MAI Capital Management Q4 2019 Filing
Filed February 3, 2020
Portfolio Value
$3.1T
Holdings
585
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (585 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 549,460 | $177.6B | 5.76% | |
| 2 | MSFTMicrosoft Corporation | 863,367 | $136.2B | 4.41% | Put |
| 3 | SPYSPDR S&P 500 ETF | 386,007 | $124.2B | 4.03% | |
| 4 | AAPLApple Inc | 254,709 | $74.8B | 2.42% | Put |
| 5 | —Epam Systems Inc | 348,052 | $73.8B | 2.39% | |
| 6 | MDYSPDR S&P Mid Cap 400 ETF | 186,747 | $70.1B | 2.27% | |
| 7 | METAFacebook | 309,554 | $63.5B | 2.06% | Put |
| 8 | IJHiShares S&P Mid Cap Index | 306,893 | $63.2B | 2.05% | |
| 9 | AMZNAmazon.com | 28,079 | $51.9B | 1.68% | |
| 10 | —Alphabet Inc Class C | 37,355 | $49.9B | 1.62% | |
| 11 | TIGOMillicom International Cellula | 1,018,368 | $49.1B | 1.59% | |
| 12 | VVisa Inc Cl A | 260,450 | $48.9B | 1.59% | |
| 13 | BKNGBooking Holdings Inc | 23,520 | $48.3B | 1.57% | |
| 14 | HDHome Depot, Inc. | 220,239 | $48.1B | 1.56% | Put |
| 15 | IWMiShares Russell 2000 Index | 283,402 | $47.0B | 1.52% | |
| 16 | IEMGiShares Core MSCI Emerging Mkt | 739,121 | $39.7B | 1.29% | |
| 17 | MAMastercard | 131,032 | $39.1B | 1.27% | |
| 18 | JPMJPMorgan Chase & Co. | 278,884 | $38.9B | 1.26% | |
| 19 | IJRiShares S&P Small Cap Index | 447,023 | $37.5B | 1.21% | |
| 20 | IVEiShares S&P Barra Value Index | 281,533 | $36.6B | 1.19% | |
| 21 | JNJJohnson & Johnson | 234,097 | $34.1B | 1.11% | |
| 22 | AQLTiShares Core MSCI EAFE | 521,714 | $34.0B | 1.10% | |
| 23 | —Alphabet Inc Class A | 23,596 | $31.6B | 1.02% | |
| 24 | SDYSPDR S&P Dividend ETF | 279,177 | $30.0B | 0.97% | |
| 25 | IWFiShares Russell 1000 Growth In | 168,801 | $29.7B | 0.96% | Put |
| 26 | IJKiShares S&P Mid Cap 400 Growth | 119,016 | $28.3B | 0.92% | |
| 27 | BABAAlibaba Group Holding Limited | 130,187 | $27.6B | 0.89% | |
| 28 | UNHUnitedHealth Group Inc | 92,633 | $27.2B | 0.88% | Put |
| 29 | VTIVanguard Tot Stock Mrkt ETF | 160,033 | $26.2B | 0.85% | |
| 30 | QCOMQualcomm Incorporated | 296,416 | $26.2B | 0.85% | Put |
| 31 | IJJiShares S&P Mid Cap 400 Value | 150,683 | $25.7B | 0.83% | |
| 32 | SHWSherwin Williams Company | 42,968 | $25.1B | 0.81% | |
| 33 | CMCSAComcast Corp. Cl A | 543,262 | $24.4B | 0.79% | |
| 34 | ABTAbbott Laboratories | 279,022 | $24.2B | 0.79% | |
| 35 | INTCIntel Corp | 402,900 | $24.1B | 0.78% | Put |
| 36 | NDQInvesco QQQ Trust | 110,116 | $23.4B | 0.76% | |
| 37 | IVWiShares S&P 500 Growth | 113,643 | $22.0B | 0.71% | |
| 38 | NEENextEra Energy | 90,038 | $21.8B | 0.71% | |
| 39 | EFAiShares MSCI EAFE Index | 294,675 | $20.5B | 0.66% | |
| 40 | IWDiShares Russell 1000 Value Ind | 149,534 | $20.4B | 0.66% | Put |
| 41 | PEPPepsiCo, Inc. | 146,743 | $20.1B | 0.65% | |
| 42 | VWOVanguard FTSE Emerging Mkts ET | 444,419 | $19.8B | 0.64% | |
| 43 | BABoeing Company | 59,684 | $19.4B | 0.63% | |
| 44 | CSCOCisco Systems | 397,889 | $19.1B | 0.62% | |
| 45 | AMGNAmgen Inc | 76,480 | $18.4B | 0.60% | |
| 46 | TA T & T Corp New | 467,137 | $18.3B | 0.59% | |
| 47 | ADBEAdobe Inc | 54,849 | $18.1B | 0.59% | Put |
| 48 | BACBank of America Corp | 488,958 | $17.2B | 0.56% | |
| 49 | HONHoneywell International, Inc. | 96,764 | $17.1B | 0.56% | |
| 50 | RTN1USDRaytheon Company | 74,466 | $16.4B | 0.53% | |
| 51 | MRKMerck & Co | 177,086 | $16.1B | 0.52% | |
| 52 | TRVCCitigroup | 200,792 | $16.0B | 0.52% | |
| 53 | KMIKinder Morgan, Inc. | 738,679 | $15.6B | 0.51% | |
| 54 | —RBC SPX 6-16-21 20 buff | 12,515,000 | $15.0B | 0.48% | |
| 55 | CBChubb Ltd | 96,085 | $15.0B | 0.48% | |
| 56 | BACVerizon Communications | 226,312 | $13.9B | 0.45% | Put |
| 57 | NKENike Inc. | 136,221 | $13.8B | 0.45% | |
| 58 | DEODiageo PLC ADR | 79,273 | $13.4B | 0.43% | |
| 59 | —MS SPX 2-6-20 17.5 buff | 10,142,000 | $12.5B | 0.41% | |
| 60 | BRK/BBerkshire Hathaway Class B | 54,242 | $12.3B | 0.40% | |
| 61 | DISDisney, Walt Co. | 82,529 | $11.9B | 0.39% | |
| 62 | AMTAmerican Tower | 51,760 | $11.9B | 0.39% | |
| 63 | IWOiShares Russell 2000 Growth In | 54,482 | $11.7B | 0.38% | |
| 64 | WFCWells Fargo & Company | 214,320 | $11.5B | 0.37% | |
| 65 | CVSCVS Health Corp. | 151,667 | $11.3B | 0.37% | |
| 66 | XOMExxon Mobil Corp | 160,216 | $11.2B | 0.36% | Put |
| 67 | COSTCostco Wholesale Corp | 37,630 | $11.1B | 0.36% | |
| 68 | XLNXEURXilinx Inc | 112,929 | $11.0B | 0.36% | |
| 69 | LOWLowe's Cos. | 91,937 | $11.0B | 0.36% | |
| 70 | PGProcter & Gamble | 83,891 | $10.5B | 0.34% | |
| 71 | —GS MXEF 6-16-21 20 buff | 8,765,000 | $10.5B | 0.34% | |
| 72 | SCHXSchwab US Large Cap ETF | 136,017 | $10.4B | 0.34% | |
| 73 | —RBC SPX 10-15-21 20 buff | 9,450,000 | $10.3B | 0.33% | |
| 74 | EPDEnterprise Products Ptnrs | 365,445 | $10.3B | 0.33% | |
| 75 | ETNEaton Corporation | 108,572 | $10.3B | 0.33% | |
| 76 | —JPM MXEA 6-16-21 20 buff | 8,140,000 | $9.7B | 0.32% | |
| 77 | IWNiShares Russell 2000 Value Ind | 74,889 | $9.6B | 0.31% | |
| 78 | VEAVanguard FTSE Developed Mkts E | 211,235 | $9.3B | 0.30% | |
| 79 | DBEFDeutsche X Tracks MSCI EAFE | 269,444 | $9.1B | 0.29% | |
| 80 | METMetlife Inc. | 178,073 | $9.1B | 0.29% | |
| 81 | ORCLOracle Corp | 165,867 | $8.8B | 0.28% | |
| 82 | MDLZMondelez Intl Inc Com | 157,619 | $8.7B | 0.28% | |
| 83 | SCZiShares MSCI EAFE Small Cap In | 138,027 | $8.6B | 0.28% | |
| 84 | LMTLockheed Martin | 22,049 | $8.6B | 0.28% | |
| 85 | CVXChevron Corporation | 70,931 | $8.5B | 0.28% | |
| 86 | RSPHInvesco S&P 500 Healthcare | 37,927 | $8.4B | 0.27% | |
| 87 | EEMiShares MSCI Emerg Mkts Indx F | 187,068 | $8.4B | 0.27% | |
| 88 | UTXZUnited Technologies | 55,988 | $8.4B | 0.27% | |
| 89 | —BNS MID 10-15-21 20 buff | 7,760,000 | $8.2B | 0.26% | |
| 90 | ABBVAbbVie Inc. | 91,793 | $8.1B | 0.26% | |
| 91 | STZConstellation Brands Inc. | 42,337 | $8.0B | 0.26% | |
| 92 | WQTMWisdomtree Midcap Dividend | 188,318 | $7.2B | 0.23% | |
| 93 | UPSUnited Parcel Service Inc. | 58,797 | $6.9B | 0.22% | |
| 94 | —GS RTY 5-21-20 10 buff | 5,045,000 | $6.8B | 0.22% | |
| 95 | MPCMarathon Petroleum Corp | 110,123 | $6.6B | 0.22% | |
| 96 | WEPMagellan Midstream Ptnrs LP | 102,460 | $6.4B | 0.21% | |
| 97 | ETEnergy Transfer LP | 491,078 | $6.3B | 0.20% | |
| 98 | —UBS E-TRACS Alerian MLP Infras | 323,926 | $6.3B | 0.20% | |
| 99 | GSLCGS Activebeta Large Cap ETF | 94,391 | $6.1B | 0.20% | |
| 100 | BPBP Amoco PLC ADR | 160,181 | $6.0B | 0.20% |
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