MARSHALL WACE, LLP Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$20.5M

Holdings

2,106

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (2,106 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	TRYBARINGS BDC INC	20,017	$211K	1.03%
702	WTWISDOMTREE INVES	33,876	$210K	1.02%
703	MLSSMILESTONE SCIENT	85,284	$209K	1.02%
704	0VVBVIACOMCBS INC-B	4,612,007	$208K	1.02%
705	DISWALT DISNEY CO	1,182	$208K	1.01%
706	ABXJuly 21 Puts on GOLD US at 20, American	10,000	$207K	1.01%	Put
707	SENEASENECA FOODS-A	4,029	$206K	1.00%
708	STXSEAGATE TECHNOLO	2,341	$206K	1.00%
709	ABGAMERISOURCEBERGE	1,796	$206K	1.00%
710	CLDRCLOUDERA INC	12,903	$205K	1.00%
711	TSLADecember 21 Calls on TSLA US at 950, American	300	$204K	0.99%	Call
712	TSLADecember 21 Puts on TSLA US at 725, American	300	$204K	0.99%	Put
713	IHIHUMAN INC	19,660	$203K	0.99%
714	PJ4APARK CITY GROUP	36,878	$203K	0.99%
715	—YATSEN HOLD-ADR	21,624	$203K	0.99%
716	ERUSISHARES MSCI RUS	4,588	$203K	0.99%
717	MASS908 DEVICES INC	5,221	$202K	0.98%
718	PAGPPLAINS GP HOLD-A	16,824	$201K	0.98%
719	HTGCHERCULES CAPITAL	11,766	$201K	0.98%
720	GILDJuly 21 Puts on GILD US at 68, American	2,900	$200K	0.97%	Put
721	—BM TECHNOLOGIES	16,036	$199K	0.97%
722	MOR2MORPHOSYS AG ADR	10,342	$199K	0.97%
723	—CIM COMMERCIAL T	22,064	$197K	0.96%
724	HCKTHACKETT GROUP	10,927	$197K	0.96%
725	HFFGHF FOODS GROUP I	36,795	$195K	0.95%
726	—CENTOGENE NV	18,691	$195K	0.95%
727	IGVJanuary 22 Puts on IGV US at 335, American	500	$195K	0.95%	Put
728	XENEXENON PHARMACEUT	10,453	$195K	0.95%
729	SIENUSDSIENTRA INC	24,362	$194K	0.95%
730	—SUNLIGHT FINANCI	19,309	$193K	0.94%
731	—DIGITAL ALLY INC	106,504	$192K	0.94%
732	—HENNESSY CAPIT-A	18,744	$190K	0.93%	Call
733	—CALYXT INC	47,114	$189K	0.92%
734	VNQVANGUARD REIT ET	1,848	$188K	0.92%
735	—VONAGE HOLDINGS	12,979	$187K	0.91%
736	PBIPITNEY BOWES INC	21,322	$187K	0.91%
737	VJuly 21 Puts on V US at 230, American	800	$187K	0.91%	Put
738	—UNITY BIOTECHNOL	39,942	$186K	0.91%
739	OCULOCULAR THERAPEUT	13,114	$186K	0.91%
740	—SALARIUS PHARMAC	174,474	$185K	0.90%
741	—VY GLOBAL-CL A	18,392	$183K	0.89%	Call
742	AQUAUSDEVOQUA WATER TEC	58,329	$183K	0.89%
743	GDXJJuly 21 Puts on GDXJ US at 46.5, American	3,900	$182K	0.89%	Put
744	IMVTIMMUNOVANT INC	17,167	$181K	0.88%
745	WNEBWESTERN NEW ENGL	22,043	$180K	0.88%
746	NVDAJuly 21 Puts on NVDA US at 645, American	900	$180K	0.88%	Put
747	NVDAOctober 21 Calls on NVDA US at 740, American	900	$180K	0.88%	Call
748	GDXJanuary 22 Puts on GDX US at 32, American	5,300	$180K	0.88%	Put
749	—LOGICBIO THERAPE	40,568	$180K	0.88%
750	AAPLAPPLE INC	1,308,735	$179K	0.87%
751	SA2DSANDRIDGE ENERGY	28,460	$179K	0.87%
752	ZTSZOETIS INC	951,285	$177K	0.86%
753	ADBEAugust 21 Puts on ADBE US at 555, American	300	$176K	0.86%	Put
754	XAIRBEYOND AIR INC	27,063	$175K	0.85%
755	—OSMOTICA PHARMAC	57,958	$174K	0.85%
756	TDAYGANNETT CO INC	31,691	$174K	0.85%
757	—CLIMATE REAL-A	17,495	$173K	0.84%	Call
758	METCRAMACO RESOURCES	31,359	$172K	0.84%
759	—O2MICRO INTL-ADR	23,834	$172K	0.84%
760	TARAPROTARA THERAPEU	17,469	$170K	0.83%
761	NLYEURANNALY CAPITAL M	19,102	$170K	0.83%
762	—BIT MININ-SP ADR	21,593	$170K	0.83%
763	GDXJJuly 21 Puts on GDXJ US at 45, American	25,100	$169K	0.82%	Put
764	RELLRICHARDSON ELEC	20,367	$169K	0.82%
765	WMTJuly 21 Puts on WMT US at 136, American	1,200	$169K	0.82%	Put
766	ONTXUSDONCONOVA THERAPE	24,345	$169K	0.82%
767	INTCJuly 21 Puts on INTC US at 54.5, American	3,000	$168K	0.82%	Put
768	C1B2PAO ACUCAR-ADR	21,466	$168K	0.82%
769	POLAEURPOLAR POWER INC	17,701	$166K	0.81%
770	—LOCUST WAL-CLS A	16,661	$165K	0.80%	Call
771	XOPDecember 21 Puts on XOP US at 100, American	1,700	$164K	0.80%	Put
772	AM6AMICUS THERAPEUT	16,945	$163K	0.79%
773	—TRINITY BIO-ADR	55,557	$163K	0.79%
774	—LAIX INC - ADR	86,908	$162K	0.79%
775	DNBDUN & BRADSTREET	617,898	$160K	0.78%
776	JDJuly 21 Puts on JD US at 67.5, American	2,000	$160K	0.78%	Put
777	MUFGMITSUBISHI U-ADR	29,356	$159K	0.77%
778	COSTJuly 21 Calls on COST US at 390, American	400	$158K	0.77%	Call
779	GOSSGOSSAMER BIO INC	19,252	$156K	0.76%
780	HRTGHERITAGE INSURAN	18,182	$156K	0.76%
781	NGLNGL ENERGY PARTN	565,284	$155K	0.76%
782	—COLOR STAR TECHN	150,171	$155K	0.76%
783	LYRALYRA THERAPEUTIC	19,321	$155K	0.76%
784	ZMJanuary 22 Calls on ZM US at 400, American	400	$155K	0.76%	Call
785	—FALCON MINERALS	30,246	$154K	0.75%
786	ORGSORGENESIS INC	30,124	$153K	0.75%
787	PHPNGALECTIN THERAPE	47,509	$152K	0.74%
788	YRDYIREN DIGITAL LT	25,306	$152K	0.74%
789	LSEALANDSEA HOMES CO	18,004	$151K	0.74%
790	USDPUSD PARTNERS LP	19,840	$150K	0.73%
791	—STAR PEAK CORP-A	14,994	$148K	0.72%	Call
792	ABNBAIRBNB INC-A	960,722	$147K	0.72%
793	MDYJuly 21 Calls on MDY US at 495, American	300	$147K	0.72%	Call
794	MDYSeptember 21 Calls on MDY US at 535, American	300	$147K	0.72%	Call
795	—MAGENTA THERAPEU	14,979	$146K	0.71%
796	TWTRUSDJuly 21 Puts on TWTR US at 52.5, American	2,100	$145K	0.71%	Put
797	—BURGUNDY TECH-A	14,710	$145K	0.71%	Call
798	NTRANATERA INC	1,268,144	$144K	0.70%
799	AMATJuly 21 Puts on AMAT US at 135, American	1,000	$142K	0.69%	Put
800	MREOMEREO BIOPHA-ADR	44,682	$142K	0.69%

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