Marathon Trading Investment Management LLC Q3 2019 Filing

Filed November 13, 2019

Portfolio Value

$561.4M

Holdings

184

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (184 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GLDSPDR GOLD TRUST	387,100	$53.8M	9.58%	Put
2	AAPLAPPLE INC	147,300	$33.0M	5.88%	Call
3	GLDSPDR GOLD TRUST	162,800	$22.6M	4.03%	Call
4	STTSPDR S&P 500 ETF TR	71,400	$21.2M	3.77%	Call
5	—GENERAL ELECTRIC CO	2,288,800	$20.5M	3.64%	Put
6	—GENERAL ELECTRIC CO	1,994,400	$17.8M	3.18%	Call
7	SPYSPDR S&P 500 ETF TR	56,300	$16.7M	2.98%	Put
8	GSGOLDMAN SACHS GROUP INC	75,000	$15.5M	2.77%	Call
9	GOOGLALPHABET INC	10,531	$12.9M	2.29%
10	—BARCLAYS BK PLC	523,200	$12.4M	2.21%	Put
11	GQ9SPDR GOLD TRUST	82,945	$11.5M	2.05%
12	TSLATESLA INC	46,000	$11.1M	1.97%	Call
13	AAPLAPPLE INC	47,700	$10.7M	1.90%	Put
14	FDXFEDEX CORP	73,062	$10.6M	1.89%
15	—AMAZON COM INC	5,500	$9.5M	1.70%	Call
16	—VANECK VECTORS ETF TR	350,300	$9.4M	1.67%	Call
17	JDJD COM INC	322,400	$9.1M	1.62%	Put
18	MASMASCO CORP	208,200	$8.7M	1.55%	Call
19	PPLPPL CORP	271,600	$8.6M	1.52%	Call
20	METAFACEBOOK INC	40,000	$7.1M	1.27%	Put
21	SLVISHARES SILVER TRUST	383,800	$6.1M	1.09%	Call
22	BAC 7.25 PERP LBANK AMER CORP	4,033	$6.0M	1.08%
23	GEGENERAL ELECTRIC CO	667,421	$6.0M	1.06%
24	—ABB LTD	272,800	$5.4M	0.96%	Call
25	—JD COM INC	180,000	$5.1M	0.90%	Call
26	TSLATESLA INC	20,400	$4.9M	0.88%	Put
27	RAMPLIVERAMP HLDGS INC	112,600	$4.8M	0.86%	Call
28	UPSUNITED PARCEL SERVICE INC	40,000	$4.8M	0.85%	Call
29	—TWITTER INC	115,000	$4.7M	0.84%	Put
30	AMZNAMAZON COM INC	2,600	$4.5M	0.80%	Put
31	TWTRUSDTWITTER INC	104,923	$4.3M	0.77%
32	—APOLLO GLOBAL MGMT INC	105,400	$4.0M	0.71%	Call
33	SNAPSNAP INC	244,800	$3.9M	0.69%	Put
34	MSFTMICROSOFT CORP	27,500	$3.8M	0.68%	Call
35	USLMUNITED STATES STL CORP NEW	305,700	$3.5M	0.63%	Put
36	CCITIGROUP INC	50,000	$3.5M	0.62%	Call
37	TALTAL EDUCATION GROUP	100,000	$3.4M	0.61%	Put
38	VLOVALERO ENERGY CORP NEW	40,000	$3.4M	0.61%	Put
39	PPLPPL CORP	107,500	$3.4M	0.60%	Put
40	METAFACEBOOK INC	18,793	$3.3M	0.60%
41	—ITAU UNIBANCO HLDG SA	395,200	$3.3M	0.59%	Put
42	GSGOLDMAN SACHS GROUP INC	15,000	$3.1M	0.55%	Put
43	GSGOLDMAN SACHS GROUP INC	14,578	$3.0M	0.54%
44	MUMICRON TECHNOLOGY INC	70,300	$3.0M	0.54%	Put
45	SPYSPDR S&P 500 ETF TR	10,145	$3.0M	0.54%
46	QCOMQUALCOMM INC	38,989	$3.0M	0.53%
47	ESSESSEX PPTY TR INC	9,025	$2.9M	0.53%
48	BABAALIBABA GROUP HLDG LTD	16,700	$2.8M	0.50%	Put
49	—NEW ORIENTAL ED & TECH GRP I	25,000	$2.8M	0.49%	Call
50	MUMICRON TECHNOLOGY INC	63,000	$2.7M	0.48%	Call
51	—DISNEY WALT CO	20,000	$2.6M	0.46%	Put
52	LVSLAS VEGAS SANDS CORP	42,600	$2.5M	0.44%	Put
53	QQQINVESCO QQQ TR	12,500	$2.4M	0.42%	Put
54	NVDANVIDIA CORP	13,500	$2.4M	0.42%	Put
55	—CAESARS ENTMT CORP	200,000	$2.3M	0.42%	Put
56	—ROYAL BK CDA MONTREAL QUE	28,500	$2.3M	0.41%	Call
57	NFLXNETFLIX INC	8,495	$2.3M	0.40%
58	WFCWELLS FARGO CO NEW	45,000	$2.3M	0.40%	Put
59	KHCKRAFT HEINZ CO	80,200	$2.2M	0.40%	Put
60	SMRFALPS ETF TR	245,000	$2.2M	0.40%	Put
61	—GENERAL MTRS CO	58,400	$2.2M	0.39%	Put
62	LVSLAS VEGAS SANDS CORP	37,600	$2.2M	0.39%	Call
63	CCITIGROUP INC	30,400	$2.1M	0.37%	Put
64	SNYSANOFI	45,000	$2.1M	0.37%	Call
65	SNAPSNAP INC	127,100	$2.0M	0.36%	Call
66	DISDISNEY WALT CO	15,310	$2.0M	0.36%
67	—FACEBOOK INC	11,100	$2.0M	0.35%	Call
68	TAT&T INC	50,000	$1.9M	0.34%	Call
69	—DISNEY WALT CO	14,500	$1.9M	0.34%	Call
70	MOALTRIA GROUP INC	45,746	$1.9M	0.33%
71	—VANECK VECTORS ETF TR	68,100	$1.8M	0.32%	Put
72	JDJD COM INC	62,319	$1.8M	0.31%
73	NDQINVESCO QQQ TR	8,723	$1.6M	0.29%
74	BACBANK AMER CORP	55,800	$1.6M	0.29%	Call
75	GDXVANECK VECTORS ETF TR	58,916	$1.6M	0.28%
76	QCOMQUALCOMM INC	20,000	$1.5M	0.27%	Put
77	—ITAU UNIBANCO HLDG SA	181,100	$1.5M	0.27%	Call
78	BYNDBEYOND MEAT INC	10,000	$1.5M	0.26%	Call
79	—ICAD INC	209,700	$1.4M	0.26%	Call
80	AGNALLERGAN PLC	8,500	$1.4M	0.25%
81	GMGENERAL MTRS CO	37,255	$1.4M	0.25%
82	—JETBLUE AWYS CORP	80,400	$1.3M	0.24%	Put
83	AMZNAMAZON COM INC	767	$1.3M	0.24%
84	SBUXSTARBUCKS CORP	15,009	$1.3M	0.24%
85	INVAINNOVIVA INC	125,000	$1.3M	0.23%	Call
86	—BARCLAYS BK PLC	53,400	$1.3M	0.23%	Call
87	PAYXPAYCHEX INC	15,000	$1.2M	0.22%	Call
88	PDDPINDUODUO INC	38,300	$1.2M	0.22%	Put
89	AMLPUSDALPS ETF TR	132,500	$1.2M	0.22%
90	ITUBITAU UNIBANCO HLDG SA	140,485	$1.2M	0.21%
91	USX1UNITED STATES STL CORP NEW	97,051	$1.1M	0.20%
92	HGVHILTON GRAND VACATIONS INC	35,000	$1.1M	0.20%	Call
93	SNAPSNAP INC	68,860	$1.1M	0.19%
94	ROKUROKU INC	10,500	$1.1M	0.19%	Put
95	—TWITTER INC	25,400	$1.0M	0.19%	Call
96	SCHWTHE CHARLES SCHWAB CORPORATI	25,000	$1.0M	0.19%	Put
97	BYNDBEYOND MEAT INC	7,000	$1.0M	0.19%	Put
98	BIDUBAIDU INC	10,000	$1.0M	0.18%	Call
99	TALTAL EDUCATION GROUP	30,000	$1.0M	0.18%	Call
100	BMYBRISTOL MYERS SQUIBB CO	20,000	$1.0M	0.18%	Put

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