MAI Capital Management Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.7B
Holdings
1,073
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,073 positions)
| Stock | Value |
|---|---|
—MS SPX 4-24-25 | $4.4M |
—GS SPX due 8-14-24 15 buff | $4.3M |
TJXTJX Companies Inc | $4.3M |
VNQVanguard REIT Viper Index Seri | $4.3M |
BRK-BBerkshire Hathaway | $4.3M |
ADMArcher Daniels Midland Co. | $4.2M |
IBMInt'l Business Machines Corp. | $4.2M |
—Dimensional Emerging Core Equi | $4.0M |
MOAltria Group Inc. | $4.0M |
TTWOTake Two Interactive | $4.0M |
CATCaterpillar Inc | $4.0M |
CBOECBO Global Mkts Inc | $3.9M |
SCHASchwab US Small-Cap ETF | $3.9M |
—Innovator S&P 500 Power Buffer | $3.9M |
PHParker Hannifin Corp | $3.8M |
MPCMarathon Petroleum Corp | $3.8M |
MDTMedtronic Plc | $3.8M |
—RBC MXEA due 08/28/2025 | $3.7M |
XLFSPDR Financial Index | $3.7M |
TA T & T Corp New | $3.6M |
—RBC SPX due 11/24/2025 | $3.6M |
—UBS MID due 4-25-24 15 buff | $3.5M |
8CWCROWN CASTLE INC | $3.5M |
FICOFair Isaac and Co. | $3.5M |
BABAAlibaba Group Holding Limited | $3.5M |
—BMO SPX due 02/02/2026 | $3.4M |
ROPRoper Industries | $3.4M |
WFCWells Fargo & Company | $3.3M |
TMOTHERMO FISHER CORP | $3.2M |
XLYSPDR Consumer Discret Select S | $3.2M |
SCHFSchwab International Equity | $3.2M |
ADPAutomatic Data Processing | $3.2M |
—Trevi Therapeutics | $3.2M |
—Innovator S&P 500 Power Buffer | $3.1M |
VGKVanguard Europe ETF | $3.1M |
GEGENERAL ELEC CO REG SHS | $3.0M |
ILMNIllumina Inc. | $3.0M |
PLDPROLOGIS INC | $3.0M |
GWXSPDR S&P Int'l Small Cap Fd | $3.0M |
AAXJiShares Tr MSCI AC Asia Ex Jap | $3.0M |
—Innovator S&P 500 Power Buffer | $2.9M |
VXUSVanguard Total Int'l Stock Ind | $2.9M |
JEPIJPMorgan Equity Premium Income | $2.9M |
—Dimensional US Core Equity 2 E | $2.9M |
—GS SPX due 12-20-23 15 Buff | $2.9M |
NOCNorthrop Grumman Corp | $2.9M |
NVONovo-Nordisk ADR | $2.8M |
SLBSchlumberger Limited | $2.8M |
METMetlife Inc. | $2.8M |
—TD RTY due 4-25-24 15 buff | $2.8M |
INTUIntuit | $2.7M |
FVDFirst Tr Value Line Dividend I | $2.7M |
GILDGilead Sciences Inc | $2.7M |
PSXPhillips 66 | $2.7M |
CNCCentene | $2.6M |
TYLTyler Technologies Inc | $2.6M |
MGKVanguard Mega Cap Growth | $2.6M |
ITWIllinois Tool Works | $2.6M |
TTTrane Technologies PLC | $2.6M |
DBEFDeutsche X Tracks MSCI EAFE | $2.6M |
MGVVanguard Mega Cap Value Index | $2.5M |
VYMVanguard High Dividend Yield E | $2.5M |
LRCXEURLam Research Corp | $2.5M |
NSRGYNestle SA ADR | $2.5M |
YUMYum! Brands Inc. | $2.5M |
TRVTravelers Companies Inc | $2.4M |
—C MXEA due 12-20-23 15 buff | $2.4M |
OZKBank OZK | $2.4M |
—Goldman Sachs 24m SPX Market L | $2.4M |
—ETF Managers Trust | $2.4M |
NVSNNovartis AG ADR | $2.4M |
ANETEURArista Networks, Inc. | $2.4M |
—TD RTY due 12-3-24 15 abs ret | $2.3M |
—MS MXEA due 8-14-24 15 buff | $2.3M |
BLDRBuilders First Source Inc | $2.3M |
—UBS E-TRACS Alerian MLP Infras | $2.3M |
EFAViShares MSCI EAF Min Vol | $2.3M |
AMEAmetek Inc | $2.3M |
—iShares MSCI US Momentum Fctr | $2.3M |
DELLDell Technologies C | $2.3M |
AIGAmerican International Group | $2.3M |
CICigna Group | $2.2M |
—JPM MXEF 2-21-25 15 buff | $2.2M |
MMM3M Company | $2.2M |
PUBGYPublicis Group SA ADR | $2.2M |
QQQMInvesco NASDAQ 100 ETF | $2.1M |
CMICummins Inc | $2.1M |
ELVElevance Health Inc | $2.1M |
SCHBSchwab US Broad ETF | $2.1M |
TRVCCitigroup Inc | $2.1M |
TRGPTarga Resources Prtns Com St | $2.0M |
DOWDow Inc | $2.0M |
KMIKinder Morgan, Inc. | $2.0M |
—iShares Exponential Technologi | $2.0M |
—Innovator US Equity Power Buff | $2.0M |
LINLinde PLC | $2.0M |
—C MXEA 12-18-24 15 buff | $2.0M |
—GS MXEA due 4-25-24 15 buff | $2.0M |
—Innovator S&P 500 Power Bffr E | $2.0M |
DONSPDR Dow Jones Indl Avg ETF Se | $1.9M |