MAI Capital Management Q4 2023 Filing

Filed February 9, 2024

Portfolio Value

$7.6B

Holdings

1,120

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (1,120 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	1,261,470	$602.5M	7.92%
2	MSFTMicrosoft Corp	796,572	$299.5M	3.94%	Put
3	AAPLApple Inc	1,511,889	$291.1M	3.83%	Put
4	SPYSPDR S&P 500 ETF TRUST	606,508	$288.3M	3.79%
5	IJHiShares S&P Mid Cap Index	653,840	$181.2M	2.38%
6	IJRiShares S&P Small Cap Index	1,267,635	$137.2M	1.80%
7	VIGVanguard Dividend Appreciation	739,270	$126.0M	1.66%
8	AMZNAmazon Com Inc	820,425	$124.7M	1.64%	Call
9	VEAVanguard FTSE Developed Mkts E	2,473,477	$118.5M	1.56%
10	IVEiShares S&P Barra Value Index	637,699	$110.9M	1.46%
11	IWFiShares Russell 1000 Growth In	357,912	$108.5M	1.43%
12	MDYSPDR S&P Mid Cap 400 ETF	202,978	$103.0M	1.35%
13	QQQINVESCO QQQ TR SER 1	227,191	$93.0M	1.22%
14	AQLTiShares Core MSCI EAFE	1,268,160	$89.2M	1.17%
15	—Alphabet Inc Class C	595,901	$84.0M	1.10%	Put
16	GOOGLAlphabet Inc Class	595,936	$83.2M	1.09%
17	VTIVanguard Tot Stock Mrkt ETF	345,767	$82.0M	1.08%
18	VWOVanguard FTSE Emerging Mkts ET	1,918,670	$78.9M	1.04%
19	IWMiShares Russell 2000 Index	373,976	$75.1M	0.99%
20	VVisa Inc Class A Shares	286,641	$74.6M	0.98%
21	AVGOBroadcom Inc	64,243	$71.7M	0.94%	Put
22	JNJJohnson and Johnson	455,516	$71.4M	0.94%
23	HDHome Depot Inc	205,019	$71.0M	0.93%
24	UNHUnitedHealth Group Inc	128,126	$67.5M	0.89%	Put
25	IVWiShares S&P 500 Growth	881,876	$66.2M	0.87%
26	NVDANvidia Corp	131,416	$65.1M	0.86%	Call
27	SDYSPDR S&P Dividend ETF	520,339	$65.0M	0.85%
28	IJKiShares S&P Mid Cap 400 Growth	757,316	$60.0M	0.79%
29	IEMGiShares Core MSCI Emerging Mkt	1,155,503	$58.4M	0.77%
30	SHWSherwin Williams Company	185,374	$57.8M	0.76%
31	METAMeta Platforms Inc	160,187	$56.7M	0.75%
32	JPMJP Morgan Chase & Co	328,998	$56.0M	0.74%
33	LLYLilly, Eli Co	95,734	$55.8M	0.73%	Put
34	ABBVAbbvie Inc	346,621	$53.7M	0.71%
35	RSPInvesco S&P 500 Equal Weight E	329,061	$51.9M	0.68%
36	—Cisco Systems Inc	974,100	$49.2M	0.65%
37	COSTCostco Wholesale Corp	74,114	$48.9M	0.64%
38	QCOMQualcomm Incorporated	332,638	$48.1M	0.63%	Put
39	PEPPepsico Inc	258,639	$43.9M	0.58%
40	ABTAbbott Labs	395,655	$43.5M	0.57%
41	BRK/BBerkshire Hathaway Class B	121,881	$43.5M	0.57%
42	ADBEAdobe Inc	69,711	$41.6M	0.55%
43	IWDiShares Russell 1000 Value Ind	251,519	$41.6M	0.55%
44	ACNAccenture PLC Cl A	117,937	$41.4M	0.54%
45	PGProcter & Gamble Co	281,861	$41.3M	0.54%
46	PPAInvesco Aerospace Defense ETF	445,213	$41.0M	0.54%
47	SCHGSchwab US Large Cap Growth	494,181	$41.0M	0.54%
48	MCDMcDonalds Corp	137,001	$40.6M	0.53%
49	IJJiShares S&P Mid Cap 400 Value	349,926	$39.9M	0.52%
50	HONHoneywell Intl Inc	185,028	$38.8M	0.51%
51	IWNiShares Russell 2000 Value Ind	242,661	$37.7M	0.50%
52	RTXRTX Corp	422,322	$35.5M	0.47%
53	MAMastercard	80,357	$34.3M	0.45%
54	XLKSPDR Technology Index	167,398	$32.2M	0.42%
55	CBChubb Ltd	140,071	$31.7M	0.42%
56	BMYBristol-Myers Squibb Co	571,641	$29.3M	0.39%
57	BKNGBooking Holdings Inc	8,168	$29.0M	0.38%
58	VZVerizon Communicatons Com	755,673	$28.5M	0.37%
59	BACBank of America Corp	835,244	$28.1M	0.37%	Call
60	SBUXStarbucks Corp	287,513	$27.6M	0.36%
61	XLVSPDR Health Care Select	196,815	$26.8M	0.35%
62	KOCOCA COLA COM	446,324	$26.3M	0.35%
63	EWKiShares MSCI USA Min Volatilit	328,458	$25.6M	0.34%
64	UNPUnion Pacific Corp	103,077	$25.3M	0.33%
65	VTWGVanguard Russell 1000 ETF	116,361	$25.2M	0.33%
66	PANWPalo Alto Networks Inc.	83,972	$24.8M	0.33%
67	NFLXNetflix Inc.	50,631	$24.7M	0.32%
68	ETNEaton Corp Plc	101,630	$24.5M	0.32%
69	IWRiShares Russell Mid Cap Index	311,941	$24.2M	0.32%
70	IWOiShares Russell 2000 Growth In	94,269	$23.8M	0.31%
71	VGTVanguard Information Technolog	48,264	$23.4M	0.31%
72	MDLZMondelez International Inc	308,891	$22.4M	0.29%
73	EFAiShares MSCI EAFE Index	289,667	$21.8M	0.29%
74	—VanEck Morningstar Wide Moat E	254,546	$21.6M	0.28%
75	AMTAmerican Tower	98,883	$21.3M	0.28%
76	TSMTaiwan Manufacturing Inc	200,250	$20.8M	0.27%
77	INTCIntel Corp	405,660	$20.4M	0.27%
78	—Intercontinental Exchange, Inc	156,717	$20.1M	0.26%
79	COWZPacer US Cash Cows 100 ETF	383,407	$19.9M	0.26%
80	CVXCHEVRON CORPORATION	130,473	$19.5M	0.26%
81	VHTVanguard Health Care ETF	75,909	$19.0M	0.25%
82	ZTSZoetis Inc	95,625	$18.9M	0.25%
83	SCHDSchwab US Dividend Equity	246,325	$18.8M	0.25%
84	ABNBAirbnb Inc.	137,291	$18.7M	0.25%	Put
85	—401(k) Provider Balance	18,503,603	$18.5M	0.24%
86	PFEPfizer Inc	636,907	$18.3M	0.24%
87	COPConocoPhillips	156,661	$18.2M	0.24%	Put
88	SYKStryker Corp	60,702	$18.2M	0.24%
89	LMTLockheed Martin	39,930	$18.1M	0.24%
90	CRWDCrowdstrike Hldgs Inc	69,803	$17.8M	0.23%	Put
91	VTVVanguard Value ETF	113,732	$17.0M	0.22%
92	WMTWalmart Inc	107,197	$16.9M	0.22%
93	MRKMerck & Co	154,905	$16.9M	0.22%
94	—TD SPX 2-21-25 15 buff	14,528,000	$16.7M	0.22%
95	DWDMORGAN STANLEY DEAN WITTER & C	177,417	$16.5M	0.22%
96	IJSiShares S&P Small Cap 600 Valu	160,164	$16.5M	0.22%
97	TSLATesla Inc.	65,749	$16.3M	0.21%	Call
98	SCHXSchwab US Large Cap ETF	286,018	$16.1M	0.21%
99	AMDAdvanced Micro Devices Inc.	109,136	$16.1M	0.21%
100	IWBiShares Russell 1000	60,727	$15.9M	0.21%

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