MAI Capital Management Q4 2023 Filing
Filed February 9, 2024
Portfolio Value
$7.6T
Holdings
1,120
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (1,120 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 1,261,470 | $602.5B | 7.92% | |
| 2 | MSFTMicrosoft Corp | 796,572 | $299.5B | 3.94% | Put |
| 3 | AAPLApple Inc | 1,511,889 | $291.1B | 3.83% | Put |
| 4 | SPYSPDR S&P 500 ETF TRUST | 606,508 | $288.3B | 3.79% | |
| 5 | IJHiShares S&P Mid Cap Index | 653,840 | $181.2B | 2.38% | |
| 6 | IJRiShares S&P Small Cap Index | 1,267,635 | $137.2B | 1.80% | |
| 7 | VIGVanguard Dividend Appreciation | 739,270 | $126.0B | 1.66% | |
| 8 | AMZNAmazon Com Inc | 820,425 | $124.7B | 1.64% | Call |
| 9 | VEAVanguard FTSE Developed Mkts E | 2,473,477 | $118.5B | 1.56% | |
| 10 | IVEiShares S&P Barra Value Index | 637,699 | $110.9B | 1.46% | |
| 11 | IWFiShares Russell 1000 Growth In | 357,912 | $108.5B | 1.43% | |
| 12 | MDYSPDR S&P Mid Cap 400 ETF | 202,978 | $103.0B | 1.35% | |
| 13 | QQQINVESCO QQQ TR SER 1 | 227,191 | $93.0B | 1.22% | |
| 14 | AQLTiShares Core MSCI EAFE | 1,268,160 | $89.2B | 1.17% | |
| 15 | —Alphabet Inc Class C | 595,901 | $84.0B | 1.10% | Put |
| 16 | GOOGLAlphabet Inc Class | 595,936 | $83.2B | 1.09% | |
| 17 | VTIVanguard Tot Stock Mrkt ETF | 345,767 | $82.0B | 1.08% | |
| 18 | VWOVanguard FTSE Emerging Mkts ET | 1,918,670 | $78.9B | 1.04% | |
| 19 | IWMiShares Russell 2000 Index | 373,976 | $75.1B | 0.99% | |
| 20 | VVisa Inc Class A Shares | 286,641 | $74.6B | 0.98% | |
| 21 | AVGOBroadcom Inc | 64,243 | $71.7B | 0.94% | Put |
| 22 | JNJJohnson and Johnson | 455,516 | $71.4B | 0.94% | |
| 23 | HDHome Depot Inc | 205,019 | $71.0B | 0.93% | |
| 24 | UNHUnitedHealth Group Inc | 128,126 | $67.5B | 0.89% | Put |
| 25 | IVWiShares S&P 500 Growth | 881,876 | $66.2B | 0.87% | |
| 26 | NVDANvidia Corp | 131,416 | $65.1B | 0.86% | Call |
| 27 | SDYSPDR S&P Dividend ETF | 520,339 | $65.0B | 0.85% | |
| 28 | IJKiShares S&P Mid Cap 400 Growth | 757,316 | $60.0B | 0.79% | |
| 29 | IEMGiShares Core MSCI Emerging Mkt | 1,155,503 | $58.4B | 0.77% | |
| 30 | SHWSherwin Williams Company | 185,374 | $57.8B | 0.76% | |
| 31 | METAMeta Platforms Inc | 160,187 | $56.7B | 0.75% | |
| 32 | JPMJP Morgan Chase & Co | 328,998 | $56.0B | 0.74% | |
| 33 | LLYLilly, Eli Co | 95,734 | $55.8B | 0.73% | Put |
| 34 | ABBVAbbvie Inc | 346,621 | $53.7B | 0.71% | |
| 35 | RSPInvesco S&P 500 Equal Weight E | 329,061 | $51.9B | 0.68% | |
| 36 | —Cisco Systems Inc | 974,100 | $49.2B | 0.65% | |
| 37 | COSTCostco Wholesale Corp | 74,114 | $48.9B | 0.64% | |
| 38 | QCOMQualcomm Incorporated | 332,638 | $48.1B | 0.63% | Put |
| 39 | PEPPepsico Inc | 258,639 | $43.9B | 0.58% | |
| 40 | ABTAbbott Labs | 395,655 | $43.5B | 0.57% | |
| 41 | BRK/BBerkshire Hathaway Class B | 121,881 | $43.5B | 0.57% | |
| 42 | ADBEAdobe Inc | 69,711 | $41.6B | 0.55% | |
| 43 | IWDiShares Russell 1000 Value Ind | 251,519 | $41.6B | 0.55% | |
| 44 | ACNAccenture PLC Cl A | 117,937 | $41.4B | 0.54% | |
| 45 | PGProcter & Gamble Co | 281,861 | $41.3B | 0.54% | |
| 46 | PPAInvesco Aerospace Defense ETF | 445,213 | $41.0B | 0.54% | |
| 47 | SCHGSchwab US Large Cap Growth | 494,181 | $41.0B | 0.54% | |
| 48 | MCDMcDonalds Corp | 137,001 | $40.6B | 0.53% | |
| 49 | IJJiShares S&P Mid Cap 400 Value | 349,926 | $39.9B | 0.52% | |
| 50 | HONHoneywell Intl Inc | 185,028 | $38.8B | 0.51% | |
| 51 | IWNiShares Russell 2000 Value Ind | 242,661 | $37.7B | 0.50% | |
| 52 | RTXRTX Corp | 422,322 | $35.5B | 0.47% | |
| 53 | MAMastercard | 80,357 | $34.3B | 0.45% | |
| 54 | XLKSPDR Technology Index | 167,398 | $32.2B | 0.42% | |
| 55 | CBChubb Ltd | 140,071 | $31.7B | 0.42% | |
| 56 | BMYBristol-Myers Squibb Co | 571,641 | $29.3B | 0.39% | |
| 57 | BKNGBooking Holdings Inc | 8,168 | $29.0B | 0.38% | |
| 58 | VZVerizon Communicatons Com | 755,673 | $28.5B | 0.37% | |
| 59 | BACBank of America Corp | 835,244 | $28.1B | 0.37% | Call |
| 60 | SBUXStarbucks Corp | 287,513 | $27.6B | 0.36% | |
| 61 | XLVSPDR Health Care Select | 196,815 | $26.8B | 0.35% | |
| 62 | KOCOCA COLA COM | 446,324 | $26.3B | 0.35% | |
| 63 | EWKiShares MSCI USA Min Volatilit | 328,458 | $25.6B | 0.34% | |
| 64 | UNPUnion Pacific Corp | 103,077 | $25.3B | 0.33% | |
| 65 | VTWGVanguard Russell 1000 ETF | 116,361 | $25.2B | 0.33% | |
| 66 | PANWPalo Alto Networks Inc. | 83,972 | $24.8B | 0.33% | |
| 67 | NFLXNetflix Inc. | 50,631 | $24.7B | 0.32% | |
| 68 | ETNEaton Corp Plc | 101,630 | $24.5B | 0.32% | |
| 69 | IWRiShares Russell Mid Cap Index | 311,941 | $24.2B | 0.32% | |
| 70 | IWOiShares Russell 2000 Growth In | 94,269 | $23.8B | 0.31% | |
| 71 | VGTVanguard Information Technolog | 48,264 | $23.4B | 0.31% | |
| 72 | MDLZMondelez International Inc | 308,891 | $22.4B | 0.29% | |
| 73 | EFAiShares MSCI EAFE Index | 289,667 | $21.8B | 0.29% | |
| 74 | —VanEck Morningstar Wide Moat E | 254,546 | $21.6B | 0.28% | |
| 75 | AMTAmerican Tower | 98,883 | $21.3B | 0.28% | |
| 76 | TSMTaiwan Manufacturing Inc | 200,250 | $20.8B | 0.27% | |
| 77 | INTCIntel Corp | 405,660 | $20.4B | 0.27% | |
| 78 | —Intercontinental Exchange, Inc | 156,717 | $20.1B | 0.26% | |
| 79 | COWZPacer US Cash Cows 100 ETF | 383,407 | $19.9B | 0.26% | |
| 80 | CVXCHEVRON CORPORATION | 130,473 | $19.5B | 0.26% | |
| 81 | VHTVanguard Health Care ETF | 75,909 | $19.0B | 0.25% | |
| 82 | ZTSZoetis Inc | 95,625 | $18.9B | 0.25% | |
| 83 | SCHDSchwab US Dividend Equity | 246,325 | $18.8B | 0.25% | |
| 84 | ABNBAirbnb Inc. | 137,291 | $18.7B | 0.25% | Put |
| 85 | —401(k) Provider Balance | 18,503,603 | $18.5B | 0.24% | |
| 86 | PFEPfizer Inc | 636,907 | $18.3B | 0.24% | |
| 87 | COPConocoPhillips | 156,661 | $18.2B | 0.24% | Put |
| 88 | SYKStryker Corp | 60,702 | $18.2B | 0.24% | |
| 89 | LMTLockheed Martin | 39,930 | $18.1B | 0.24% | |
| 90 | CRWDCrowdstrike Hldgs Inc | 69,803 | $17.8B | 0.23% | Put |
| 91 | VTVVanguard Value ETF | 113,732 | $17.0B | 0.22% | |
| 92 | WMTWalmart Inc | 107,197 | $16.9B | 0.22% | |
| 93 | MRKMerck & Co | 154,905 | $16.9B | 0.22% | |
| 94 | —TD SPX 2-21-25 15 buff | 14,528,000 | $16.7B | 0.22% | |
| 95 | DWDMORGAN STANLEY DEAN WITTER & C | 177,417 | $16.5B | 0.22% | |
| 96 | IJSiShares S&P Small Cap 600 Valu | 160,164 | $16.5B | 0.22% | |
| 97 | TSLATesla Inc. | 65,749 | $16.3B | 0.21% | Call |
| 98 | SCHXSchwab US Large Cap ETF | 286,018 | $16.1B | 0.21% | |
| 99 | AMDAdvanced Micro Devices Inc. | 109,136 | $16.1B | 0.21% | |
| 100 | IWBiShares Russell 1000 | 60,727 | $15.9B | 0.21% |
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