MARSHALL WACE, LLP Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$20.5M

Holdings

2,106

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (2,106 positions)

#	Stock	Shares	Value	% Portfolio	Type
1701	CLBKCOLUMBIA FINANCI	50,214	$865K	4.21%
1702	—VASTA PLATFORM L	106,463	$865K	4.21%
1703	CAHCARDINAL HEALTH	15,123	$864K	4.21%
1704	—EVELO BIOSCIENCE	62,602	$861K	4.19%
1705	CPBCAMPBELL SOUP CO	18,882	$861K	4.19%
1706	CLFJuly 21 Puts on CLF US at 21, American	39,900	$860K	4.19%	Put
1707	MNRUSDMONMOUTH REAL ES	45,892	$859K	4.18%
1708	MTUSTIMKENSTEEL	60,296	$853K	4.16%
1709	AMLPALERIAN MLP ETF	23,366	$851K	4.15%
1710	—IMEDIA BRANDS IN	105,728	$851K	4.15%
1711	CBCHUBB LTD	5,350	$850K	4.14%
1712	BG3BIG 5 SPORTING	32,888	$845K	4.12%
1713	NFLXSeptember 21 Puts on NFLX US at 485, American	1,600	$845K	4.12%	Put
1714	PCBPCB BANCORP	52,510	$845K	4.12%
1715	KOPNKOPIN CORP	102,899	$842K	4.10%
1716	DXJWISDOMTREE JAP H	13,745	$839K	4.09%
1717	PUKNPRUDENTIAL-ADR	21,989	$838K	4.08%
1718	BIDUNJuly 21 Puts on BIDU US at 192.5, American	4,100	$836K	4.07%	Put
1719	GABCGERMAN AMER BNCP	22,353	$832K	4.05%
1720	DRDDRDGOLD LTD-ADR	76,124	$827K	4.03%
1721	PDCEUSDPDC ENERGY INC	18,011	$825K	4.02%
1722	ENDPENDO INTERNATION	175,117	$820K	3.99%
1723	TWTRUSDJuly 21 Puts on TWTR US at 60, American	11,900	$819K	3.99%	Put
1724	XLEMarch 22 Puts on XLE US at 44, American	15,200	$819K	3.99%	Put
1725	THOTHOR INDUSTRIES	7,231	$817K	3.98%
1726	2JQGRITSTONE BIO IN	89,284	$815K	3.97%
1727	PANWPALO ALTO NETWOR	2,196	$815K	3.97%
1728	—FOLEY TRASIM-A	83,327	$814K	3.97%	Call
1729	INGNINOGEN INC	12,473	$813K	3.96%
1730	LVLNJune 22 Calls on KRE US at 74, American	12,400	$813K	3.96%	Call
1731	XLKJuly 21 Puts on XLK US at 146, American	5,500	$812K	3.96%	Put
1732	AQLTISHARES-DJ DIV	6,957	$811K	3.95%
1733	LODEEURCOMSTOCK MINING	222,945	$809K	3.94%
1734	—BLUERIVER ACQU-A	83,328	$809K	3.94%	Call
1735	IDNINTELLICHECK INC	96,567	$808K	3.94%
1736	—PROSPECTOR CAP-A	83,328	$807K	3.93%	Call
1737	FDXOctober 21 Calls on FDX US at 310, American	2,700	$805K	3.92%	Call
1738	CGENCOMPUGEN LTD	96,869	$802K	3.91%
1739	—ROVER GROUP INC	79,993	$799K	3.89%	Call
1740	OLOGBXOLO INC - CL A	21,314	$797K	3.88%
1741	IPARINTER PARFUMS	11,063	$797K	3.88%
1742	—ONCOCYTE COR	138,728	$796K	3.88%
1743	WWRWESTWATER RESOUR	166,985	$795K	3.87%
1744	SITCUSDSITE CENTERS COR	52,299	$788K	3.84%
1745	UHTUNIVERSAL HEALTH	12,786	$787K	3.83%
1746	BWFGBANKWELL FINANCI	28,392	$785K	3.82%
1747	SPHSUBURBAN PROPANE	51,201	$785K	3.82%
1748	VISNCOMMSCOPE HOLDIN	36,802	$784K	3.82%
1749	XLFIJanuary 22 Puts on XLP US at 68, American	11,200	$784K	3.82%	Put
1750	VAPOVAPOTHERM INC	32,997	$780K	3.80%
1751	JILLJ. JILL INC	39,543	$779K	3.80%
1752	—SELECT BANCORP I	48,248	$778K	3.79%
1753	NAGECHROMADEX CORP	78,728	$776K	3.78%
1754	NKEAugust 21 Puts on NKE US at 150, American	5,000	$772K	3.76%	Put
1755	TWTRUSDJuly 21 Puts on TWTR US at 64.5, American	11,200	$771K	3.76%	Put
1756	—GREENHILL & CO	49,383	$769K	3.75%
1757	TIGRUP FINTECH H-ADR	26,517	$768K	3.74%
1758	WOODISHARES GLOBAL T	8,835	$767K	3.74%
1759	LVLNJanuary 22 Puts on KRE US at 63, American	11,700	$767K	3.74%	Put
1760	SL2SLEEP NUMBER COR	6,969	$766K	3.73%
1761	—SCORE MEDIA AND	37,965	$762K	3.71%
1762	NVDAJanuary 22 Calls on NVDA US at 640, American	3,800	$760K	3.70%	Call
1763	—DRAGONEER GRO- A	75,000	$758K	3.69%
1764	—TREBIA ACQUIS-A	76,566	$758K	3.69%	Call
1765	—HENNESSY CAPIT-A	74,976	$758K	3.69%
1766	QSIQUANTUM-SI INC	61,655	$756K	3.68%
1767	—CHECKPOINT THERA	256,281	$756K	3.68%
1768	GOROGOLD RESOURCE CO	292,734	$755K	3.68%
1769	CDXSCODEXIS INC	33,246	$753K	3.67%
1770	—CHINA CUSTOMER R	115,669	$751K	3.66%
1771	PAGSPAGSEGURO DIGI-A	13,439	$751K	3.66%
1772	CAASEURCHINA AUTOMOTIVE	151,703	$748K	3.64%
1773	—PAE INC	83,963	$747K	3.64%
1774	JDJuly 21 Calls on JD US at 72.5, American	9,300	$742K	3.61%	Call
1775	EMBSeptember 21 Calls on EMB US at 115, American	6,600	$742K	3.61%	Call
1776	JETSUS GLB JETS ETF	30,646	$741K	3.61%
1777	NVDAJuly 21 Puts on NVDA US at 720, American	3,700	$740K	3.61%	Put
1778	AMHAMERICAN HOMES-A	19,057	$740K	3.61%
1779	NAVINAVIENT CORP	38,151	$737K	3.59%
1780	SRCLSTERICYCLE INC	10,306	$737K	3.59%
1781	PSXPHILLIPS 66	8,589	$737K	3.59%
1782	ESEAEUROSEAS LTD	31,778	$733K	3.57%
1783	GOOGLJuly 21 Puts on GOOGL US at 2365, American	300	$733K	3.57%	Put
1784	GOOGLJuly 21 Calls on GOOGL US at 2385, American	300	$733K	3.57%	Call
1785	—HUIZE HOLDIN-ADR	122,600	$732K	3.57%
1786	RICKRCI HOSPITALITY	11,044	$731K	3.56%
1787	—FORTISTAR SUST-A	74,997	$730K	3.56%	Call
1788	SYNASYNAPTICS INC	4,670	$726K	3.54%
1789	DRIDARDEN RESTAURAN	4,942	$721K	3.51%
1790	—ARCIMOTO INC	41,897	$720K	3.51%
1791	FDXDecember 21 Calls on FDX US at 320, American	2,400	$716K	3.49%	Call
1792	TRWHEURBALLY'S CORP	13,212	$715K	3.48%
1793	ASAIYSENDAS DISTR	41,797	$715K	3.48%
1794	AMDOctober 21 Calls on AMD US at 90, American	7,600	$714K	3.48%	Call
1795	LMNRLIMONEIRA CO	40,628	$713K	3.47%
1796	COSTJuly 21 Puts on COST US at 395, American	1,800	$712K	3.47%	Put
1797	IWMNovember 21 Calls on IWM US at 251, American	3,100	$711K	3.46%	Call
1798	—ATLAS CORP	49,667	$708K	3.45%
1799	FVTAWFORTRESS VALUE-A	71,995	$707K	3.44%	Call
1800	SSSSSURO CAPITAL COR	52,452	$707K	3.44%

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