MARSHALL WACE, LLP Q2 2022 Filing

Filed August 15, 2022

Portfolio Value

$48.6M

Holdings

3,230

Report Date

Q2 2022

Filing Type

13F-HR

All Holdings (3,230 positions)

#	Stock	Shares	Value	% Portfolio	Type
1901	LVLNJanuary 23 Calls on KRE US at 67, American	45,700	$2.7M	5.46%	Call
1902	WMTJuly 22 Calls on WMT US at 123, American	21,800	$2.7M	5.45%	Call
1903	—DTRT HEALTH AC-A	263,206	$2.6M	5.45%	Call
1904	MSFTNovember 22 Puts on MSFT US at 225, American	10,300	$2.6M	5.44%	Put
1905	CFFNCAPITOL FEDERAL	288,169	$2.6M	5.44%
1906	JPMJuly 22 Puts on JPM US at 140, American	23,300	$2.6M	5.40%	Put
1907	—INDIE SEMICOND-A	460,118	$2.6M	5.40%	Call
1908	MSFTNovember 22 Calls on MSFT US at 290, American	10,200	$2.6M	5.39%	Call
1909	CCCHEMOURS CO	81,603	$2.6M	5.38%
1910	DAWNDAY ONE BIOPHARM	145,898	$2.6M	5.37%
1911	—BLUE OWL CAPITAL	260,000	$2.6M	5.37%	Call
1912	—ESGEN ACQUISIT-A	259,668	$2.6M	5.37%	Call
1913	INTCJuly 22 Puts on INTC US at 42.5, American	69,500	$2.6M	5.35%	Put
1914	—PIVOTAL INVEST-A	263,915	$2.6M	5.33%	Call
1915	—POST HOLDINGS PA	266,663	$2.6M	5.32%	Call
1916	RDNWRUMBLEON INC-B	175,752	$2.6M	5.32%
1917	LVLNSeptember 22 Puts on KRE US at 69, American	44,500	$2.6M	5.32%	Put
1918	AXONAXON ENTERPRISE	27,641	$2.6M	5.30%
1919	KBWBINVESCO KBW BANK	49,614	$2.6M	5.28%
1920	GDXDecember 22 Puts on GDX US at 27, American	93,700	$2.6M	5.28%	Put
1921	PYPLJuly 22 Calls on PYPL US at 72, American	36,700	$2.6M	5.27%	Call
1922	—KINS TECHNOL-A	256,196	$2.6M	5.27%	Call
1923	—SHELTER ACQ-A	260,597	$2.6M	5.27%	Call
1924	GQ9July 22 Puts on GLD US at 161, American	15,200	$2.6M	5.27%	Put
1925	RILYB. RILEY FINANCI	60,637	$2.6M	5.27%
1926	TPRTAPESTRY INC	83,667	$2.6M	5.25%
1927	BB4AXOS FINANCIAL I	71,195	$2.6M	5.25%
1928	—FINTECH EVOLUT-A	260,616	$2.6M	5.25%	Call
1929	LION1EURLIONHEART III -A	255,415	$2.6M	5.25%
1930	—RMG ACQUISITION	259,130	$2.6M	5.25%	Call
1931	OMGBPOUTSET MEDICAL I	171,264	$2.5M	5.24%
1932	PYPLJuly 22 Calls on PYPL US at 74, American	36,300	$2.5M	5.22%	Call
1933	—SPORTS VENTURE-A	256,661	$2.5M	5.20%	Call
1934	—JAGUAR GLOBAL -A	254,318	$2.5M	5.20%
1935	SOFISOFI TECHNOLOGIE	479,600	$2.5M	5.20%
1936	TIMBTIM SA-ADR	207,850	$2.5M	5.19%
1937	PYPLJuly 22 Calls on PYPL US at 72.5, American	36,100	$2.5M	5.19%	Call
1938	0VVBPARAMOUNT GLOB-B	101,878	$2.5M	5.17%
1939	REMXVANECK RARE ERTH	28,958	$2.5M	5.17%
1940	SPMCSOUND POINT AC-A	250,498	$2.5M	5.17%
1941	BABAMarch 23 Calls on BABA US at 165, American	22,100	$2.5M	5.17%	Call
1942	—CAPITALWORK-CL A	249,999	$2.5M	5.16%	Call
1943	—SWIFTMERGE ACQ-A	255,372	$2.5M	5.16%
1944	FULTFULTON FINANCIAL	173,456	$2.5M	5.15%
1945	BRZHWBREEZE HOLDINGS	243,838	$2.5M	5.15%	Call
1946	BACSeptember 22 Puts on BAC US at 35, American	80,300	$2.5M	5.14%	Put
1947	PPYAWPAPAYA GROWTH -A	249,999	$2.5M	5.14%	Call
1948	—VALOR LATITUDE-A	255,878	$2.5M	5.13%
1949	—CF ACQUISITION-A	250,794	$2.5M	5.13%
1950	GDXDecember 22 Puts on GDX US at 30, American	91,000	$2.5M	5.13%	Put
1951	MBVIM3-BRIGADE ACQUI	249,996	$2.5M	5.13%	Call
1952	—MERCATO PARTNE-A	249,999	$2.5M	5.12%	Call
1953	SLDPWSOLID POWER INC	462,259	$2.5M	5.12%	Call
1954	—JAGUAR GLOBAL -A	249,996	$2.5M	5.11%	Call
1955	SOXXJuly 22 Calls on SOXX US at 375, American	7,100	$2.5M	5.11%	Call
1956	ACABWATLANTIC COAST-A	249,999	$2.5M	5.11%	Call
1957	—PRIMAVERA CAP-A	252,286	$2.5M	5.10%	Call
1958	TDOCTELADOC HEALTH I	74,509	$2.5M	5.09%
1959	JPMAugust 22 Puts on JPM US at 115, American	21,900	$2.5M	5.08%	Put
1960	—VIVEON HEALTH AC	239,823	$2.5M	5.06%	Call
1961	MKTXMARKETAXESS	9,600	$2.5M	5.06%
1962	KIMKIMCO REALTY	124,027	$2.5M	5.04%
1963	—SUNLIGHT FINANCI	830,911	$2.5M	5.04%	Call
1964	—L CATTERTON AS-A	249,996	$2.5M	5.04%	Call
1965	2362120DSINCLAIR BROAD-A	120,091	$2.5M	5.04%
1966	—AURORA ACQUISITI	250,000	$2.5M	5.04%	Call
1967	DAYCERIDIAN HCM HOL	51,969	$2.4M	5.04%
1968	—CORAZON CAPIT-A	249,996	$2.4M	5.03%	Call
1969	—GAMING & HOSPI-A	249,994	$2.4M	5.03%	Call
1970	—GOLDEN ARROW-A	249,997	$2.4M	5.03%	Call
1971	LVLNJanuary 23 Calls on KRE US at 64, American	42,100	$2.4M	5.03%	Call
1972	—FORTRESS VAL-A	249,994	$2.4M	5.03%	Call
1973	LBRTLIBERTY ENERGY I	191,516	$2.4M	5.03%
1974	OIHVANECK OIL SRVS	10,500	$2.4M	5.02%
1975	—GLENFARNE MERG-A	249,996	$2.4M	5.01%	Call
1976	—AF ACQUISITION-A	249,997	$2.4M	5.01%	Call
1977	TRMKTRUSTMARK CORP	83,355	$2.4M	5.00%
1978	SERVUSDTERMINIX GLOBAL	59,817	$2.4M	5.00%
1979	ECHISHARES MSCI CHI	100,866	$2.4M	5.00%
1980	RSRELIANCE STEEL	14,301	$2.4M	5.00%
1981	EXFYEXPENSIFY INC-A	136,562	$2.4M	4.99%
1982	—CHANNELADVISOR C	166,238	$2.4M	4.99%
1983	VSeptember 22 Puts on V US at 200, American	12,300	$2.4M	4.98%	Put
1984	KWEBAugust 22 Calls on KWEB US at 35, American	73,900	$2.4M	4.98%	Call
1985	—NEWCOURT ACQ-A	240,385	$2.4M	4.97%	Call
1986	IBMIBM	17,098	$2.4M	4.97%
1987	—USHG ACQUISITION	245,711	$2.4M	4.95%
1988	—CLEANTECH ACQUIS	239,061	$2.4M	4.95%
1989	BLUEBLUEBIRD BIO INC	579,773	$2.4M	4.94%
1990	DYNDYNE THERAPEUTIC	349,279	$2.4M	4.94%
1991	—NORTHERN STAR -A	243,993	$2.4M	4.93%	Call
1992	PVACUSDRANGER OIL CORP	72,866	$2.4M	4.93%
1993	ADBEJuly 22 Calls on ADBE US at 380, American	6,500	$2.4M	4.90%	Call
1994	QSRRESTAURANT BRAND	47,400	$2.4M	4.89%
1995	BABAOctober 22 Puts on BABA US at 105, American	20,900	$2.4M	4.89%	Put
1996	ENTAENANTA PHARMACEU	50,160	$2.4M	4.88%
1997	NESRNATIONAL ENERGY	349,527	$2.4M	4.88%
1998	GDXJuly 22 Calls on GDX US at 33, American	86,400	$2.4M	4.87%	Call
1999	URBNURBAN OUTFITTER	126,833	$2.4M	4.87%
2000	—EQRX INC	502,945	$2.4M	4.85%	Call

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