MAI Capital Management Q3 2020 Filing

Filed October 26, 2020

Portfolio Value

$3.5T

Holdings

565

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (565 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	667,768	$224.4B	6.50%
2	MSFTMicrosoft Corporation	811,321	$170.6B	4.94%	Put
3	SPYSPDR S&P 500 ETF	388,428	$130.1B	3.77%
4	AMZNAmazon.com	37,355	$117.6B	3.41%	Put
5	AAPLApple Inc	932,603	$108.0B	3.13%	Put
6	—Epam Systems Inc	315,175	$101.9B	2.95%
7	METAFacebook	370,036	$96.9B	2.81%	Put
8	HDHome Depot, Inc.	250,017	$69.4B	2.01%
9	MDYSPDR S&P Mid Cap 400 ETF	177,660	$60.2B	1.74%
10	—Alphabet Inc Class C	39,506	$58.1B	1.68%
11	VVisa Inc Cl A	276,453	$55.3B	1.60%	Call
12	—Alphabet Inc Class A	32,459	$47.6B	1.38%
13	IJHiShares S&P Mid Cap Index	246,029	$45.6B	1.32%
14	BABAAlibaba Group Holding Limited	152,864	$44.9B	1.30%
15	IWMiShares Russell 2000 Index	290,142	$43.5B	1.26%	Put
16	JNJJohnson & Johnson	270,508	$40.3B	1.17%
17	IWFiShares Russell 1000 Growth In	176,441	$38.3B	1.11%
18	IJRiShares S&P Small Cap Index	532,733	$37.4B	1.08%
19	AQLTiShares Core MSCI EAFE	603,249	$36.4B	1.05%
20	CMCSAComcast Corp. Cl A	763,847	$35.3B	1.02%	Call
21	IVEiShares S&P Barra Value Index	308,953	$34.7B	1.01%
22	IEMGiShares Core MSCI Emerging Mkt	646,988	$34.2B	0.99%
23	ADBEAdobe Inc	65,176	$32.0B	0.93%	Put
24	IJKiShares S&P Mid Cap 400 Growth	132,953	$31.8B	0.92%
25	QCOMQualcomm Incorporated	266,623	$31.4B	0.91%	Put
26	ABTAbbott Laboratories	284,038	$30.9B	0.89%
27	TIGOMillicom International Cellula	1,016,068	$30.8B	0.89%
28	JPMJPMorgan Chase & Co.	309,506	$29.8B	0.86%
29	NDQInvesco QQQ Trust	106,139	$29.5B	0.85%
30	UNHUnitedHealth Group Inc	94,540	$29.5B	0.85%	Put
31	IVWiShares S&P 500 Growth	125,362	$29.0B	0.84%
32	SHWSherwin Williams Company	40,306	$28.1B	0.81%	Put
33	VTIVanguard Tot Stock Mrkt ETF	163,899	$27.9B	0.81%
34	LOWLowe's Cos.	166,438	$27.6B	0.80%
35	ABBVAbbVie Inc.	286,480	$25.1B	0.73%
36	MAMastercard	71,644	$24.2B	0.70%
37	SDYSPDR S&P Dividend ETF	260,556	$24.1B	0.70%
38	BACVerizon Communications	403,823	$24.0B	0.70%	Put
39	NEENextEra Energy	84,740	$23.5B	0.68%
40	PEPPepsiCo, Inc.	156,020	$21.6B	0.63%
41	NKENike Inc.	167,474	$21.0B	0.61%
42	BMYBristol-Myers Squibb	347,665	$21.0B	0.61%
43	AMGNAmgen Inc	81,196	$20.6B	0.60%
44	VWOVanguard FTSE Emerging Mkts ET	472,997	$20.5B	0.59%
45	INTCIntel Corp	383,405	$19.9B	0.57%	Put
46	HONHoneywell International, Inc.	118,971	$19.6B	0.57%
47	CSCOCisco Systems	486,362	$19.2B	0.55%
48	IJJiShares S&P Mid Cap 400 Value	136,897	$18.5B	0.53%
49	IWDiShares Russell 1000 Value Ind	155,299	$18.3B	0.53%
50	PYPLPayPal Holdings, Inc	91,443	$18.0B	0.52%
51	AMTAmerican Tower	73,290	$17.7B	0.51%
52	VEAVanguard FTSE Developed Mkts E	424,760	$17.4B	0.50%
53	LMTLockheed Martin	44,926	$17.2B	0.50%
54	SYKStryker Corp.	80,222	$16.7B	0.48%
55	ROKURoku Inc	88,333	$16.7B	0.48%
56	TA T & T Corp New	584,645	$16.7B	0.48%
57	BRK/BBerkshire Hathaway Class B	75,802	$16.1B	0.47%
58	EFAiShares MSCI EAFE Index	236,505	$15.1B	0.44%
59	—RBC SPX 6-16-21 20 buff	12,240,000	$15.1B	0.44%
60	AVGOBroadcom Inc	40,286	$14.7B	0.42%	Put
61	BSXBoston Scientific Corp	374,579	$14.3B	0.41%
62	RTXRaytheon Technologies Corp	248,738	$14.3B	0.41%
63	MRKMerck & Co	167,690	$13.9B	0.40%
64	DISDisney, Walt Co.	111,337	$13.8B	0.40%	Call
65	MCDMcDonalds Corp	61,228	$13.4B	0.39%
66	ETNEaton Corporation	131,666	$13.4B	0.39%
67	ACNAccenture PLC Cl A	59,154	$13.4B	0.39%
68	SBUXStarbucks Corp	154,263	$13.3B	0.38%
69	COSTCostco Wholesale Corp	36,792	$13.1B	0.38%
70	MDLZMondelez Intl Inc Com	216,244	$12.4B	0.36%
71	IWOiShares Russell 2000 Growth In	55,750	$12.3B	0.36%
72	CMECME Group Inc	72,325	$12.1B	0.35%
73	ATVIEURActivision Blizzard Inc	148,575	$12.0B	0.35%
74	MDTMedtronic Plc	115,477	$12.0B	0.35%
75	CBChubb Ltd	99,319	$11.5B	0.33%
76	ORCLOracle Corp	189,291	$11.3B	0.33%
77	DEODiageo PLC ADR	81,613	$11.2B	0.33%
78	BDXBecton Dickinson & Company	47,514	$11.1B	0.32%
79	PGProcter & Gamble	78,838	$11.0B	0.32%
80	CVSCVS Health Corp.	184,535	$10.8B	0.31%
81	ADSKAutodesk	46,435	$10.7B	0.31%
82	—RBC SPX 10-15-21 20 buff	9,210,000	$10.4B	0.30%
83	—GS MXEF 6-16-21 20 buff	8,565,000	$10.2B	0.30%
84	IWRiShares Russell Mid Cap Index	167,064	$9.6B	0.28%
85	—JPM MXEA 6-16-21 20 buff	7,930,000	$8.9B	0.26%
86	KMIKinder Morgan, Inc.	702,954	$8.7B	0.25%
87	—GS SPX 8-11-22 20 buff	8,615,000	$8.6B	0.25%
88	BACBank of America Corp	355,643	$8.6B	0.25%
89	GSLCGS Activebeta Large Cap ETF	124,471	$8.5B	0.25%
90	SCHXSchwab US Large Cap ETF	103,274	$8.3B	0.24%
91	RSPHInvesco S&P 500 Healthcare	35,284	$8.3B	0.24%
92	BKNGBooking Holdings Inc	4,728	$8.1B	0.23%
93	—BNS MID 10-15-21 20 buff	7,760,000	$7.8B	0.23%
94	DPZDomino's Pizza Inc	18,043	$7.7B	0.22%
95	UPSUnited Parcel Service Inc.	45,728	$7.6B	0.22%	Put
96	WMTWalmart Inc	53,007	$7.4B	0.21%
97	DYHTarget	44,912	$7.1B	0.20%
98	EEMiShares MSCI Emerg Mkts Indx F	158,526	$7.0B	0.20%
99	OTISOtis Worldwide Corp	111,046	$6.9B	0.20%
100	VTWGVanguard Russell 1000 ETF	44,343	$6.9B	0.20%

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