MAI Capital Management Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$4.0T
Holdings
654
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (654 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 746,835 | $280.4B | 7.01% | |
| 2 | MSFTMicrosoft Corporation | 794,365 | $176.7B | 4.42% | Put |
| 3 | SPYSPDR S&P 500 ETF | 419,579 | $156.9B | 3.92% | |
| 4 | AAPLApple Inc | 1,152,992 | $153.0B | 3.83% | Put |
| 5 | AMZNAmazon.com | 32,860 | $107.0B | 2.68% | Put |
| 6 | METAFacebook | 278,311 | $76.0B | 1.90% | |
| 7 | MDYSPDR S&P Mid Cap 400 ETF | 179,550 | $75.4B | 1.89% | |
| 8 | HDHome Depot, Inc. | 263,265 | $69.9B | 1.75% | |
| 9 | VVisa Inc Cl A | 293,251 | $64.1B | 1.60% | |
| 10 | IJHiShares S&P Mid Cap Index | 270,188 | $62.1B | 1.55% | |
| 11 | VTIVanguard Tot Stock Mrkt ETF | 304,771 | $59.3B | 1.48% | |
| 12 | IWMiShares Russell 2000 Index | 300,027 | $58.8B | 1.47% | Put |
| 13 | —Alphabet Inc Class C | 33,274 | $58.3B | 1.46% | Put |
| 14 | IJRiShares S&P Small Cap Index | 570,102 | $52.4B | 1.31% | |
| 15 | —Alphabet Inc Class A | 27,840 | $48.8B | 1.22% | |
| 16 | AQLTiShares Core MSCI EAFE | 680,297 | $47.0B | 1.18% | |
| 17 | IVEiShares S&P Barra Value Index | 354,739 | $45.4B | 1.14% | |
| 18 | IWFiShares Russell 1000 Growth In | 187,729 | $45.3B | 1.13% | |
| 19 | IEMGiShares Core MSCI Emerging Mkt | 704,032 | $43.7B | 1.09% | |
| 20 | JNJJohnson & Johnson | 268,576 | $42.3B | 1.06% | |
| 21 | CMCSAComcast Corp. Cl A | 785,591 | $41.2B | 1.03% | |
| 22 | JPMJPMorgan Chase & Co. | 323,120 | $41.1B | 1.03% | |
| 23 | QCOMQualcomm Incorporated | 266,389 | $40.6B | 1.01% | Put |
| 24 | IJKiShares S&P Mid Cap 400 Growth | 540,197 | $39.0B | 0.98% | |
| 25 | —Epam Systems Inc | 103,382 | $37.0B | 0.93% | |
| 26 | SHWSherwin Williams Company | 49,877 | $36.7B | 0.92% | Put |
| 27 | NDQInvesco QQQ Trust | 114,709 | $36.0B | 0.90% | |
| 28 | IVWiShares S&P 500 Growth | 524,729 | $33.5B | 0.84% | |
| 29 | ADBEAdobe Inc | 65,875 | $32.9B | 0.82% | Put |
| 30 | UNHUnitedHealth Group Inc | 92,700 | $32.5B | 0.81% | Put |
| 31 | ABBVAbbVie Inc. | 299,959 | $32.1B | 0.80% | |
| 32 | ABTAbbott Laboratories | 290,278 | $31.8B | 0.79% | |
| 33 | ROKURoku Inc | 91,745 | $30.5B | 0.76% | |
| 34 | VEAVanguard FTSE Developed Mkts E | 618,766 | $29.2B | 0.73% | |
| 35 | NEENextEra Energy | 369,041 | $28.5B | 0.71% | |
| 36 | SDYSPDR S&P Dividend ETF | 263,328 | $27.9B | 0.70% | |
| 37 | PYPLPayPal Holdings, Inc | 115,837 | $27.1B | 0.68% | |
| 38 | VWOVanguard FTSE Emerging Mkts ET | 540,390 | $27.1B | 0.68% | |
| 39 | LOWLowe's Cos. | 162,832 | $26.1B | 0.65% | |
| 40 | HONHoneywell International, Inc. | 121,753 | $25.9B | 0.65% | |
| 41 | MAMastercard | 72,306 | $25.8B | 0.65% | |
| 42 | DISDisney, Walt Co. | 136,268 | $24.7B | 0.62% | |
| 43 | PEPPepsiCo, Inc. | 161,694 | $24.0B | 0.60% | |
| 44 | IJJiShares S&P Mid Cap 400 Value | 277,487 | $23.9B | 0.60% | |
| 45 | BACVerizon Communications | 403,174 | $23.7B | 0.59% | Put |
| 46 | IWDiShares Russell 1000 Value Ind | 170,681 | $23.3B | 0.58% | |
| 47 | CSCOCisco Systems | 500,267 | $22.4B | 0.56% | |
| 48 | SYKStryker Corp. | 91,043 | $22.3B | 0.56% | |
| 49 | LMTLockheed Martin | 58,949 | $20.9B | 0.52% | |
| 50 | AMTAmerican Tower | 93,050 | $20.9B | 0.52% | |
| 51 | LLYLilly, Eli Co | 117,530 | $19.8B | 0.50% | |
| 52 | AMGNAmgen Inc | 82,884 | $19.1B | 0.48% | |
| 53 | BRK/BBerkshire Hathaway Class B | 79,724 | $18.5B | 0.46% | |
| 54 | EFAiShares MSCI EAFE Index | 247,655 | $18.1B | 0.45% | |
| 55 | RTXRaytheon Technologies Corp | 249,969 | $17.9B | 0.45% | |
| 56 | ATVIEURActivision Blizzard Inc | 190,925 | $17.7B | 0.44% | |
| 57 | TSMTaiwan Semiconductor Manufactu | 157,434 | $17.2B | 0.43% | |
| 58 | TA T & T Corp New | 587,578 | $16.9B | 0.42% | |
| 59 | AVGOBroadcom Inc | 37,661 | $16.5B | 0.41% | Put |
| 60 | NKENike Inc. | 115,565 | $16.3B | 0.41% | |
| 61 | ETNEaton Corporation | 134,738 | $16.2B | 0.40% | |
| 62 | ACNAccenture PLC Cl A | 61,957 | $16.2B | 0.40% | |
| 63 | SBUXStarbucks Corp | 150,280 | $16.1B | 0.40% | |
| 64 | IWOiShares Russell 2000 Growth In | 55,576 | $15.9B | 0.40% | |
| 65 | —RBC SPX 6-16-21 20 buff | 12,225,000 | $15.8B | 0.40% | |
| 66 | ADSKAutodesk | 51,771 | $15.8B | 0.40% | |
| 67 | CBChubb Ltd | 99,847 | $15.4B | 0.38% | |
| 68 | FDXFedex | 56,409 | $14.6B | 0.37% | |
| 69 | DEODiageo PLC ADR | 91,729 | $14.6B | 0.36% | |
| 70 | MDTMedtronic Plc | 120,764 | $14.1B | 0.35% | |
| 71 | MCDMcDonalds Corp | 64,040 | $13.7B | 0.34% | |
| 72 | MRKMerck & Co | 167,113 | $13.7B | 0.34% | |
| 73 | COSTCostco Wholesale Corp | 35,440 | $13.4B | 0.33% | |
| 74 | BABoeing Company | 61,974 | $13.3B | 0.33% | |
| 75 | BSXBoston Scientific Corp | 368,141 | $13.2B | 0.33% | |
| 76 | TIGOMillicom International Cellula | 340,738 | $13.2B | 0.33% | |
| 77 | MDLZMondelez Intl Inc Com | 224,066 | $13.1B | 0.33% | |
| 78 | TSLATesla Inc. | 17,935 | $12.7B | 0.32% | Put |
| 79 | BACBank of America Corp | 415,011 | $12.6B | 0.31% | |
| 80 | ORCLOracle Corp | 187,203 | $12.1B | 0.30% | |
| 81 | —GS MXEF 6-16-21 20 buff | 8,565,000 | $12.0B | 0.30% | |
| 82 | BDXBecton Dickinson & Company | 46,738 | $11.7B | 0.29% | |
| 83 | IWRiShares Russell Mid Cap Index | 170,405 | $11.7B | 0.29% | |
| 84 | BMYBristol-Myers Squibb | 186,743 | $11.6B | 0.29% | |
| 85 | PGProcter & Gamble | 80,454 | $11.2B | 0.28% | |
| 86 | SCHXSchwab US Large Cap ETF | 121,501 | $11.1B | 0.28% | |
| 87 | OTISOtis Worldwide Corp | 163,412 | $11.0B | 0.28% | |
| 88 | MTCHMatch Group Inc NEW | 71,133 | $10.8B | 0.27% | |
| 89 | —RBC SPX 10-15-21 20 buff | 9,010,000 | $10.7B | 0.27% | |
| 90 | —JPM MXEA 6-16-21 20 buff | 7,930,000 | $10.5B | 0.26% | |
| 91 | BKNGBooking Holdings Inc | 4,593 | $10.2B | 0.26% | |
| 92 | APDAir Products & Chemicals Inc | 37,230 | $10.2B | 0.25% | |
| 93 | IWNiShares Russell 2000 Value Ind | 76,379 | $10.1B | 0.25% | |
| 94 | WMTWalmart Inc | 69,055 | $10.0B | 0.25% | |
| 95 | GSLCGS Activebeta Large Cap ETF | 124,360 | $9.4B | 0.24% | |
| 96 | TYLTyler Technologies Inc | 21,516 | $9.4B | 0.23% | Put |
| 97 | CHTRCharter Communications Inc | 14,168 | $9.4B | 0.23% | |
| 98 | —GS SPX 8-11-22 20 buff | 8,565,000 | $9.3B | 0.23% | |
| 99 | UNPUnion Pacific Corp | 44,033 | $9.2B | 0.23% | |
| 100 | RSPHInvesco S&P 500 Healthcare | 34,938 | $9.1B | 0.23% |
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