MARSHALL WACE, LLP Q2 2022 Filing

Filed August 15, 2022

Portfolio Value

$48.6M

Holdings

3,230

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (3,230 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	XLUSeptember 22 Puts on XLU US at 72, American	8,400	$589K	1.21%	Put
3202	WEAVWEAVE COMMUNICAT	193,278	$587K	1.21%
3203	NRDYNERDY INC	276,291	$587K	1.21%
3204	—LDH GROWTH C-A	59,998	$586K	1.21%	Call
3205	WMTDecember 22 Calls on WMT US at 140, American	4,800	$583K	1.20%	Call
3206	EWYJuly 22 Puts on EWY US at 59, American	10,000	$582K	1.20%	Put
3207	CTKBCYTEK BIOSCIENCE	54,096	$582K	1.20%
3208	—BERKSHIRE GREY I	400,000	$581K	1.20%	Call
3209	CRMDCORMEDIX INC	144,191	$579K	1.19%
3210	ABNBJuly 22 Calls on ABNB US at 105, American	6,500	$579K	1.19%	Call
3211	ENPHENPHASE ENERGY	2,955	$578K	1.19%
3212	DHDEFINITIVE HEALT	25,220	$578K	1.19%
3213	PFEDecember 22 Calls on PFE US at 52.5, American	11,000	$577K	1.19%	Call
3214	UTHUNITED THERAPEUT	2,449	$577K	1.19%
3215	RRNRED ROBIN GOURME	71,732	$577K	1.19%
3216	OPFI/WSOPPFI INC	175,000	$576K	1.18%	Call
3217	DENNDENNY'S CORP	66,293	$575K	1.18%
3218	BNDXVANGUARD INTL BD	11,610	$575K	1.18%
3219	JPMAugust 22 Calls on JPM US at 116, American	5,100	$574K	1.18%	Call
3220	KWEBJuly 22 Puts on KWEB US at 29.5, American	17,500	$574K	1.18%	Put
3221	ADVWWADVANTAGE SOLUTI	151,089	$573K	1.18%	Call
3222	TSMJuly 22 Calls on TSM US at 88, American	7,000	$573K	1.18%	Call
3223	VJanuary 23 Puts on V US at 185, American	2,900	$570K	1.17%	Put
3224	VDecember 22 Calls on V US at 210, American	2,900	$570K	1.17%	Call
3225	VNovember 22 Puts on V US at 190, American	2,900	$570K	1.17%	Put
3226	VOctober 22 Puts on V US at 205, American	2,900	$570K	1.17%	Put
3227	VSeptember 22 Puts on V US at 205, American	2,900	$570K	1.17%	Put
3228	BABAOctober 22 Calls on BABA US at 110, American	5,000	$569K	1.17%	Call
3229	MSFTOctober 22 Calls on MSFT US at 275, American	2,200	$565K	1.16%	Call
3230	BMIBADGER METER INC	6,982	$565K	1.16%
3231	MUAugust 22 Calls on MU US at 60, American	10,200	$564K	1.16%	Call
3232	—LAVA MEDTECH A-A	56,653	$563K	1.16%
3233	GMJuly 22 Calls on GM US at 33, American	17,700	$563K	1.16%	Call
3234	TFINTRIUMPH BANCORP	8,964	$562K	1.16%
3235	—ALPINE ACQUISITI	55,079	$561K	1.15%	Call
3236	VAPOVAPOTHERM INC	221,504	$561K	1.15%
3237	DLTHDULUTH HLDGS - B	58,727	$560K	1.15%
3238	—ESS TECH INC	200,000	$560K	1.15%	Call
3239	OLMAOLEMA PHARMACEUT	137,466	$558K	1.15%
3240	PFEJanuary 23 Calls on PFE US at 52.5, American	10,600	$556K	1.14%	Call
3241	ORICORIC PHARMACEUTI	124,067	$556K	1.14%
3242	—BAKKT HOLDINGS I	263,096	$554K	1.14%	Call
3243	—BROAD CAPITAL AC	55,890	$553K	1.14%
3244	CGEMCULLINAN ONCOLOG	43,123	$553K	1.14%
3245	VJanuary 23 Puts on V US at 195, American	2,800	$552K	1.14%	Put
3246	VOctober 22 Puts on V US at 165, American	2,800	$551K	1.13%	Put
3247	—ORION ACQUISIT-A	56,278	$551K	1.13%	Call
3248	VNovember 22 Calls on V US at 205, American	2,800	$551K	1.13%	Call
3249	KOPNKOPIN CORP	490,741	$550K	1.13%
3250	ASAIYSENDAS DISTR	40,260	$547K	1.13%
3251	INTCJuly 22 Puts on INTC US at 38, American	14,600	$546K	1.12%	Put
3252	GDENGOLDEN ENTERTAIN	13,817	$546K	1.12%
3253	OPRAOPERA LTD-ADR	123,676	$545K	1.12%
3254	GDXJNovember 22 Calls on GDXJ US at 43, American	17,000	$544K	1.12%	Call
3255	RNWRENEW ENERGY GLO	83,890	$544K	1.12%
3256	EWCZEUROPEAN WAX-A	30,768	$543K	1.12%
3257	SGFYGBPSIGNIFY HEALTH-A	39,339	$542K	1.12%
3258	MUAugust 22 Calls on MU US at 62.5, American	9,800	$541K	1.11%	Call
3259	CHCTCOMMUNITY HEALTH	14,906	$539K	1.11%
3260	ADBEADOBE INC	1,470	$539K	1.11%
3261	TCE2CELLDEX THERAPEU	20,023	$539K	1.11%
3262	UNHUNITEDHEALTH GRP	1,009,871	$537K	1.10%
3263	—ORION BIOTECH OP	54,995	$536K	1.10%	Call
3264	TUR*November 22 Calls on TUR US at 25, American	28,200	$536K	1.10%	Call
3265	RYNRAYONIER INC	14,321	$535K	1.10%
3266	GDXJSeptember 22 Puts on GDXJ US at 37, American	16,700	$535K	1.10%	Put
3267	—MARKETWISE INC	148,776	$535K	1.10%	Call
3268	SONSONOCO PRODUCTS	9,360	$535K	1.10%
3269	AJXGREAT AJAX CORP	55,679	$534K	1.10%
3270	ONLORION OFFICE REI	48,578	$533K	1.10%
3271	VJanuary 23 Puts on V US at 175, American	2,700	$532K	1.09%	Put
3272	VJanuary 23 Puts on V US at 170, American	2,700	$532K	1.09%	Put
3273	NWLINATIONAL WESTE-A	2,627	$532K	1.09%
3274	AEVAWAEVA TECHNOLOGIE	170,000	$532K	1.09%	Call
3275	AERAERCAP HOLDINGS	13,005	$531K	1.09%
3276	GMJuly 22 Calls on GM US at 33.5, American	16,700	$530K	1.09%	Call
3277	XYZBLOCK INC	8,596	$529K	1.09%
3278	MRNAJanuary 23 Puts on MRNA US at 155, American	3,700	$529K	1.09%	Put
3279	INTCOctober 22 Calls on INTC US at 42.5, American	14,100	$528K	1.09%	Call
3280	ALTGALTA EQUIPMENT G	58,654	$526K	1.08%
3281	NVGSNAVIGATOR HOLDIN	46,567	$526K	1.08%
3282	XOPSeptember 22 Puts on XOP US at 127, American	4,400	$526K	1.08%	Put
3283	XOPSeptember 22 Puts on XOP US at 126, American	4,400	$526K	1.08%	Put
3284	BKNGSeptember 22 Calls on BKNG US at 1980, American	300	$525K	1.08%	Call
3285	BKNGJuly 22 Puts on BKNG US at 1890, American	300	$525K	1.08%	Put
3286	BKNGSeptember 22 Calls on BKNG US at 1950, American	300	$525K	1.08%	Call
3287	BKNGAugust 22 Puts on BKNG US at 1780, American	300	$525K	1.08%	Put
3288	BKNGSeptember 22 Calls on BKNG US at 1960, American	300	$525K	1.08%	Call
3289	BKNGSeptember 22 Calls on BKNG US at 1975, American	300	$525K	1.08%	Call
3290	BKNGAugust 22 Puts on BKNG US at 1770, American	300	$525K	1.08%	Put
3291	BKNGJuly 22 Puts on BKNG US at 1720, American	300	$525K	1.08%	Put
3292	BKNGJuly 22 Puts on BKNG US at 1780, American	300	$525K	1.08%	Put
3293	BKNGAugust 22 Puts on BKNG US at 1710, American	300	$525K	1.08%	Put
3294	BKNGSeptember 22 Calls on BKNG US at 1965, American	300	$525K	1.08%	Call
3295	BKNGSeptember 22 Puts on BKNG US at 1750, American	300	$525K	1.08%	Put
3296	BKNGSeptember 22 Calls on BKNG US at 1970, American	300	$525K	1.08%	Call
3297	BKNGSeptember 22 Puts on BKNG US at 1760, American	300	$525K	1.08%	Put
3298	BKNGAugust 22 Puts on BKNG US at 1760, American	300	$525K	1.08%	Put
3299	BKNGJuly 22 Puts on BKNG US at 1885, American	300	$525K	1.08%	Put
3300	—GRAF ACQUISITION	54,089	$525K	1.08%

PreviousPage 33 of 47Next