MAI Capital Management Q4 2016 Filing
Filed January 31, 2017
Portfolio Value
$1.4T
Holdings
442
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (442 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 395,704 | $88.5B | 6.43% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 215,646 | $65.1B | 4.73% | |
| 3 | IVViShares S&P 500 Index | 153,168 | $34.5B | 2.51% | |
| 4 | IJHiShares S&P Mid Cap Index | 146,694 | $24.3B | 1.76% | |
| 5 | —UBS E-TRACS Alerian MLP Infras | 824,401 | $23.4B | 1.70% | |
| 6 | IWMiShares Russell 2000 Index | 167,484 | $22.6B | 1.64% | |
| 7 | SDYSPDR S&P Dividend ETF | 252,291 | $21.6B | 1.57% | |
| 8 | AAPLApple Inc | 171,641 | $19.9B | 1.45% | |
| 9 | EFAiShares MSCI EAFE Index | 343,954 | $19.9B | 1.44% | |
| 10 | JPMJPMorgan Chase & Co. | 212,103 | $18.3B | 1.33% | |
| 11 | —PowerShares QQQ | 148,641 | $17.6B | 1.28% | |
| 12 | JNJJohnson & Johnson | 151,527 | $17.5B | 1.27% | |
| 13 | CMCSAComcast Corp. Cl A | 232,610 | $16.1B | 1.17% | |
| 14 | GEGeneral Electric Company | 494,630 | $15.6B | 1.14% | |
| 15 | MSFTMicrosoft Corporation | 246,318 | $15.3B | 1.11% | |
| 16 | IJKiShares S&P Mid Cap 400 Growth | 82,730 | $15.1B | 1.10% | |
| 17 | —JPM S&P 500 Nt due 12/6/18 | 14,515,000 | $15.0B | 1.09% | |
| 18 | IEMGiShares Core MSCI Emerging Mkt | 348,034 | $14.8B | 1.07% | |
| 19 | IWFiShares Russell 1000 Growth In | 138,606 | $14.5B | 1.06% | |
| 20 | INTCIntel Corp | 389,615 | $14.1B | 1.03% | |
| 21 | BABoeing Company | 86,620 | $13.5B | 0.98% | |
| 22 | IJJiShares S&P Mid Cap Barra Valu | 91,676 | $13.3B | 0.97% | |
| 23 | UNHUnitedHealth Group Inc | 80,270 | $12.8B | 0.93% | |
| 24 | HDHome Depot, Inc. | 94,935 | $12.7B | 0.93% | |
| 25 | PGProcter & Gamble | 144,848 | $12.2B | 0.89% | |
| 26 | PEPPepsiCo, Inc. | 115,673 | $12.1B | 0.88% | |
| 27 | WFCWells Fargo & Company | 218,502 | $12.0B | 0.88% | |
| 28 | NEENextEra Energy | 98,255 | $11.7B | 0.85% | |
| 29 | WEPMagellan Midstream Ptnrs LP | 148,767 | $11.3B | 0.82% | |
| 30 | CBChubb Ltd | 84,625 | $11.2B | 0.81% | |
| 31 | AMGNAmgen Inc | 75,117 | $11.0B | 0.80% | |
| 32 | MDTMedtronic Plc | 152,666 | $10.9B | 0.79% | |
| 33 | ABTAbbott Laboratories | 281,209 | $10.8B | 0.79% | |
| 34 | —GS EEM Nt due 12/6/18 | 9,965,000 | $10.7B | 0.78% | |
| 35 | EPDEnterprise Products Ptnrs | 393,950 | $10.7B | 0.77% | |
| 36 | AMJEURJPMorgan Alerian MLP Index | 334,057 | $10.6B | 0.77% | |
| 37 | IJRiShares S&P Small Cap Index | 76,072 | $10.5B | 0.76% | |
| 38 | XOMExxon Mobil Corp | 113,312 | $10.2B | 0.74% | |
| 39 | RTN1USDRaytheon Company | 71,911 | $10.2B | 0.74% | |
| 40 | QCOMQualcomm Incorporated | 156,453 | $10.2B | 0.74% | |
| 41 | CSCOCisco Systems | 332,685 | $10.1B | 0.73% | |
| 42 | DBEFDeutsche X Tracks MSCI EAFE | 351,820 | $9.9B | 0.72% | |
| 43 | TWXCHFTime Warner Inc | 101,469 | $9.8B | 0.71% | |
| 44 | IWDiShares Russell 1000 Value Ind | 86,466 | $9.7B | 0.70% | |
| 45 | —MS EFA Nt Due 12/8/18 | 9,630,000 | $9.6B | 0.70% | |
| 46 | DEODiageo PLC ADR | 92,229 | $9.6B | 0.70% | |
| 47 | AQLTiShares Core MSCI EAFE | 170,717 | $9.2B | 0.67% | |
| 48 | BACBank of America Corp | 407,129 | $9.0B | 0.65% | |
| 49 | BACVerizon Communications | 166,413 | $8.9B | 0.65% | |
| 50 | —EQT Midstream Partners, LP | 113,626 | $8.7B | 0.63% | |
| 51 | VWOVanguard FTSE Emerging Markets | 231,492 | $8.3B | 0.60% | |
| 52 | —JPM S&P 500 Nt due 4/10/19 | 8,145,000 | $8.3B | 0.60% | |
| 53 | HONHoneywell International, Inc. | 70,034 | $8.1B | 0.59% | |
| 54 | EEMiShares MSCI Emerg Mkts Indx F | 230,883 | $8.1B | 0.59% | |
| 55 | —Guggenheim S&P Healthcare Equa | 54,329 | $7.9B | 0.58% | |
| 56 | CVSCVS Health Corp. | 99,345 | $7.8B | 0.57% | |
| 57 | OXYOccidental Petroleum | 108,685 | $7.7B | 0.56% | |
| 58 | MDLZMondelez Intl Inc Com | 170,189 | $7.5B | 0.55% | |
| 59 | DYHTarget | 101,423 | $7.3B | 0.53% | |
| 60 | —Valero Energy Partners LP | 164,468 | $7.3B | 0.53% | |
| 61 | —Barclays S&P 500 due 7/26/17 | 6,300,000 | $7.3B | 0.53% | |
| 62 | METMetlife Inc. | 133,863 | $7.2B | 0.52% | |
| 63 | MOAltria Group Inc. | 106,634 | $7.2B | 0.52% | |
| 64 | KMIKinder Morgan, Inc. | 340,921 | $7.1B | 0.51% | |
| 65 | —Alphabet Inc Class C | 9,087 | $7.0B | 0.51% | |
| 66 | IWOiShares Russell 2000 Growth In | 45,012 | $6.9B | 0.50% | |
| 67 | CVXChevron Corporation | 58,605 | $6.9B | 0.50% | |
| 68 | IWNiShares Russell 2000 Value Ind | 54,802 | $6.5B | 0.47% | |
| 69 | —Fidelity Natl Finl Inc New | 191,733 | $6.5B | 0.47% | |
| 70 | CAHCardinal Health Inc. | 88,168 | $6.3B | 0.46% | |
| 71 | —GS S&P 400 Mid Nt due 4/9/19 | 6,030,000 | $6.3B | 0.46% | |
| 72 | —MS XLE Note Due 5-19-17 | 6,500,000 | $6.3B | 0.45% | |
| 73 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $6.1B | 0.44% | |
| 74 | DISDisney, Walt Co. | 56,953 | $5.9B | 0.43% | |
| 75 | DDominion Midstream Partners | 196,184 | $5.8B | 0.42% | |
| 76 | VVisa Inc Cl A | 72,852 | $5.7B | 0.41% | |
| 77 | —MS Int'l Note Due 5/11/17 | 5,725,000 | $5.6B | 0.41% | |
| 78 | IVEiShares S&P Barra Value Index | 53,581 | $5.4B | 0.39% | |
| 79 | FEZSPDR Euro STOXX 50 ETF | 161,310 | $5.4B | 0.39% | |
| 80 | WYWeyerhauser Corporation | 172,028 | $5.2B | 0.38% | |
| 81 | IVWiShares S&P 500 Growth | 42,299 | $5.2B | 0.37% | |
| 82 | MPCMarathon Petroleum Corp | 102,105 | $5.1B | 0.37% | |
| 83 | SCZiShares MSCI EAFE Small Cap In | 97,880 | $4.9B | 0.35% | |
| 84 | MPLXMPLX LP | 140,160 | $4.9B | 0.35% | |
| 85 | —Morgan Stanley SPX due 2/8/18 | 4,230,000 | $4.8B | 0.35% | |
| 86 | NKENike Inc. | 93,375 | $4.7B | 0.35% | |
| 87 | —Western Gas Equity Partners LP | 111,515 | $4.7B | 0.34% | |
| 88 | —MS EEM Nt due 4/8/19 | 4,945,000 | $4.6B | 0.34% | |
| 89 | COSTCostco Wholesale Corp | 28,981 | $4.6B | 0.34% | |
| 90 | WESWestern Gas Partners | 77,486 | $4.6B | 0.33% | |
| 91 | PFEPfizer Inc | 138,396 | $4.5B | 0.33% | |
| 92 | —Barclays Spx Mid Note due 01-2 | 3,525,000 | $4.2B | 0.31% | |
| 93 | BRK/BBerkshire Hathaway Class B | 25,167 | $4.1B | 0.30% | |
| 94 | ETEnergy Transfer Equity LP | 210,024 | $4.1B | 0.29% | |
| 95 | BKNGPriceline Group Inc. | 2,763 | $4.1B | 0.29% | |
| 96 | SLBSchlumberger Limited | 48,233 | $4.0B | 0.29% | |
| 97 | —JPM EAFE Nt due 4/10/2019 | 3,915,000 | $3.9B | 0.28% | |
| 98 | DLSWisdomTree Int'l Small Cap Div | 62,745 | $3.8B | 0.27% | |
| 99 | —Williams Partners LP | 96,996 | $3.7B | 0.27% | |
| 100 | SUNSunoco Logistics Ptnrs | 153,093 | $3.7B | 0.27% |
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