MAI Capital Management Q3 2019 Filing
Filed October 29, 2019
Portfolio Value
$2.2T
Holdings
517
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (517 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 528,198 | $157.7B | 7.03% | |
| 2 | SPYSPDR S&P 500 ETF | 385,555 | $114.4B | 5.10% | |
| 3 | MDYSPDR S&P Mid Cap 400 ETF | 190,357 | $67.1B | 2.99% | |
| 4 | MSFTMicrosoft Corporation | 427,191 | $59.4B | 2.65% | Put |
| 5 | IJHiShares S&P Mid Cap Index | 294,873 | $57.0B | 2.54% | |
| 6 | AAPLApple Inc | 214,561 | $48.1B | 2.14% | Put |
| 7 | IWMiShares Russell 2000 Index | 284,670 | $43.1B | 1.92% | |
| 8 | IEMGiShares Core MSCI Emerging Mkt | 719,840 | $35.3B | 1.57% | |
| 9 | IVEiShares S&P Barra Value Index | 278,029 | $33.1B | 1.48% | |
| 10 | IJRiShares S&P Small Cap Index | 421,136 | $32.8B | 1.46% | |
| 11 | SDYSPDR S&P Dividend ETF | 290,312 | $29.8B | 1.33% | |
| 12 | AQLTiShares Core MSCI EAFE | 454,442 | $27.8B | 1.24% | |
| 13 | JPMJPMorgan Chase & Co. | 232,736 | $27.4B | 1.22% | |
| 14 | IWFiShares Russell 1000 Growth In | 168,681 | $26.9B | 1.20% | |
| 15 | IJKiShares S&P Mid Cap 400 Growth | 118,941 | $26.6B | 1.19% | |
| 16 | IJJiShares S&P Mid Cap 400 Value | 154,800 | $24.8B | 1.10% | |
| 17 | VTIVanguard Tot Stock Mrkt ETF | 155,542 | $23.5B | 1.05% | |
| 18 | CMCSAComcast Corp. Cl A | 520,125 | $23.4B | 1.04% | |
| 19 | SHWSherwin Williams Company | 41,756 | $23.0B | 1.02% | Put |
| 20 | HDHome Depot, Inc. | 96,512 | $22.4B | 1.00% | |
| 21 | JNJJohnson & Johnson | 172,742 | $22.3B | 1.00% | |
| 22 | QCOMQualcomm Incorporated | 289,711 | $22.1B | 0.98% | Put |
| 23 | NDQInvesco QQQ Trust | 114,105 | $21.5B | 0.96% | |
| 24 | BABoeing Company | 56,415 | $21.5B | 0.96% | |
| 25 | ABTAbbott Laboratories | 248,031 | $20.8B | 0.92% | Put |
| 26 | NEENextEra Energy | 88,756 | $20.7B | 0.92% | |
| 27 | IVWiShares S&P 500 Growth | 112,588 | $20.3B | 0.90% | |
| 28 | INTCIntel Corp | 392,901 | $20.2B | 0.90% | Put |
| 29 | EFAiShares MSCI EAFE Index | 299,582 | $19.5B | 0.87% | |
| 30 | UNHUnitedHealth Group Inc | 87,575 | $19.0B | 0.85% | Put |
| 31 | IWDiShares Russell 1000 Value Ind | 146,751 | $18.8B | 0.84% | |
| 32 | VWOVanguard FTSE Emerging Mkts ET | 444,890 | $17.9B | 0.80% | |
| 33 | TA T & T Corp New | 455,165 | $17.2B | 0.77% | |
| 34 | PEPPepsiCo, Inc. | 122,356 | $16.8B | 0.75% | |
| 35 | CSCOCisco Systems | 336,147 | $16.6B | 0.74% | |
| 36 | AMZNAmazon.com | 9,494 | $16.5B | 0.73% | Put |
| 37 | VVisa Inc Cl A | 93,916 | $16.2B | 0.72% | |
| 38 | CBChubb Ltd | 93,692 | $15.1B | 0.67% | |
| 39 | KMIKinder Morgan, Inc. | 723,254 | $14.9B | 0.66% | |
| 40 | AMGNAmgen Inc | 75,611 | $14.6B | 0.65% | |
| 41 | RTN1USDRaytheon Company | 72,991 | $14.3B | 0.64% | |
| 42 | —RBC SPX due 6/16/21 | 12,515,000 | $14.2B | 0.63% | |
| 43 | BACBank of America Corp | 473,594 | $13.8B | 0.62% | |
| 44 | TRVCCitigroup | 198,615 | $13.7B | 0.61% | |
| 45 | BACVerizon Communications | 223,668 | $13.5B | 0.60% | Put |
| 46 | ADBEAdobe Inc | 48,306 | $13.3B | 0.59% | Put |
| 47 | HONHoneywell International, Inc. | 77,173 | $13.1B | 0.58% | |
| 48 | NKENike Inc. | 135,162 | $12.7B | 0.57% | |
| 49 | BKNGBooking Holdings Inc | 6,419 | $12.6B | 0.56% | |
| 50 | —MS SPX Nt 2/6/20 | 10,167,000 | $12.1B | 0.54% | |
| 51 | DEODiageo PLC ADR | 72,097 | $11.8B | 0.53% | |
| 52 | —Alphabet Inc Class C | 9,505 | $11.6B | 0.52% | |
| 53 | EPDEnterprise Products Ptnrs | 393,723 | $11.3B | 0.50% | |
| 54 | WFCWells Fargo & Company | 212,414 | $10.7B | 0.48% | |
| 55 | COSTCostco Wholesale Corp | 37,057 | $10.7B | 0.48% | |
| 56 | XLNXEURXilinx Inc | 110,387 | $10.6B | 0.47% | |
| 57 | IWOiShares Russell 2000 Growth In | 53,756 | $10.4B | 0.46% | |
| 58 | —Alphabet Inc Class A | 8,392 | $10.2B | 0.46% | |
| 59 | DISDisney, Walt Co. | 78,517 | $10.2B | 0.46% | |
| 60 | PGProcter & Gamble | 81,012 | $10.1B | 0.45% | |
| 61 | LOWLowe's Cos. | 91,425 | $10.1B | 0.45% | |
| 62 | —RBC SPX due 10/15/21 | 9,500,000 | $9.8B | 0.44% | |
| 63 | —GS MSCI EM due 6/16/21 | 8,765,000 | $9.4B | 0.42% | |
| 64 | BRK/BBerkshire Hathaway Class B | 45,073 | $9.4B | 0.42% | |
| 65 | CVSCVS Health Corp. | 142,874 | $9.0B | 0.40% | |
| 66 | DBEFDeutsche X Tracks MSCI EAFE | 278,286 | $9.0B | 0.40% | |
| 67 | —JPM MSCI EAFE due 6/16/21 | 8,140,000 | $9.0B | 0.40% | |
| 68 | ETNEaton Corporation | 106,726 | $8.9B | 0.40% | |
| 69 | IWNiShares Russell 2000 Value Ind | 74,040 | $8.8B | 0.39% | |
| 70 | ORCLOracle Corp | 160,282 | $8.8B | 0.39% | |
| 71 | MDLZMondelez Intl Inc Com | 154,574 | $8.6B | 0.38% | |
| 72 | SCHXSchwab US Large Cap ETF | 119,847 | $8.5B | 0.38% | |
| 73 | STZConstellation Brands Inc. | 40,562 | $8.4B | 0.37% | |
| 74 | VEAVanguard FTSE Developed Mkts E | 203,314 | $8.4B | 0.37% | |
| 75 | METAFacebook | 46,890 | $8.3B | 0.37% | Put |
| 76 | METMetlife Inc. | 175,194 | $8.3B | 0.37% | |
| 77 | MRKMerck & Co | 94,555 | $8.0B | 0.35% | |
| 78 | CVXChevron Corporation | 66,087 | $7.8B | 0.35% | |
| 79 | —BNS MID due 10/15/21 | 7,785,000 | $7.8B | 0.35% | |
| 80 | SCZiShares MSCI EAFE Small Cap In | 135,259 | $7.7B | 0.34% | |
| 81 | EEMiShares MSCI Emerg Mkts Indx F | 186,625 | $7.6B | 0.34% | |
| 82 | RSPHInvesco S&P 500 Healthcare | 37,940 | $7.4B | 0.33% | |
| 83 | UTXZUnited Technologies | 54,275 | $7.4B | 0.33% | |
| 84 | —UBS E-TRACS Alerian MLP Infras | 354,500 | $7.4B | 0.33% | |
| 85 | WEPMagellan Midstream Ptnrs LP | 107,989 | $7.2B | 0.32% | |
| 86 | UPSUnited Parcel Service Inc. | 58,718 | $7.0B | 0.31% | |
| 87 | MPCMarathon Petroleum Corp | 108,498 | $6.6B | 0.29% | |
| 88 | WQTMWisdomtree Midcap Dividend | 179,392 | $6.5B | 0.29% | |
| 89 | TYLTyler Technologies Inc | 24,710 | $6.5B | 0.29% | Put |
| 90 | ETEnergy Transfer LP | 486,945 | $6.4B | 0.28% | |
| 91 | —GS Russell 2000 Idx Due 5/20 | 5,045,000 | $6.3B | 0.28% | |
| 92 | VMCVulcan Materials | 39,363 | $6.0B | 0.27% | |
| 93 | BPBP Amoco PLC ADR | 155,118 | $5.9B | 0.26% | |
| 94 | AMTAmerican Tower | 26,623 | $5.9B | 0.26% | |
| 95 | XOMExxon Mobil Corp | 82,117 | $5.8B | 0.26% | Put |
| 96 | GSLCGS Activebeta Large Cap ETF | 94,101 | $5.6B | 0.25% | |
| 97 | VNQVanguard REIT Viper Index Seri | 59,314 | $5.5B | 0.25% | |
| 98 | TRGPTarga Resources Prtns Com St | 136,957 | $5.5B | 0.25% | |
| 99 | DDDuPont de Nemours Inc | 76,320 | $5.4B | 0.24% | |
| 100 | PKBInvesco Dynamic Building and C | 163,250 | $5.3B | 0.24% |
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