MAI Capital Management Q4 2019 Filing

Filed February 3, 2020

Portfolio Value

$3.1B

Holdings

585

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (585 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	MARMarriott Intl Inc	12,024	$1.8M	0.06%	Put
2	INTCIntel Corp	402,900	$1.8M	0.06%	Put
3	TSLATesla Inc.	3,971	$1.7M	0.05%	Put
4	MSFTMicrosoft Corporation	863,367	$1.4M	0.05%	Put
5	BACVerizon Communications	226,312	$1.0M	0.03%	Put
6	NTESNetEase.com Inc	3,250	$997K	0.03%
7	VUGVanguard Growth ETF	5,469	$996K	0.03%
8	XBISPDR S&P Biotech	10,390	$988K	0.03%
9	PAYCPaycom Software Inc	3,724	$986K	0.03%
10	FRCBFirst Republic Bank of CA	8,310	$976K	0.03%
11	AVYAvery Dennison	7,447	$974K	0.03%
12	FUNCedar Fair LP	17,375	$963K	0.03%
13	WMMVYWal Mart de Mexico ADR	33,655	$962K	0.03%
14	IEXIDEX Corp	5,569	$958K	0.03%
15	ZBRAZebra Technologies Inc. Cl A	3,737	$955K	0.03%
16	NJDCYNidec Corp ADR	27,800	$951K	0.03%
17	COOCooper Companies	2,952	$948K	0.03%
18	GWXSPDR S&P Int'l Small Cap Fd	29,724	$947K	0.03%
19	—Experian plc	27,835	$947K	0.03%
20	NTDOYNintendo ADR	18,501	$936K	0.03%
21	OXYOccidental Petroleum	22,641	$933K	0.03%
22	IRIngersoll-Rand	16,588	$931K	0.03%	Put
23	LIILennox International Inc	3,818	$931K	0.03%
24	FIVEFive Below, Inc	7,272	$930K	0.03%
25	PSXPhillips 66	8,344	$930K	0.03%
26	MATMattel, Inc.	68,550	$929K	0.03%
27	VBVanguard Small Cap ETF	5,567	$922K	0.03%
28	AAGIYAIA Group Ltd ADR	21,861	$920K	0.03%
29	LSXMKUSDLiberty Media Corp C	19,013	$915K	0.03%
30	SUISun Communitys Inc	6,090	$914K	0.03%
31	RBCRBC Bearings Inc	5,758	$912K	0.03%
32	SHOPShopify Inc	2,284	$908K	0.03%
33	VEUVanguard FTSE All-World Ex-US	16,827	$904K	0.03%
34	CHDChurch & Dwight Co	12,769	$898K	0.03%
35	BDXBecton Dickinson & Company	3,293	$896K	0.03%
36	WEXWex Inc	4,279	$896K	0.03%
37	ILMNIllumina Inc.	2,679	$889K	0.03%
38	RJFRaymond James Financial	9,924	$888K	0.03%
39	NSCNorfolk Southern	4,546	$883K	0.03%
40	CP.TOCanadian Pacific Railway	3,440	$877K	0.03%
41	—Vaneck Vectors ETF TR	12,742	$876K	0.03%
42	—DSV AS ADR	14,942	$864K	0.03%
43	A4SAmeriprise Financial Inc	5,168	$861K	0.03%
44	PVHPVH Corp	8,166	$859K	0.03%
45	MUMicron Technology	15,679	$843K	0.03%
46	AKAMAkamai Tech	9,631	$832K	0.03%
47	XLFSPDR Financial Index	26,967	$830K	0.03%
48	VOVanguard Mid Cap Vipers Index	4,649	$828K	0.03%
49	VVVanguard Large Cap ETF	5,580	$825K	0.03%
50	RHHBYRoche Holding ADR	20,276	$824K	0.03%
51	NVONovo-Nordisk ADR	14,136	$818K	0.03%
52	TMOThermo Fisher Scientific Inc	2,516	$817K	0.03%
53	BUDAnheuser-Busch InBev	9,816	$805K	0.03%
54	CTXSEURCitrix Systems Inc	7,231	$802K	0.03%
55	WCGEURWellCare Health Plans	2,430	$802K	0.03%
56	R6C2Royal Dutch Shell PLC ADR B	13,343	$800K	0.03%
57	SCHHSchwab US REIT	17,256	$793K	0.03%
58	ASMLASML Holding N.V.	2,674	$791K	0.03%
59	—HD Supply Hldgs Inc.	19,430	$781K	0.03%
60	—Tricida Inc	20,285	$766K	0.02%
61	GSGoldman Sachs Group, Inc.	3,322	$764K	0.02%
62	GPNGlobal Payments Inc.	4,178	$763K	0.02%
63	QLYSQualys Inc	9,000	$750K	0.02%
64	SNASnap-On Inc	4,411	$747K	0.02%
65	AMXNAmerica Movil SA de CV ADR Ser	46,600	$746K	0.02%
66	BAHBooz Allen Hamilton Holding	10,330	$735K	0.02%
67	VBRVanguard Small Cap Value Fund	5,355	$734K	0.02%
68	JPMEJPM Diversified EM Mkts Etf	12,543	$715K	0.02%
69	JAZZJazz Pharmaceuticals	4,723	$705K	0.02%
70	TELTE Connectivity	7,333	$703K	0.02%
71	ESLOYEssilor Luxottica	9,130	$699K	0.02%
72	ALLEAllegion Plc	5,599	$697K	0.02%
73	WENThe Wendy's Company	31,300	$695K	0.02%
74	TJXTJX Companies Inc	11,347	$693K	0.02%
75	HDBHDFC Bank Ltd.	10,876	$689K	0.02%
76	TTWOTake Two Interactive	5,578	$683K	0.02%
77	EFViShares EAFE Value ETF	13,666	$682K	0.02%
78	ZTSZoetis Inc	5,004	$662K	0.02%
79	OMCOmnicom Group	8,174	$662K	0.02%
80	UNUSDUnilever NV Shares	11,394	$655K	0.02%
81	FMSFresenius Medical AG	17,775	$655K	0.02%
82	AZOAutozone Inc	542	$646K	0.02%
83	UNHUnitedHealth Group Inc	92,633	$644K	0.02%	Put
84	ITOTIShares Core S&P Total US Stoc	8,839	$642K	0.02%
85	FTVFortive Corporation	8,376	$640K	0.02%
86	ITWIllinois Tool Works	3,556	$639K	0.02%
87	LBRDKLiberty Broadband Corporation	5,047	$635K	0.02%
88	CSIIEURCardiovascular Systems Inc	13,049	$634K	0.02%
89	YUMCYum China Holdings Inc	13,074	$628K	0.02%
90	CSXCSX Corp	8,647	$626K	0.02%
91	LRLCYL'Oreal Co ADR	10,450	$619K	0.02%
92	FXIiShares FTSE/Xinhua China25 In	14,088	$615K	0.02%
93	SSNCS S & C Technologies Inc	9,862	$606K	0.02%
94	ATLKYAtlas Copco AB ADR	14,832	$596K	0.02%
95	ELVAnthem, Inc	1,973	$596K	0.02%
96	CICigna Corp	2,909	$595K	0.02%
97	PUKNPrudential PLC ADR	15,538	$592K	0.02%
98	ETSYEtsy Inc	13,275	$588K	0.02%
99	GLWCorning, Inc.	19,821	$577K	0.02%
100	BWINBRP Group Inc Cl A	35,842	$575K	0.02%

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