MARSHALL WACE, LLP Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$20.5M

Holdings

2,106

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (2,106 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	ROKUROKU INC	171,257	$79K	0.38%
902	BLFSBIOLIFE SOLUTION	1,766,692	$79K	0.38%
903	PIRSPIERIS PHARMACEU	20,409	$78K	0.38%
904	HYGISHARES IBOXX H/	865,963	$76K	0.37%
905	SMGSCOTTS MIRACLE	62,084	$76K	0.37%
906	CLPRCLIPPER REALTY I	10,024	$74K	0.36%
907	GAPGAP INC/THE	2,189,402	$74K	0.36%
908	GOOGLALPHABET INC-A	30,012	$73K	0.36%
909	DAVAENDAVA PLC-ADR	645,371	$73K	0.36%
910	—FLOTEK INDS	42,131	$73K	0.36%
911	CHTRJuly 21 Puts on CHTR US at 710, American	100	$72K	0.35%	Put
912	METAFACEBOOK INC-A	205,719	$72K	0.35%
913	RVPRETRACTABLE TECH	168,370	$71K	0.35%
914	DISJanuary 22 Puts on DIS US at 160, American	400	$70K	0.34%	Put
915	TJXTJX COS INC	1,027,888	$69K	0.34%
916	CCLFebruary 22 Puts on CCL US at 22.5, American	2,600	$69K	0.34%	Put
917	HYGJanuary 22 Puts on HYG US at 81, American	783,200	$69K	0.34%	Put
918	TSLAJuly 21 Puts on TSLA US at 675, American	100	$68K	0.33%	Put
919	—RESONANT INC	21,126	$68K	0.33%
920	JNJJOHNSON&JOHNSON	409,824	$68K	0.33%
921	VVISA INC-CLASS A	287,024	$67K	0.33%
922	—LA JOLLA PHARM	15,572	$67K	0.33%
923	OESXUSDORION ENERGY SYS	11,630	$67K	0.33%
924	—CONTANGO OIL & G	15,332	$66K	0.32%
925	GQ9March 22 Calls on GLD US at 171, American	400	$66K	0.32%	Call
926	THRYTHRYV HOLDINGS I	89,986	$65K	0.32%
927	LRCXEURDecember 21 Puts on LRCX US at 560, American	100	$65K	0.32%	Put
928	AMPGAMPLITECH GROUP	13,835	$64K	0.31%
929	VMWEURVMWARE INC-CL A	394,902	$63K	0.31%
930	GILDJuly 21 Puts on GILD US at 67, American	900	$62K	0.30%	Put
931	AIGJuly 21 Puts on AIG US at 46, American	1,300	$62K	0.30%	Put
932	RESRPC INC	12,494	$62K	0.30%
933	DISCKUSDDISCOVERY INC-C	2,126,430	$62K	0.30%
934	FOXAFOX CORP - A	1,653,724	$61K	0.30%
935	DALAugust 21 Calls on DAL US at 46, American	1,400	$61K	0.30%	Call
936	ADBEAugust 21 Puts on ADBE US at 545, American	100	$59K	0.29%	Put
937	LVLNNovember 21 Calls on KRE US at 72, American	900	$59K	0.29%	Call
938	VIPSVIPSHOP HOLD-ADR	2,923,937	$59K	0.29%
939	TMUST-MOBILE US INC	401,906	$58K	0.28%
940	LUVJuly 21 Puts on LUV US at 60, American	1,100	$58K	0.28%	Put
941	—MERCURITY FINTEC	11,070	$57K	0.28%
942	SPYNovember 21 Calls on SPY US at 433, American	131,300	$56K	0.27%	Call
943	—AKERNA CORP	13,947	$56K	0.27%
944	—APTINYX INC	19,776	$56K	0.27%
945	WSTWEST PHARMACEUT	155,316	$56K	0.27%
946	HBC2HSBC HOLDING-ADR	127,974	$56K	0.27%
947	NOWJuly 21 Calls on NOW US at 507.5, American	100	$55K	0.27%	Call
948	GILDJuly 21 Calls on GILD US at 68.5, American	800	$55K	0.27%	Call
949	FJuly 21 Puts on F US at 14.5, American	3,700	$55K	0.27%	Put
950	CVNACARVANA CO	179,851	$54K	0.26%
951	NBISYANDEX NV-A	765,319	$54K	0.26%
952	SABRSABRE CORP	4,343,544	$54K	0.26%
953	DASHDOORDASH INC-A	303,571	$54K	0.26%
954	PGJuly 21 Puts on PG US at 134, American	400	$54K	0.26%	Put
955	METJuly 21 Calls on MET US at 60, American	900	$54K	0.26%	Call
956	GDXJuly 21 Calls on GDX US at 34, American	1,580,200	$54K	0.26%	Call
957	—BLUE HAT INTERAC	61,862	$53K	0.26%
958	NFLXSeptember 21 Puts on NFLX US at 480, American	100	$53K	0.26%	Put
959	NFLXSeptember 21 Puts on NFLX US at 500, American	100	$53K	0.26%	Put
960	ONON SEMICONDUCTOR	1,379,110	$53K	0.26%
961	EDCONS EDISON INC	719,627	$52K	0.25%
962	RTXJuly 21 Puts on RTX US at 86.5, American	600	$51K	0.25%	Put
963	DNLIDENALI THERAPEUT	645,999	$51K	0.25%
964	CNRCAN NATL RAILWAY	479,314	$51K	0.25%
965	PFPTPROOFPOINT INC	290,617	$50K	0.25%
966	GQ9July 21 Calls on GLD US at 169, American	300	$50K	0.24%	Call
967	IWMSeptember 21 Calls on IWM US at 249, American	217,000	$50K	0.24%	Call
968	GQ9December 21 Calls on GLD US at 168, American	296,300	$49K	0.24%	Call
969	ALCALCON INC	687,326	$48K	0.23%
970	SCCOSOUTHERN COPPER	731,955	$47K	0.23%
971	UPSUNITED PARCEL-B	224,463	$47K	0.23%
972	CHWYCHEWY INC- CL A	584,382	$47K	0.23%
973	IWMSeptember 21 Calls on IWM US at 247, American	201,900	$46K	0.23%	Call
974	HYGAugust 21 Calls on HYG US at 88, American	524,000	$46K	0.22%	Call
975	LILI AUTO INC -ADR	1,311,615	$46K	0.22%
976	BCEBCE INC	921,838	$46K	0.22%
977	BHPBHP GROUP-ADR	621,566	$45K	0.22%
978	IQIQIYI INC-ADR	2,838,748	$44K	0.22%
979	IBMJuly 21 Calls on IBM US at 147, American	300	$44K	0.21%	Call
980	BRKRBRUKER CORP	578,487	$44K	0.21%
981	RAMPLIVERAMP HOLDING	146,008	$44K	0.21%
982	GDXDecember 21 Puts on GDX US at 30, American	1,289,000	$44K	0.21%	Put
983	CELHCELSIUS HOLDINGS	571,863	$44K	0.21%
984	WMTWALMART INC	307,603	$43K	0.21%
985	SNPUSDCHINA PETRO-ADR	61,302	$43K	0.21%
986	SHOPSHOPIFY INC - A	29,104	$43K	0.21%
987	WMTJuly 21 Puts on WMT US at 137, American	300	$42K	0.20%	Put
988	WFCWELLS FARGO & CO	924,936	$42K	0.20%
989	WTWWILLIS TOWERS WA	181,574	$42K	0.20%
990	GHGUARDANT HEALTH	336,204	$42K	0.20%
991	BSXBOSTON SCIENTIFC	974,801	$42K	0.20%
992	SAMBOSTON BEER-A	40,523	$41K	0.20%
993	PPLPEMBINA PIPELINE	1,297,901	$41K	0.20%
994	—BHP GROUP PLC-AD	690,998	$41K	0.20%
995	FFORD MOTOR CO	2,771,954	$41K	0.20%
996	TRPTC ENERGY CORP	828,854	$41K	0.20%
997	BNSBANK OF NOVA SCO	627,015	$41K	0.20%
998	TMETENCENT MUSI-ADR	2,623,777	$41K	0.20%
999	LCLENDINGCLUB CORP	2,234,414	$41K	0.20%
1000	REGNREGENERON PHARM	72,452	$40K	0.20%

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