Marathon Trading Investment Management LLC Q1 2019 Filing

Filed May 14, 2019

Portfolio Value

$854.2M

Holdings

227

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (227 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GLDSPDR GOLD TRUST	747,400	$91.2M	10.68%	Put
2	AAPLAPPLE INC	214,700	$40.8M	4.77%	Put
3	AAPLAPPLE INC	202,900	$38.5M	4.51%	Call
4	LLYLILLY ELI & CO	210,400	$27.3M	3.20%	Call
5	SPYSPDR S&P 500 ETF TR	94,800	$26.8M	3.13%	Put
6	—GENERAL ELECTRIC CO	2,573,900	$25.7M	3.01%	Call
7	COTYCOTY INC	2,169,400	$24.9M	2.92%	Put
8	GOOGLALPHABET INC	20,290	$23.9M	2.80%
9	—GENERAL ELECTRIC CO	2,117,400	$21.2M	2.48%	Put
10	NVDANVIDIA CORP	102,800	$18.5M	2.16%	Put
11	AAPLAPPLE INC	87,339	$16.6M	1.94%
12	TALTAL EDUCATION GROUP	445,200	$16.1M	1.88%	Put
13	NVDANVIDIA CORP	86,804	$15.6M	1.82%
14	TSLATESLA INC	51,600	$14.4M	1.69%	Call
15	METAFACEBOOK INC	83,500	$13.9M	1.63%	Put
16	GSGOLDMAN SACHS GROUP INC	69,300	$13.3M	1.56%	Put
17	COTYCOTY INC	1,120,000	$12.9M	1.51%
18	—ALIBABA GROUP HLDG LTD	70,000	$12.8M	1.50%	Put
19	COTYCOTY INC	1,033,200	$11.9M	1.39%	Call
20	—CELGENE CORP	105,400	$9.9M	1.16%	Put
21	—CELGENE CORP	102,000	$9.6M	1.13%	Call
22	STTSPDR S&P 500 ETF TR	32,500	$9.2M	1.07%	Call
23	GSGOLDMAN SACHS GROUP INC	45,643	$8.8M	1.03%
24	NFLXNETFLIX INC	24,100	$8.6M	1.01%	Call
25	NFLXNETFLIX INC	23,400	$8.3M	0.98%	Put
26	—DISNEY WALT CO	72,500	$8.1M	0.94%	Call
27	SNAPSNAP INC	705,200	$7.8M	0.91%	Put
28	GSGOLDMAN SACHS GROUP INC	38,500	$7.4M	0.87%	Call
29	AMZNAMAZON COM INC	4,100	$7.3M	0.85%	Put
30	CCITIGROUP INC	100,000	$6.2M	0.73%	Put
31	—FACEBOOK INC	33,800	$5.6M	0.66%	Call
32	MRKMERCK & CO INC	67,500	$5.6M	0.66%	Put
33	METAFACEBOOK INC	33,070	$5.5M	0.65%
34	BAC 7.25 PERP LBANK AMER CORP	4,063	$5.3M	0.62%
35	QCOMQUALCOMM INC	90,007	$5.1M	0.60%
36	—NEW ORIENTAL ED & TECH GRP I	56,000	$5.0M	0.59%	Call
37	—ABB LTD	266,700	$5.0M	0.59%	Call
38	DISDISNEY WALT CO	44,735	$5.0M	0.58%
39	SNAPSNAP INC	407,680	$4.5M	0.53%
40	LOCOEL POLLO LOCO HLDGS INC	342,300	$4.5M	0.52%	Put
41	PPLPPL CORP	139,800	$4.4M	0.52%	Call
42	—AMAZON COM INC	2,400	$4.3M	0.50%	Call
43	—VANECK VECTORS ETF TR	189,700	$4.3M	0.50%	Call
44	MPLXMPLX LP	125,700	$4.1M	0.48%	Call
45	TSLATESLA INC	14,500	$4.1M	0.48%	Put
46	KOCOCA COLA CO	85,000	$4.0M	0.47%	Put
47	LOCOEL POLLO LOCO HLDGS INC	302,212	$3.9M	0.46%
48	AQLTISHARES TR	44,000	$3.8M	0.45%	Put
49	SPYSPDR S&P 500 ETF TR	13,209	$3.7M	0.44%
50	—GENERAL MTRS CO	100,000	$3.7M	0.43%	Put
51	XLFISELECT SECTOR SPDR TR	40,000	$3.7M	0.43%	Put
52	AMDADVANCED MICRO DEVICES INC	140,300	$3.6M	0.42%	Put
53	XLFISELECT SECTOR SPDR TR	44,900	$3.3M	0.39%	Put
54	NDQINVESCO QQQ TR	18,335	$3.3M	0.39%
55	RLRALPH LAUREN CORP	25,000	$3.2M	0.38%	Put
56	BABOEING CO	8,200	$3.1M	0.37%	Put
57	BMYBRISTOL MYERS SQUIBB CO	64,827	$3.1M	0.36%
58	XLFISELECT SECTOR SPDR TR	120,000	$3.1M	0.36%	Put
59	QCOMQUALCOMM INC	52,700	$3.0M	0.35%	Put
60	HRBSQUARE INC	40,000	$3.0M	0.35%	Put
61	TALTAL EDUCATION GROUP	80,000	$2.9M	0.34%	Call
62	—WASTE MGMT INC DEL	27,500	$2.9M	0.33%	Put
63	AMDADVANCED MICRO DEVICES INC	111,912	$2.9M	0.33%
64	QCOMQUALCOMM INC	50,000	$2.9M	0.33%	Call
65	XLFISELECT SECTOR SPDR TR	110,100	$2.8M	0.33%	Call
66	GEGENERAL ELECTRIC CO	281,749	$2.8M	0.33%
67	ETENERGY TRANSFER LP	182,500	$2.8M	0.33%	Call
68	NBISYANDEX N V	80,000	$2.7M	0.32%	Call
69	—ITAU UNIBANCO HLDG SA	300,000	$2.6M	0.31%	Put
70	MUMICRON TECHNOLOGY INC	62,000	$2.6M	0.30%	Put
71	SLVISHARES SILVER TRUST	180,000	$2.6M	0.30%	Put
72	GMGENERAL MTRS CO	63,820	$2.4M	0.28%
73	XLFISELECT SECTOR SPDR TR	25,000	$2.3M	0.27%	Call
74	AMZNAMAZON COM INC	1,283	$2.3M	0.27%
75	JDJD COM INC	75,600	$2.3M	0.27%	Put
76	TRVCCITIGROUP INC	36,623	$2.3M	0.27%
77	AIGAMERICAN INTL GROUP INC	52,800	$2.3M	0.27%
78	AIGAMERICAN INTL GROUP INC	52,400	$2.3M	0.26%	Put
79	MRKMERCK & CO INC	27,100	$2.3M	0.26%
80	SBUXSTARBUCKS CORP	30,000	$2.2M	0.26%	Call
81	CVSCVS HEALTH CORP	39,143	$2.1M	0.25%
82	GQ9SPDR GOLD TRUST	17,300	$2.1M	0.25%
83	BABOEING CO	5,512	$2.1M	0.25%
84	SBACSBA COMMUNICATIONS CORP NEW	10,000	$2.0M	0.23%	Call
85	SBACSBA COMMUNICATIONS CORP NEW	10,000	$2.0M	0.23%	Put
86	MSFTMICROSOFT CORP	16,600	$2.0M	0.23%	Call
87	—WALGREENS BOOTS ALLIANCE INC	30,100	$1.9M	0.22%	Put
88	EBAYEBAY INC	50,000	$1.9M	0.22%	Put
89	BACBANK AMER CORP	65,772	$1.8M	0.21%
90	TWTRUSDTWITTER INC	55,130	$1.8M	0.21%
91	QQQINVESCO QQQ TR	10,000	$1.8M	0.21%	Put
92	—CAESARS ENTMT CORP	200,000	$1.7M	0.20%	Put
93	HUNHUNTSMAN CORP	76,500	$1.7M	0.20%	Call
94	NVDANVIDIA CORP	9,500	$1.7M	0.20%	Call
95	NFLXNETFLIX INC	4,760	$1.7M	0.20%
96	BACBANK AMER CORP	60,800	$1.7M	0.20%	Call
97	—DISNEY WALT CO	15,000	$1.7M	0.19%	Put
98	FEFIRSTENERGY CORP	40,000	$1.7M	0.19%	Put
99	APOAPOLLO GLOBAL MGMT LLC	57,000	$1.6M	0.19%	Call
100	PPLPPL CORP	50,000	$1.6M	0.19%	Put

Page 1 of 3Next