MAI Capital Management Q3 2018 Filing

Filed October 12, 2018

Portfolio Value

$2.0B

Holdings

475

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (475 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IRIngersoll-Rand	16,225	$1.7M	0.08%	Put
2	ALSAllstate Corp	11,862	$1.2M	0.06%	Put
3	CHTRCharter Communications Inc	3,027	$987K	0.05%
4	—Antero Midstream GP LP	57,878	$979K	0.05%
5	CGNXCognex Corp.	17,501	$977K	0.05%
6	MTDMettler-Toledo International	1,598	$973K	0.05%
7	CHDChurch & Dwight Co	16,375	$972K	0.05%
8	LMTLockheed Martin	2,803	$970K	0.05%
9	STESteris Plc	8,465	$968K	0.05%
10	—GS MSCI EM Nt due 12/24/20	985,000	$967K	0.05%
11	SYKStryker Corp.	5,286	$939K	0.05%
12	IWBiShares Russell 1000	5,745	$929K	0.05%
13	APDAir Products & Chemicals Inc	5,560	$929K	0.05%
14	RJFRaymond James Financial	9,985	$919K	0.05%
15	HSICHenry Schein	10,758	$915K	0.05%
16	DWDMorgan Stanley	19,654	$915K	0.05%	Put
17	CPRTCopart Inc	17,595	$907K	0.05%
18	DONSPDR Dow Jones Indl Avg ETF Se	3,430	$907K	0.05%
19	—Vaneck Vectors ETF TR	13,767	$904K	0.05%
20	LWLamb Weston Holdings Inc	13,557	$903K	0.05%
21	GWXSPDR S&P Int'l Small Cap Fd	25,392	$872K	0.04%
22	—Lonza Group LTD	2,505	$859K	0.04%
23	XYLXylem Inc	10,725	$857K	0.04%
24	ODFLOld Dominion Freight	5,273	$850K	0.04%
25	AVYAvery Dennison	7,817	$847K	0.04%
26	BAXBaxter International	10,978	$846K	0.04%
27	BUSDBarnes Group Inc	11,905	$846K	0.04%
28	IFFInternational Flavors & Fragra	6,023	$838K	0.04%
29	XLESPDR Energy Index	11,049	$837K	0.04%
30	PSXPhillips 66	7,357	$829K	0.04%
31	ROLRollins Inc	13,537	$822K	0.04%
32	GGenpact Ltd	26,809	$821K	0.04%
33	QLYSQualys Inc	9,195	$819K	0.04%
34	BACVerizon Communications	209,610	$816K	0.04%	Put
35	KOCoca-Cola Co.	17,545	$810K	0.04%
36	—Express Scripts Holding Co.	8,404	$798K	0.04%
37	NSCNorfolk Southern	4,409	$796K	0.04%
38	TTWOTake Two Interactive	5,754	$794K	0.04%
39	LSXMKUSDLiberty Media Corp C	18,189	$790K	0.04%
40	AMXNAmerica Movil SA de CV ADR Ser	49,100	$789K	0.04%
41	HHyatt Hotels	9,910	$789K	0.04%
42	ALLEAllegion Plc	8,707	$789K	0.04%
43	—Spectra Energy Prtns	22,046	$787K	0.04%
44	JAZZJazz Pharmaceuticals	4,632	$779K	0.04%
45	—EQT GP Holdings LP	36,731	$765K	0.04%
46	VUGVanguard Growth ETF	4,711	$759K	0.04%
47	ETSYEtsy Inc	14,380	$739K	0.04%
48	AKAMAkamai Tech	10,089	$738K	0.04%
49	R6C2Royal Dutch Shell PLC ADR B	10,299	$731K	0.04%
50	OMCOmnicom Group	10,529	$716K	0.04%
51	IPGPIPG Photonics Corp Com	4,516	$705K	0.04%
52	GLWCorning, Inc.	19,765	$698K	0.04%
53	NSRGYNestle SA ADR	8,086	$673K	0.03%
54	LFUSLittelfuse Inc	3,340	$661K	0.03%
55	—DNB Financial Corp	17,757	$655K	0.03%
56	TMOThermo Fisher Scientific Inc	2,675	$653K	0.03%
57	WCGEURWellCare Health Plans	2,030	$651K	0.03%
58	FRCBFirst Republic Bank of CA	6,760	$649K	0.03%
59	CRMSalesforce.com	4,063	$646K	0.03%
60	S9QSpirit Aerosystems	7,000	$642K	0.03%
61	FXIiShares FTSE/Xinhua China25 In	14,788	$633K	0.03%
62	HOGHarley Davidson Inc.	13,809	$626K	0.03%
63	VBVanguard Small Cap ETF	3,826	$622K	0.03%
64	LLYLilly, Eli Co	5,694	$611K	0.03%
65	—Avangrid Inc	12,335	$591K	0.03%
66	VNQVanguard REIT Viper Index Seri	7,277	$587K	0.03%
67	XLFSPDR Financial Index	21,243	$586K	0.03%
68	LBTYBLiberty Global PLC Cl C	20,499	$577K	0.03%
69	FTVFortive Corporation	6,792	$572K	0.03%
70	JPMEJP Morgan Diversified Ret Intl	9,555	$558K	0.03%
71	TXNTexas Instruments	5,075	$545K	0.03%
72	DUKDuke Energy Corp.	6,662	$533K	0.03%
73	HBANHuntington Bancshares	35,143	$524K	0.03%
74	COPConocoPhillips	6,695	$518K	0.03%
75	CFGCitizens Financial Group	12,662	$488K	0.02%
76	SAPSAP SE Spon ADR	3,960	$487K	0.02%
77	MCKMcKesson HBOC Corp.	3,654	$485K	0.02%
78	BDXBecton Dickinson & Company	1,797	$469K	0.02%
79	CATCaterpillar Inc	3,038	$463K	0.02%
80	CELGCelgene Corp.	5,174	$463K	0.02%
81	—L-3 Communications	2,155	$458K	0.02%
82	XPOXPO Logistics Inc	4,003	$457K	0.02%	Put
83	DTEDTE Energy	4,146	$452K	0.02%
84	—TransCanada Corp	10,940	$443K	0.02%
85	AAXJiShares Tr MSCI AC Asia Ex Jap	6,238	$440K	0.02%
86	FDXFedex	1,788	$431K	0.02%
87	AG8Agilent Technologies	5,969	$421K	0.02%
88	—MACOM Tech Solutions Holdings	20,245	$417K	0.02%
89	EVRGEvergy Inc	7,579	$416K	0.02%
90	DYHTarget	4,699	$414K	0.02%
91	EQIXEquinix Corp	949	$411K	0.02%
92	TSMTaiwan Semiconductor Manufactu	9,302	$411K	0.02%
93	ADPAutomatic Data Processing	2,720	$410K	0.02%
94	—Sterling Bancorp Del	18,612	$409K	0.02%
95	EMREmerson Electric	5,347	$409K	0.02%
96	DVNDevon Energy Corp	10,054	$402K	0.02%	Put
97	LM03Liberty Media Corp A SiriusXM	9,181	$399K	0.02%
98	—Dell Technologies Inc.	4,089	$397K	0.02%
99	VTVVanguard Value ETF	3,559	$394K	0.02%
100	LBRDKLiberty Broadband Corporation	4,639	$391K	0.02%

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