMDecember 22 Puts on GM US at 36, American	2,100	$67K	0.14%	Put
4357	GDXJNovember 22 Puts on GDXJ US at 33, American	2,100	$67K	0.14%	Put
4358	WFCMarch 23 Calls on WFC US at 47.5, American	1,700	$66K	0.14%	Call
4359	WFCMarch 23 Calls on WFC US at 45, American	1,700	$66K	0.14%	Call
4360	TSMJuly 22 Calls on TSM US at 87, American	800	$66K	0.14%	Call
4361	DISOctober 22 Puts on DIS US at 130, American	700	$66K	0.14%	Put
4362	CIFRWCIPHER MINING IN	48,720	$66K	0.14%	Call
4363	NUNU HOLDINGS LT-A	17,649	$66K	0.14%
4364	MAJanuary 23 Puts on MA US at 310, American	200	$64K	0.13%	Put
4365	MAOctober 22 Calls on MA US at 340, American	200	$64K	0.13%	Call
4366	MAOctober 22 Calls on MA US at 345, American	200	$64K	0.13%	Call
4367	MAJanuary 23 Puts on MA US at 320, American	200	$64K	0.13%	Put
4368	MAJanuary 23 Calls on MA US at 355, American	200	$64K	0.13%	Call
4369	MAJanuary 23 Puts on MA US at 290, American	200	$64K	0.13%	Put
4370	MAOctober 22 Calls on MA US at 350, American	200	$64K	0.13%	Call
4371	MAJanuary 23 Puts on MA US at 285, American	200	$64K	0.13%	Put
4372	MAJanuary 23 Puts on MA US at 305, American	200	$64K	0.13%	Put
4373	MAJanuary 23 Puts on MA US at 280, American	200	$64K	0.13%	Put
4374	AAOIAPPLIED OPTOELEC	40,960	$64K	0.13%
4375	MAJanuary 23 Calls on MA US at 350, American	200	$64K	0.13%	Call
4376	MAJanuary 23 Puts on MA US at 295, American	200	$64K	0.13%	Put
4377	—BEST INC - ADR	56,411	$64K	0.13%
4378	MAJanuary 23 Puts on MA US at 270, American	200	$64K	0.13%	Put
4379	MAJanuary 23 Puts on MA US at 275, American	200	$64K	0.13%	Put
4380	MAJanuary 23 Puts on MA US at 315, American	200	$64K	0.13%	Put
4381	MAJanuary 23 Puts on MA US at 265, American	200	$64K	0.13%	Put
4382	MAOctober 22 Calls on MA US at 355, American	200	$64K	0.13%	Call
4383	GMDecember 22 Puts on GM US at 35, American	2,000	$63K	0.13%	Put
4384	UPHLWUPHEALTH INC	110,395	$63K	0.13%	Call
4385	CMPXCOMPASS THERAPEU	23,727	$63K	0.13%
4386	XYZAugust 22 Calls on SQ US at 70, American	1,000	$62K	0.13%	Call
4387	—SHARPS COMPLIANC	20,600	$61K	0.13%
4388	GSMarch 23 Calls on GS US at 340, American	200	$60K	0.12%	Call
4389	LTCHLATCH INC	53,700	$60K	0.12%
4390	WMTAugust 22 Calls on WMT US at 124, American	500	$60K	0.12%	Call
4391	GSMarch 23 Calls on GS US at 320, American	200	$60K	0.12%	Call
4392	GSSeptember 22 Puts on GS US at 295, American	200	$60K	0.12%	Put
4393	GSMarch 23 Calls on GS US at 330, American	200	$60K	0.12%	Call
4394	EGHT8X8 INC	11,521	$59K	0.12%
4395	VDecember 22 Puts on V US at 170, American	300	$59K	0.12%	Put
4396	VJune 23 Puts on V US at 180, American	300	$59K	0.12%	Put
4397	HOURHOUR LOOP INC	22,977	$58K	0.12%
4398	TSMOctober 22 Puts on TSM US at 80, American	700	$58K	0.12%	Put
4399	CCXUSDSKILLSOFT CORP	16,700	$58K	0.12%
4400	FXBINVESCO CURRENCY	500	$58K	0.12%

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