MARSHALL WACE, LLP Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$21.8M

Holdings

2,265

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (2,265 positions)

#	Stock	Shares	Value	% Portfolio	Type
2601	XPROFRANK'S INTERNAT	17,692	$63K	0.29%
2602	SLRSOLITARIO ZINC C	75,748	$63K	0.29%
2603	FCXApril 21 Puts on FCX US at 30, American	1,900	$63K	0.29%	Put
2604	TEOTELECOM ARGE-ADR	11,246	$62K	0.28%
2605	SSUPSUPERIOR INDS	10,928	$62K	0.28%
2606	CVSApril 21 Puts on CVS US at 74.5, American	800	$60K	0.28%	Put
2607	TRVCApril 21 Puts on C US at 73, American	800	$58K	0.27%	Put
2608	—NANTHEALTH INC	18,169	$58K	0.27%
2609	TSLATESLA INC	86,806	$58K	0.27%
2610	RHRH	96,657	$58K	0.26%
2611	AXPApril 21 Puts on AXP US at 141, American	400	$57K	0.26%	Put
2612	—MEDIWOUND LTD	10,135	$54K	0.25%
2613	QCOMApril 21 Puts on QCOM US at 140, American	400	$53K	0.24%	Put
2614	KCAPUSDPORTMAN RIDGE FI	24,688	$53K	0.24%
2615	NFLXJune 21 Puts on NFLX US at 510, American	100	$52K	0.24%	Put
2616	SHOPSHOPIFY INC - A	46,822	$52K	0.24%
2617	INTCApril 21 Puts on INTC US at 63, American	800	$51K	0.23%	Put
2618	HOTHUSDHOTH THERAPEUTIC	25,399	$50K	0.23%
2619	CMCSAApril 21 Calls on CMCSA US at 55, American	900	$49K	0.22%	Call
2620	GQ9January 22 Puts on GLD US at 146, American	300	$48K	0.22%	Put
2621	—CONFORMIS INC	46,080	$46K	0.21%
2622	HYGSeptember 21 Puts on HYG US at 80, American	500	$44K	0.20%	Put
2623	SCOR1EURCOMSCORE INC	11,813	$43K	0.20%
2624	SOXXApril 21 Calls on SOXX US at 425, American	100	$42K	0.19%	Call
2625	RCMTRCM TECH INC	11,428	$41K	0.19%
2626	BACApril 21 Calls on VZ US at 59, American	700	$40K	0.18%	Call
2627	SPYAugust 21 Puts on SPY US at 390, American	100	$40K	0.18%	Put
2628	SPYJanuary 22 Puts on SPY US at 391, American	100	$40K	0.18%	Put
2629	GDXApril 21 Puts on GDX US at 33.5, American	1,200	$39K	0.18%	Put
2630	—CELLCOM ISRAEL	10,080	$38K	0.17%
2631	GOOGLALPHABET INC-A	18,032	$37K	0.17%
2632	GDXJApril 21 Puts on GDXJ US at 44, American	800	$36K	0.17%	Put
2633	—MECHEL-SPON ADR	20,098	$35K	0.16%
2634	MUJuly 21 Puts on MU US at 87.5, American	400	$35K	0.16%	Put
2635	CTHRUSDCHARLES&COLVARD	11,536	$34K	0.16%
2636	EXPEApril 21 Calls on EXPE US at 185, American	200	$34K	0.16%	Call
2637	LQDALIQUIDIA CORP	12,270	$33K	0.15%
2638	SBUXApril 21 Calls on SBUX US at 108, American	300	$33K	0.15%	Call
2639	GOOGALPHABET INC-C	15,448	$32K	0.15%
2640	HDApril 21 Calls on HD US at 310, American	100	$31K	0.14%	Call
2641	IWOAugust 21 Puts on IWO US at 310, American	100	$30K	0.14%	Put
2642	METAApril 21 Calls on FB US at 292.5, American	100	$29K	0.13%	Call
2643	METAApril 21 Calls on FB US at 270, American	100	$29K	0.13%	Call
2644	WMTApril 21 Calls on WMT US at 137, American	200	$27K	0.12%	Call
2645	TApril 21 Calls on T US at 30.5, American	900	$27K	0.12%	Call
2646	RCLApril 21 Calls on RCL US at 90, American	300	$26K	0.12%	Call
2647	BLKCHFBLACKROCK INC	33,375	$25K	0.12%
2648	BKNGBOOKING HOLDINGS	10,190	$24K	0.11%
2649	IWMAugust 21 Calls on IWM US at 247, American	100	$22K	0.10%	Call
2650	IWMDecember 21 Calls on IWM US at 234, American	100	$22K	0.10%	Call
2651	IWMSeptember 21 Calls on IWM US at 233, American	100	$22K	0.10%	Call
2652	IWMAugust 21 Calls on IWM US at 249, American	100	$22K	0.10%	Call
2653	CMCSAApril 21 Calls on CMCSA US at 57.5, American	400	$22K	0.10%	Call
2654	IWMAugust 21 Puts on IWM US at 233, American	100	$22K	0.10%	Put
2655	NFLXApril 21 Calls on NFLX US at 620, American	41,100	$21K	0.10%	Call
2656	CSCOApril 21 Puts on CSCO US at 52, American	400	$21K	0.10%	Put
2657	CRMJanuary 22 Calls on CRM US at 300, American	100	$21K	0.10%	Call
2658	TTDTRADE DESK INC-A	31,442	$20K	0.09%
2659	LVLNJune 21 Puts on KRE US at 64, American	300	$20K	0.09%	Put
2660	AFWALIGN TECHNOLOGY	36,161	$20K	0.09%
2661	NVRNVR INC	3,853	$18K	0.08%
2662	NEMApril 21 Puts on NEM US at 58, American	300	$18K	0.08%	Put
2663	GDXJApril 21 Calls on GDXJ US at 48.5, American	400	$18K	0.08%	Call
2664	AMZNApril 21 Calls on AMZN US at 3700, American	5,800	$18K	0.08%	Call
2665	XOMApril 21 Calls on XOM US at 56.5, American	300	$17K	0.08%	Call
2666	BACApril 21 Puts on VZ US at 57.5, American	300	$17K	0.08%	Put
2667	MTDMETTLER-TOLEDO	14,660	$17K	0.08%
2668	TSLAApril 21 Calls on TSLA US at 1020, American	24,600	$16K	0.08%	Call
2669	GQ9April 21 Calls on GLD US at 162, American	100	$16K	0.07%	Call
2670	TSLAJanuary 22 Puts on TSLA US at 450, American	23,700	$16K	0.07%	Put
2671	JPMApril 21 Puts on JPM US at 150, American	100	$15K	0.07%	Put
2672	GDXJApril 21 Puts on GDXJ US at 47, American	300	$14K	0.06%	Put
2673	DALJune 21 Puts on DAL US at 45, American	300	$14K	0.06%	Put
2674	ORLYO'REILLY AUTOMOT	26,762	$14K	0.06%
2675	SHWSHERWIN-WILLIAMS	17,747	$13K	0.06%
2676	WYNNJune 21 Calls on WYNN US at 145, American	100	$13K	0.06%	Call
2677	XLKApril 21 Puts on XLK US at 134, American	100	$13K	0.06%	Put
2678	GDXApril 21 Calls on GDX US at 32.5, American	400	$13K	0.06%	Call
2679	TSLAApril 21 Calls on TSLA US at 990, American	19,200	$13K	0.06%	Call
2680	AAPLJanuary 22 Puts on AAPL US at 106.25, American	100	$12K	0.06%	Put
2681	ISRGINTUITIVE SURGIC	16,188	$12K	0.05%
2682	NFLXMay 21 Calls on NFLX US at 575, American	20,400	$11K	0.05%	Call
2683	TSLAApril 21 Calls on TSLA US at 930, American	14,800	$10K	0.05%	Call
2684	HYGApril 21 Puts on HYG US at 86, American	100	$9K	0.04%	Put
2685	AZOAUTOZONE INC	6,397	$9K	0.04%
2686	TSLAJanuary 22 Puts on TSLA US at 510, American	12,500	$8K	0.04%	Put
2687	NFLXSeptember 21 Puts on NFLX US at 500, American	16,000	$8K	0.04%	Put
2688	JDJune 21 Calls on JD US at 85, American	100	$8K	0.04%	Call
2689	AMZNApril 21 Calls on AMZN US at 3500, American	2,400	$7K	0.03%	Call
2690	AMZNJanuary 22 Puts on AMZN US at 3180, American	2,300	$7K	0.03%	Put
2691	NFLXApril 21 Calls on NFLX US at 590, American	12,500	$7K	0.03%	Call
2692	NFLXNETFLIX INC	12,276	$6K	0.03%
2693	LUVApril 21 Puts on LUV US at 55, American	100	$6K	0.03%	Put
2694	NEMJune 21 Puts on NEM US at 55, American	100	$6K	0.03%	Put
2695	GOOGLApril 21 Puts on GOOGL US at 2085, American	2,800	$6K	0.03%	Put
2696	CSCOApril 21 Calls on CSCO US at 53, American	100	$5K	0.02%	Call
2697	MPCMARATHON PETROLE	101	$5K	0.02%
2698	AMZNJanuary 22 Puts on AMZN US at 2940, American	1,600	$5K	0.02%	Put
2699	LRCXEURLAM RESEARCH	8,313	$5K	0.02%
2700	AMZNJune 21 Calls on AMZN US at 3500, American	1,500	$5K	0.02%	Call

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