MAI Capital Management Q3 2020 Filing
Filed October 26, 2020
Portfolio Value
$3.5T
Holdings
565
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (565 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 667,768 | $224.4B | 6.50% | |
| 2 | MSFTMicrosoft Corporation | 811,321 | $170.6B | 4.94% | Put |
| 3 | SPYSPDR S&P 500 ETF | 388,428 | $130.1B | 3.77% | |
| 4 | AMZNAmazon.com | 37,355 | $117.6B | 3.41% | Put |
| 5 | AAPLApple Inc | 932,603 | $108.0B | 3.13% | Put |
| 6 | —Epam Systems Inc | 315,175 | $101.9B | 2.95% | |
| 7 | METAFacebook | 370,036 | $96.9B | 2.81% | Put |
| 8 | HDHome Depot, Inc. | 250,017 | $69.4B | 2.01% | |
| 9 | MDYSPDR S&P Mid Cap 400 ETF | 177,660 | $60.2B | 1.74% | |
| 10 | —Alphabet Inc Class C | 39,506 | $58.1B | 1.68% | |
| 11 | VVisa Inc Cl A | 276,453 | $55.3B | 1.60% | Call |
| 12 | —Alphabet Inc Class A | 32,459 | $47.6B | 1.38% | |
| 13 | IJHiShares S&P Mid Cap Index | 246,029 | $45.6B | 1.32% | |
| 14 | BABAAlibaba Group Holding Limited | 152,864 | $44.9B | 1.30% | |
| 15 | IWMiShares Russell 2000 Index | 290,142 | $43.5B | 1.26% | Put |
| 16 | JNJJohnson & Johnson | 270,508 | $40.3B | 1.17% | |
| 17 | IWFiShares Russell 1000 Growth In | 176,441 | $38.3B | 1.11% | |
| 18 | IJRiShares S&P Small Cap Index | 532,733 | $37.4B | 1.08% | |
| 19 | AQLTiShares Core MSCI EAFE | 603,249 | $36.4B | 1.05% | |
| 20 | CMCSAComcast Corp. Cl A | 763,847 | $35.3B | 1.02% | Call |
| 21 | IVEiShares S&P Barra Value Index | 308,953 | $34.7B | 1.01% | |
| 22 | IEMGiShares Core MSCI Emerging Mkt | 646,988 | $34.2B | 0.99% | |
| 23 | ADBEAdobe Inc | 65,176 | $32.0B | 0.93% | Put |
| 24 | IJKiShares S&P Mid Cap 400 Growth | 132,953 | $31.8B | 0.92% | |
| 25 | QCOMQualcomm Incorporated | 266,623 | $31.4B | 0.91% | Put |
| 26 | ABTAbbott Laboratories | 284,038 | $30.9B | 0.89% | |
| 27 | TIGOMillicom International Cellula | 1,016,068 | $30.8B | 0.89% | |
| 28 | JPMJPMorgan Chase & Co. | 309,506 | $29.8B | 0.86% | |
| 29 | NDQInvesco QQQ Trust | 106,139 | $29.5B | 0.85% | |
| 30 | UNHUnitedHealth Group Inc | 94,540 | $29.5B | 0.85% | Put |
| 31 | IVWiShares S&P 500 Growth | 125,362 | $29.0B | 0.84% | |
| 32 | SHWSherwin Williams Company | 40,306 | $28.1B | 0.81% | Put |
| 33 | VTIVanguard Tot Stock Mrkt ETF | 163,899 | $27.9B | 0.81% | |
| 34 | LOWLowe's Cos. | 166,438 | $27.6B | 0.80% | |
| 35 | ABBVAbbVie Inc. | 286,480 | $25.1B | 0.73% | |
| 36 | MAMastercard | 71,644 | $24.2B | 0.70% | |
| 37 | SDYSPDR S&P Dividend ETF | 260,556 | $24.1B | 0.70% | |
| 38 | BACVerizon Communications | 403,823 | $24.0B | 0.70% | Put |
| 39 | NEENextEra Energy | 84,740 | $23.5B | 0.68% | |
| 40 | PEPPepsiCo, Inc. | 156,020 | $21.6B | 0.63% | |
| 41 | NKENike Inc. | 167,474 | $21.0B | 0.61% | |
| 42 | BMYBristol-Myers Squibb | 347,665 | $21.0B | 0.61% | |
| 43 | AMGNAmgen Inc | 81,196 | $20.6B | 0.60% | |
| 44 | VWOVanguard FTSE Emerging Mkts ET | 472,997 | $20.5B | 0.59% | |
| 45 | INTCIntel Corp | 383,405 | $19.9B | 0.57% | Put |
| 46 | HONHoneywell International, Inc. | 118,971 | $19.6B | 0.57% | |
| 47 | CSCOCisco Systems | 486,362 | $19.2B | 0.55% | |
| 48 | IJJiShares S&P Mid Cap 400 Value | 136,897 | $18.5B | 0.53% | |
| 49 | IWDiShares Russell 1000 Value Ind | 155,299 | $18.3B | 0.53% | |
| 50 | PYPLPayPal Holdings, Inc | 91,443 | $18.0B | 0.52% | |
| 51 | AMTAmerican Tower | 73,290 | $17.7B | 0.51% | |
| 52 | VEAVanguard FTSE Developed Mkts E | 424,760 | $17.4B | 0.50% | |
| 53 | LMTLockheed Martin | 44,926 | $17.2B | 0.50% | |
| 54 | SYKStryker Corp. | 80,222 | $16.7B | 0.48% | |
| 55 | ROKURoku Inc | 88,333 | $16.7B | 0.48% | |
| 56 | TA T & T Corp New | 584,645 | $16.7B | 0.48% | |
| 57 | BRK/BBerkshire Hathaway Class B | 75,802 | $16.1B | 0.47% | |
| 58 | EFAiShares MSCI EAFE Index | 236,505 | $15.1B | 0.44% | |
| 59 | —RBC SPX 6-16-21 20 buff | 12,240,000 | $15.1B | 0.44% | |
| 60 | AVGOBroadcom Inc | 40,286 | $14.7B | 0.42% | Put |
| 61 | BSXBoston Scientific Corp | 374,579 | $14.3B | 0.41% | |
| 62 | RTXRaytheon Technologies Corp | 248,738 | $14.3B | 0.41% | |
| 63 | MRKMerck & Co | 167,690 | $13.9B | 0.40% | |
| 64 | DISDisney, Walt Co. | 111,337 | $13.8B | 0.40% | Call |
| 65 | MCDMcDonalds Corp | 61,228 | $13.4B | 0.39% | |
| 66 | ETNEaton Corporation | 131,666 | $13.4B | 0.39% | |
| 67 | ACNAccenture PLC Cl A | 59,154 | $13.4B | 0.39% | |
| 68 | SBUXStarbucks Corp | 154,263 | $13.3B | 0.38% | |
| 69 | COSTCostco Wholesale Corp | 36,792 | $13.1B | 0.38% | |
| 70 | MDLZMondelez Intl Inc Com | 216,244 | $12.4B | 0.36% | |
| 71 | IWOiShares Russell 2000 Growth In | 55,750 | $12.3B | 0.36% | |
| 72 | CMECME Group Inc | 72,325 | $12.1B | 0.35% | |
| 73 | ATVIEURActivision Blizzard Inc | 148,575 | $12.0B | 0.35% | |
| 74 | MDTMedtronic Plc | 115,477 | $12.0B | 0.35% | |
| 75 | CBChubb Ltd | 99,319 | $11.5B | 0.33% | |
| 76 | ORCLOracle Corp | 189,291 | $11.3B | 0.33% | |
| 77 | DEODiageo PLC ADR | 81,613 | $11.2B | 0.33% | |
| 78 | BDXBecton Dickinson & Company | 47,514 | $11.1B | 0.32% | |
| 79 | PGProcter & Gamble | 78,838 | $11.0B | 0.32% | |
| 80 | CVSCVS Health Corp. | 184,535 | $10.8B | 0.31% | |
| 81 | ADSKAutodesk | 46,435 | $10.7B | 0.31% | |
| 82 | —RBC SPX 10-15-21 20 buff | 9,210,000 | $10.4B | 0.30% | |
| 83 | —GS MXEF 6-16-21 20 buff | 8,565,000 | $10.2B | 0.30% | |
| 84 | IWRiShares Russell Mid Cap Index | 167,064 | $9.6B | 0.28% | |
| 85 | —JPM MXEA 6-16-21 20 buff | 7,930,000 | $8.9B | 0.26% | |
| 86 | KMIKinder Morgan, Inc. | 702,954 | $8.7B | 0.25% | |
| 87 | —GS SPX 8-11-22 20 buff | 8,615,000 | $8.6B | 0.25% | |
| 88 | BACBank of America Corp | 355,643 | $8.6B | 0.25% | |
| 89 | GSLCGS Activebeta Large Cap ETF | 124,471 | $8.5B | 0.25% | |
| 90 | SCHXSchwab US Large Cap ETF | 103,274 | $8.3B | 0.24% | |
| 91 | RSPHInvesco S&P 500 Healthcare | 35,284 | $8.3B | 0.24% | |
| 92 | BKNGBooking Holdings Inc | 4,728 | $8.1B | 0.23% | |
| 93 | —BNS MID 10-15-21 20 buff | 7,760,000 | $7.8B | 0.23% | |
| 94 | DPZDomino's Pizza Inc | 18,043 | $7.7B | 0.22% | |
| 95 | UPSUnited Parcel Service Inc. | 45,728 | $7.6B | 0.22% | Put |
| 96 | WMTWalmart Inc | 53,007 | $7.4B | 0.21% | |
| 97 | DYHTarget | 44,912 | $7.1B | 0.20% | |
| 98 | EEMiShares MSCI Emerg Mkts Indx F | 158,526 | $7.0B | 0.20% | |
| 99 | OTISOtis Worldwide Corp | 111,046 | $6.9B | 0.20% | |
| 100 | VTWGVanguard Russell 1000 ETF | 44,343 | $6.9B | 0.20% |
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