MAI Capital Management Q4 2022 Filing

Filed February 9, 2023

Portfolio Value

$6.0B

Holdings

1,027

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (1,027 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	1,212,252	$465.8M	7.82%
2	SPYSPDR S&P 500 ETF TRUST	556,764	$212.9M	3.58%
3	AAPLApple Inc	1,594,867	$207.2M	3.48%	Put
4	MSFTMicrosoft Corp	834,861	$200.2M	3.36%	Put
5	IJHiShares S&P Mid Cap Index	487,404	$117.9M	1.98%
6	MDYSPDR S&P Mid Cap 400 ETF	206,169	$91.3M	1.53%
7	IVEiShares S&P Barra Value Index	623,929	$90.5M	1.52%
8	IJRiShares S&P Small Cap Index	913,883	$86.5M	1.45%
9	HDHome Depot Inc	258,390	$81.6M	1.37%
10	IWFiShares Russell 1000 Growth In	378,042	$81.0M	1.36%
11	SDYSPDR S&P Dividend ETF	639,448	$80.0M	1.34%
12	VEAVanguard FTSE Developed Mkts E	1,823,924	$76.5M	1.29%
13	AQLTiShares Core MSCI EAFE	1,208,351	$74.5M	1.25%
14	VIGVanguard Dividend Appreciation	475,705	$72.2M	1.21%
15	AMZNAmazon Com Inc	827,336	$69.5M	1.17%	Call
16	VTIVanguard Tot Stock Mrkt ETF	357,148	$68.3M	1.15%
17	JNJJohnson and Johnson	382,069	$67.5M	1.13%
18	IWMiShares Russell 2000 Index	384,353	$67.0M	1.13%
19	VVisa Inc Class A Shares	317,202	$65.9M	1.11%	Call
20	GOOGLAlphabet Inc Class	705,072	$62.2M	1.05%
21	UNHUnitedHealth Group Inc	116,651	$61.8M	1.04%	Put
22	QQQINVESCO QQQ TR SER 1	231,117	$61.5M	1.03%
23	—Alphabet Inc Class C	640,010	$56.8M	0.95%
24	ABBVAbbvie Inc	346,639	$56.0M	0.94%
25	IEMGiShares Core MSCI Emerging Mkt	1,160,690	$54.2M	0.91%
26	IJKiShares S&P Mid Cap 400 Growth	780,329	$53.3M	0.90%
27	VWOVanguard FTSE Emerging Mkts ET	1,292,090	$50.4M	0.85%
28	IVWiShares S&P 500 Growth	808,202	$47.3M	0.79%
29	PEPPepsico Inc	253,088	$45.7M	0.77%
30	SHWSherwin Williams Company	189,198	$44.9M	0.75%	Put
31	—Cisco Systems Inc	873,176	$41.6M	0.70%
32	JPMJP Morgan Chase & Co	309,872	$41.6M	0.70%
33	ABTAbbott Labs	375,627	$41.2M	0.69%
34	RTXRaytheon Technologies Corp	407,040	$41.1M	0.69%	Put
35	NEENextera Energy Inc	482,458	$40.3M	0.68%
36	PGProcter & Gamble Co	258,775	$39.2M	0.66%
37	BMYBristol-Myers Squibb Co	544,595	$39.2M	0.66%
38	HONHoneywell Intl Inc	176,545	$37.8M	0.64%
39	LLYLilly, Eli Co	103,126	$37.7M	0.63%	Put
40	AVGOBroadcom Inc	66,304	$37.1M	0.62%
41	QCOMQualcomm Incorporated	329,749	$36.3M	0.61%	Put
42	IJJiShares S&P Mid Cap 400 Value	356,968	$36.0M	0.60%
43	IWNiShares Russell 2000 Value Ind	256,650	$35.6M	0.60%
44	IWDiShares Russell 1000 Value Ind	230,504	$35.0M	0.59%
45	MAMastercard	97,934	$34.1M	0.57%
46	MCDMcDonalds Corp	126,182	$33.3M	0.56%
47	PPAInvesco Aerospace Defense ETF	402,905	$31.6M	0.53%
48	BRK/BBerkshire Hathaway Class B	101,062	$31.2M	0.52%
49	COSTCostco Wholesale Corp	67,684	$30.9M	0.52%
50	APDAir Products & Chemicals Inc	98,818	$30.5M	0.51%
51	CBChubb Ltd	128,449	$28.3M	0.48%
52	ETNEaton Corp Plc	179,946	$28.2M	0.47%
53	ACNAccenture PLC Cl A	102,971	$27.5M	0.46%	Put
54	BACBank of America Corp	810,517	$26.8M	0.45%
55	SBUXStarbucks Corp	260,390	$25.8M	0.43%
56	KOCOCA COLA COM	373,503	$23.8M	0.40%
57	XLKSPDR Technology Index	189,333	$23.6M	0.40%
58	—Epam Systems Inc	68,270	$22.4M	0.38%
59	AMTAmerican Tower	105,244	$22.3M	0.37%
60	XLVSPDR Health Care Select	160,510	$21.8M	0.37%
61	IWRiShares Russell Mid Cap Index	317,452	$21.4M	0.36%
62	EWKiShares MSCI USA Min Volatilit	287,516	$20.7M	0.35%
63	MDLZMondelez International Inc	311,005	$20.7M	0.35%
64	IWOiShares Russell 2000 Growth In	96,617	$20.7M	0.35%
65	METAMeta Platforms Inc	172,026	$20.7M	0.35%
66	DHRDanaher Corp	77,548	$20.6M	0.35%
67	LMTLockheed Martin	41,797	$20.3M	0.34%
68	DGDollar General Corp.	82,329	$20.3M	0.34%
69	TSMTaiwan Manufacturing Inc	270,962	$20.2M	0.34%
70	SYKStryker Corp	79,240	$19.4M	0.33%
71	TXNTexas Instrument Inc	116,870	$19.3M	0.32%
72	DISDisney, Walt Co.	221,258	$19.2M	0.32%
73	VTWGVanguard Russell 1000 ETF	109,006	$19.0M	0.32%
74	NVDANvidia Corp	127,232	$18.6M	0.31%
75	EFAiShares MSCI EAFE Index	282,607	$18.6M	0.31%
76	—Intercontinental Exchange, Inc	176,841	$18.1M	0.30%
77	PFEPfizer Inc	336,144	$17.2M	0.29%
78	ORealty Inc Crp Md Reit	270,028	$17.1M	0.29%
79	CVXCHEVRON CORPORATION	95,322	$17.1M	0.29%
80	AQLTiShares Select Dividend ETF	139,687	$16.8M	0.28%
81	MRKMerck & Co	151,806	$16.8M	0.28%
82	—401(k) Provider Balance	16,546,648	$16.5M	0.28%
83	OTISOtis Worldwide Corp	207,754	$16.3M	0.27%
84	DEODiageo Plc Spsd ADR	89,589	$16.0M	0.27%
85	UNPUnion Pacific Corp	76,796	$15.9M	0.27%
86	BSXBoston Scientific Corp	338,676	$15.7M	0.26%
87	VGTVanguard Information Technolog	48,783	$15.6M	0.26%
88	SCHXSchwab US Large Cap ETF	343,695	$15.5M	0.26%
89	VTVVanguard Value ETF	109,634	$15.4M	0.26%
90	BLKCHFBlackrock Inc	21,697	$15.4M	0.26%	Call
91	LOWLOWES COMPANIES INC	76,867	$15.3M	0.26%	Put
92	—TD SPX 2-21-25 15 buff	16,710,000	$15.2M	0.25%
93	DPZDomino's Pizza Inc	43,502	$15.1M	0.25%
94	NKENike Inc.	128,084	$15.0M	0.25%
95	DYHTarget	98,251	$14.6M	0.25%	Put
96	DWDMORGAN STANLEY DEAN WITTER & C	171,207	$14.6M	0.24%
97	FWONALiberty Media Corp Delaware C	238,998	$14.3M	0.24%
98	ADBEAdobe Inc	41,845	$14.1M	0.24%	Put
99	XLFISPDR Consumer Staples Select S	188,878	$14.1M	0.24%
100	PANWPalo Alto Networks Inc.	100,338	$14.0M	0.24%

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