MAI Capital Management Q4 2021 Filing

Filed February 11, 2022

Portfolio Value

$6.2B

Holdings

906

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (906 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	929,460	$443.3M	7.14%
2	MSFTMicrosoft Corporation	752,427	$253.1M	4.08%	Put
3	AAPLApple Inc	1,400,614	$248.7M	4.01%	Put
4	SPYSPDR S&P 500 ETF	470,461	$223.4M	3.60%
5	AMZNAmazon.com	43,574	$145.3M	2.34%	Put
6	HDHome Depot, Inc.	301,671	$125.2M	2.02%
7	METAFacebook	320,279	$107.7M	1.74%	Put
8	—Alphabet Inc Class C	36,148	$104.6M	1.69%	Call
9	MDYSPDR S&P Mid Cap 400 ETF	196,067	$101.5M	1.64%
10	IJHiShares S&P Mid Cap Index	342,982	$97.1M	1.56%
11	—Alphabet Inc Class A	29,927	$86.7M	1.40%
12	IJRiShares S&P Small Cap Index	712,784	$81.6M	1.31%
13	NDQInvesco QQQ Trust	199,078	$79.2M	1.28%
14	SHWSherwin Williams Company	222,569	$78.4M	1.26%
15	AQLTiShares Core MSCI EAFE	1,023,337	$76.4M	1.23%
16	VTIVanguard Tot Stock Mrkt ETF	301,482	$72.8M	1.17%
17	IWMiShares Russell 2000 Index	323,929	$72.1M	1.16%
18	VVisa Inc Cl A	324,917	$70.4M	1.13%	Call
19	IVEiShares S&P Barra Value Index	449,444	$70.4M	1.13%
20	—Epam Systems Inc	101,113	$67.6M	1.09%
21	IWFiShares Russell 1000 Growth In	212,495	$64.9M	1.05%
22	IEMGiShares Core MSCI Emerging Mkt	979,653	$58.6M	0.94%
23	JPMJPMorgan Chase & Co.	365,794	$57.9M	0.93%
24	IJKiShares S&P Mid Cap 400 Growth	636,474	$54.3M	0.87%
25	QCOMQualcomm Incorporated	295,384	$54.0M	0.87%	Put
26	JNJJohnson & Johnson	312,993	$53.5M	0.86%
27	VIGVanguard Dividend Appreciation	308,166	$52.9M	0.85%
28	IVWiShares S&P 500 Growth	627,160	$52.5M	0.85%
29	UNHUnitedHealth Group Inc	102,156	$51.3M	0.83%	Put
30	ABTAbbott Laboratories	332,435	$46.8M	0.75%
31	CSCOCisco Systems	705,755	$44.7M	0.72%
32	ADBEAdobe Inc	76,410	$43.3M	0.70%	Put
33	VEAVanguard FTSE Developed Mkts E	810,280	$41.4M	0.67%
34	SDYSPDR S&P Dividend ETF	318,467	$41.1M	0.66%
35	ABBVAbbVie Inc.	294,033	$39.8M	0.64%
36	MAMastercard	109,401	$39.3M	0.63%
37	ACNAccenture PLC Cl A	92,648	$38.4M	0.62%	Put
38	DISDisney, Walt Co.	244,437	$37.9M	0.61%	Call
39	PEPPepsiCo, Inc.	215,903	$37.5M	0.60%
40	AVGOBroadcom Inc	52,896	$35.2M	0.57%
41	COSTCostco Wholesale Corp	61,015	$34.6M	0.56%	Put
42	IWNiShares Russell 2000 Value Ind	204,712	$34.0M	0.55%
43	IJJiShares S&P Mid Cap 400 Value	295,679	$32.7M	0.53%
44	NEENextEra Energy	349,120	$32.6M	0.53%
45	IWDiShares Russell 1000 Value Ind	191,032	$32.1M	0.52%
46	BACVerizon Communications	613,264	$31.9M	0.51%
47	HONHoneywell International, Inc.	152,580	$31.8M	0.51%	Call
48	TSMTaiwan Semiconductor Manufactu	260,786	$31.4M	0.51%
49	LLYLilly, Eli Co	113,041	$31.2M	0.50%
50	BABoeing Company	151,948	$30.6M	0.49%	Call
51	AMATApplied Materials	192,670	$30.3M	0.49%	Call
52	VWOVanguard FTSE Emerging Mkts ET	609,684	$30.2M	0.49%
53	BRK/BBerkshire Hathaway Class B	100,415	$30.0M	0.48%
54	—Global X US Infrastructure Dev	1,004,570	$28.9M	0.47%
55	NVDANvidia Corp.	98,271	$28.9M	0.47%	Put
56	PGProcter & Gamble	170,184	$27.8M	0.45%
57	CMCSAComcast Corp. Cl A	552,593	$27.8M	0.45%
58	CVSCVS Health Corp.	269,501	$27.8M	0.45%
59	BACBank of America Corp	619,949	$27.6M	0.44%	Call
60	MCDMcDonalds Corp	101,092	$27.1M	0.44%	Call
61	ATVIEURActivision Blizzard Inc	405,592	$27.0M	0.43%	Call
62	ETNEaton Corporation	154,792	$26.8M	0.43%
63	PANWPalo Alto Networks Inc.	46,694	$26.0M	0.42%
64	SYKStryker Corp.	96,846	$25.9M	0.42%
65	XLKSPDR Technology Index	147,731	$25.7M	0.41%
66	RTXRaytheon Technologies Corp	295,822	$25.5M	0.41%
67	PYPLPayPal Holdings, Inc	133,144	$25.1M	0.40%
68	SBUXStarbucks Corp	206,982	$24.2M	0.39%
69	AMTAmerican Tower	79,540	$23.3M	0.37%
70	EFAiShares MSCI EAFE Index	283,521	$22.3M	0.36%
71	OTISOtis Worldwide Corp	256,018	$22.3M	0.36%
72	SCHXSchwab US Large Cap ETF	191,542	$21.8M	0.35%
73	CBChubb Ltd	109,770	$21.2M	0.34%
74	IWRiShares Russell Mid Cap Index	255,400	$21.2M	0.34%
75	NKENike Inc.	123,682	$20.6M	0.33%	Put
76	ROKURoku Inc	87,274	$19.9M	0.32%
77	FWONALiberty Media Corp Delaware C	312,482	$19.8M	0.32%
78	DPZDomino's Pizza Inc	34,524	$19.5M	0.31%
79	BSXBoston Scientific Corp	453,029	$19.2M	0.31%
80	XLVSPDR Health Care Select	136,118	$19.2M	0.31%
81	DEODiageo PLC ADR	87,008	$19.2M	0.31%
82	ADSKAutodesk	66,257	$18.6M	0.30%
83	IWOiShares Russell 2000 Growth In	62,345	$18.3M	0.29%
84	MDLZMondelez Intl Inc Com	267,579	$17.7M	0.29%
85	LOWLowe's Cos.	68,069	$17.6M	0.28%
86	APDAir Products & Chemicals Inc	56,809	$17.3M	0.28%
87	BMYBristol-Myers Squibb	276,585	$17.2M	0.28%	Call
88	FDDFirst Trust Tech Etf	129,438	$17.1M	0.28%
89	DYHTarget	73,683	$17.1M	0.27%
90	TXNTexas Instruments	86,924	$16.4M	0.26%
91	CRMSalesforce.com	63,774	$16.2M	0.26%
92	VGTVanguard Information Technolog	34,870	$16.0M	0.26%
93	UNPUnion Pacific Corp	61,021	$15.4M	0.25%
94	SCZiShares MSCI EAFE Small Cap In	204,473	$14.9M	0.24%
95	PFEPfizer Inc	247,444	$14.6M	0.24%
96	MDTMedtronic Plc	139,243	$14.4M	0.23%
97	VTWGVanguard Russell 1000 ETF	65,238	$14.3M	0.23%
98	BCCCGlobal X US Preferred ETF	553,951	$14.3M	0.23%
99	BLKCHFBlackrock Inc	14,881	$13.6M	0.22%
100	IWBiShares Russell 1000	48,689	$12.9M	0.21%

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