Marathon Trading Investment Management LLC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$1.1B

Holdings

389

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (389 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	336,100	$133.2M	12.03%	Put
2	AAPLAPPLE INC	550,000	$67.2M	6.07%	Call
3	PDDPINDUODUO INC	477,200	$63.9M	5.77%	Put
4	AAPLAPPLE INC	431,100	$52.7M	4.75%	Put
5	GOOGLALPHABET INC	15,000	$30.9M	2.79%	Put
6	MSMORGAN STANLEY	297,500	$23.1M	2.09%	Put
7	BEGSCOLLABORATIVE INVESTMNT SER	700,000	$19.9M	1.80%	Put
8	—VANECK VECTORS ETF TR	601,000	$19.5M	1.76%	Call
9	JDJD.COM INC	217,600	$18.4M	1.66%	Put
10	PDDPINDUODUO INC	132,500	$17.7M	1.60%	Call
11	SNAPSNAP INC	337,700	$17.7M	1.59%	Call
12	INTCINTEL CORP	275,000	$17.6M	1.59%	Put
13	WFCWELLS FARGO CO NEW	446,000	$17.4M	1.57%	Call
14	—GENERAL ELECTRIC CO	1,307,400	$17.2M	1.55%	Call
15	TMUST-MOBILE US INC	135,800	$17.0M	1.54%	Put
16	PDDPINDUODUO INC	107,887	$14.4M	1.30%
17	WFCWELLS FARGO CO NEW	368,900	$14.4M	1.30%	Put
18	SCHWSCHWAB CHARLES CORP	204,800	$13.3M	1.21%	Call
19	MSMORGAN STANLEY	170,000	$13.2M	1.19%	Call
20	—GENERAL ELECTRIC CO	986,100	$12.9M	1.17%	Put
21	CCLCARNIVAL CORP	473,200	$12.6M	1.13%	Call
22	SCHWSCHWAB CHARLES CORP	191,900	$12.5M	1.13%	Put
23	—VANECK VECTORS ETF TR	342,000	$11.1M	1.00%	Put
24	KHCKRAFT HEINZ CO	275,000	$11.0M	0.99%	Put
25	—UNITED STS OIL FD LP	259,600	$10.5M	0.95%	Call
26	METAFACEBOOK INC	34,600	$10.2M	0.92%	Put
27	UBERUBER TECHNOLOGIES INC	185,000	$10.1M	0.91%	Put
28	NBISYANDEX N V	153,400	$9.8M	0.89%	Call
29	PLTRPALANTIR TECHNOLOGIES INC	405,300	$9.4M	0.85%	Put
30	FEFIRSTENERGY CORP	255,000	$8.8M	0.80%	Call
31	SNAPSNAP INC	166,600	$8.7M	0.79%	Put
32	—PERSHING SQUARE TONTINE HLDG	353,261	$8.5M	0.77%
33	TSLATESLA INC	12,500	$8.3M	0.75%	Call
34	GOOGLALPHABET INC	4,000	$8.3M	0.74%	Call
35	—VANECK VECTORS ETF TR	165,000	$7.4M	0.67%	Put
36	AMZNAMAZON COM INC	2,400	$7.4M	0.67%	Put
37	—SOCIAL CAPITAL HEDOSOPHA HLD	619,047	$6.6M	0.60%
38	KHCKRAFT HEINZ CO	161,900	$6.5M	0.58%	Call
39	UBERUBER TECHNOLOGIES INC	114,126	$6.2M	0.56%
40	—SOS LIMITED	1,214,400	$6.0M	0.55%	Call
41	—LIGHTJUMP ACQUISITION CORP	12,500	$6.0M	0.54%
42	SLVISHARES SILVER TR	260,000	$5.9M	0.53%	Put
43	—DISNEY WALT CO	31,000	$5.7M	0.52%	Put
44	BACBK OF AMERICA CORP	145,200	$5.6M	0.51%	Put
45	ARKTARK ETF TR	42,100	$5.0M	0.46%	Call
46	—GENERAL MTRS CO	85,000	$4.9M	0.44%	Put
47	CCLCARNIVAL CORP	178,400	$4.7M	0.43%	Put
48	—ITAU UNIBANCO HLDG S A	952,700	$4.7M	0.43%	Call
49	0VVBVIACOMCBS INC	103,600	$4.7M	0.42%
50	GQ9SPDR GOLD TR	28,692	$4.6M	0.41%
51	—JPMORGAN CHASE & CO	30,000	$4.6M	0.41%	Put
52	—ALIBABA GROUP HLDG LTD	20,000	$4.5M	0.41%	Call
53	GEGENERAL ELECTRIC CO	331,181	$4.3M	0.39%
54	ETENERGY TRANSFER LP	565,200	$4.3M	0.39%	Call
55	—JEFFERIES FINL GROUP INC	142,500	$4.3M	0.39%	Call
56	—VANECK VECTORS ETF TR	92,300	$4.2M	0.38%	Call
57	QQQINVESCO QQQ TR	13,000	$4.1M	0.37%	Put
58	WFCWELLS FARGO CO NEW	100,219	$3.9M	0.35%
59	ARKTARK ETF TR	31,700	$3.8M	0.34%	Put
60	—JD.COM INC	40,000	$3.4M	0.30%	Call
61	TMUST-MOBILE US INC	26,788	$3.4M	0.30%
62	QSQUANTUMSCAPE CORP	71,400	$3.2M	0.29%	Call
63	FEFIRSTENERGY CORP	88,600	$3.1M	0.28%	Put
64	—ITAU UNIBANCO HLDG S A	615,800	$3.1M	0.28%	Put
65	SMRFALPS ETF TR	99,300	$3.0M	0.27%	Call
66	SLVISHARES SILVER TR	130,000	$3.0M	0.27%	Call
67	KHCKRAFT HEINZ CO	72,955	$2.9M	0.26%
68	GDXJVANECK VECTORS ETF TR	62,744	$2.8M	0.25%
69	BABOEING CO	10,000	$2.5M	0.23%	Call
70	BABOEING CO	10,000	$2.5M	0.23%	Put
71	MSFTMICROSOFT CORP	10,800	$2.5M	0.23%	Call
72	MSFTMICROSOFT CORP	10,800	$2.5M	0.23%	Put
73	ADBEADOBE SYSTEMS INCORPORATED	5,300	$2.5M	0.23%	Put
74	TMUST-MOBILE US INC	20,000	$2.5M	0.23%	Call
75	—GENERAL MTRS CO	43,300	$2.5M	0.22%	Call
76	—TCW SPECIAL PURPOSE ACQU COR	244,924	$2.4M	0.22%
77	CRMSALESFORCE COM INC	10,900	$2.3M	0.21%	Call
78	CRMSALESFORCE COM INC	10,900	$2.3M	0.21%	Put
79	—DISNEY WALT CO	12,500	$2.3M	0.21%	Call
80	—ALIBABA GROUP HLDG LTD	10,000	$2.3M	0.20%	Put
81	CCLCARNIVAL CORP	82,922	$2.2M	0.20%
82	GDXVANECK VECTORS ETF TR	66,250	$2.2M	0.19%
83	—ROTOR ACQUISITION CORP	214,551	$2.1M	0.19%
84	JDJD.COM INC	24,880	$2.1M	0.19%
85	RAMPLIVERAMP HLDGS INC	40,100	$2.1M	0.19%	Call
86	—MP MATERIALS CORP	82,862	$2.0M	0.18%
87	—USA TECHNOLOGIES INC	170,700	$2.0M	0.18%	Call
88	TLTISHARES TR	14,700	$2.0M	0.18%
89	ORCLORACLE CORP	27,500	$1.9M	0.17%	Put
90	—CHURCHILL CAPITAL CORP IV	172,547	$1.9M	0.17%
91	TGNATEGNA INC	100,000	$1.9M	0.17%	Call
92	ORCLORACLE CORP	26,000	$1.8M	0.16%	Call
93	ADBEADOBE SYSTEMS INCORPORATED	3,800	$1.8M	0.16%	Call
94	—SOCIAL CAPITAL HEDOSOPHA HLD	163,207	$1.8M	0.16%
95	ETENERGY TRANSFER LP	231,759	$1.8M	0.16%
96	NOKNOKIA CORP	445,395	$1.8M	0.16%
97	QSQUANTUMSCAPE CORP	39,200	$1.8M	0.16%	Put
98	TSLATESLA INC	2,600	$1.7M	0.16%	Put
99	WMTWALMART INC	12,500	$1.7M	0.15%
100	—CARNEY TECHNOLOGY ACQU CORP	175,000	$1.7M	0.15%

Page 1 of 4Next