MAI Capital Management Q3 2016 Filing
Filed October 18, 2016
Portfolio Value
$1.3T
Holdings
449
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (449 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 370,658 | $80.2B | 6.05% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 214,352 | $60.5B | 4.56% | |
| 3 | IVViShares S&P 500 Index | 137,003 | $29.8B | 2.25% | |
| 4 | EFAiShares MSCI EAFE Index | 383,867 | $22.7B | 1.71% | |
| 5 | SDYSPDR S&P Dividend ETF | 253,976 | $21.4B | 1.62% | |
| 6 | —UBS E-TRACS Alerian MLP Infras | 749,361 | $21.3B | 1.60% | |
| 7 | IJHiShares S&P Mid Cap Index | 136,292 | $21.1B | 1.59% | |
| 8 | AAPLApple Inc | 177,404 | $20.1B | 1.51% | |
| 9 | IWMiShares Russell 2000 Index | 159,626 | $19.8B | 1.50% | |
| 10 | JNJJohnson & Johnson | 149,773 | $17.7B | 1.33% | |
| 11 | JPMJPMorgan Chase & Co. | 263,087 | $17.5B | 1.32% | |
| 12 | —PowerShares QQQ | 146,472 | $17.4B | 1.31% | |
| 13 | CMCSAComcast Corp. Cl A | 246,629 | $16.4B | 1.23% | |
| 14 | GEGeneral Electric Company | 523,241 | $15.5B | 1.17% | |
| 15 | —JPM S&P 500 Nt due 12/6/18 | 15,235,000 | $15.5B | 1.17% | |
| 16 | PGProcter & Gamble | 170,447 | $15.3B | 1.15% | |
| 17 | IJKiShares S&P Mid Cap 400 Growth | 86,813 | $15.2B | 1.14% | |
| 18 | INTCIntel Corp | 401,469 | $15.2B | 1.14% | |
| 19 | MSFTMicrosoft Corporation | 259,996 | $15.0B | 1.13% | |
| 20 | PEPPepsiCo, Inc. | 137,241 | $14.9B | 1.13% | |
| 21 | IWFiShares Russell 1000 Growth In | 136,353 | $14.2B | 1.07% | |
| 22 | BABoeing Company | 98,581 | $13.0B | 0.98% | |
| 23 | CBChubb Ltd | 101,248 | $12.7B | 0.96% | |
| 24 | IEMGiShares Core MSCI Emerging Mkt | 273,482 | $12.5B | 0.94% | |
| 25 | HDHome Depot, Inc. | 94,655 | $12.2B | 0.92% | |
| 26 | IJJiShares S&P Mid Cap Barra Valu | 90,815 | $12.1B | 0.91% | |
| 27 | UNHUnitedHealth Group Inc | 86,059 | $12.0B | 0.91% | |
| 28 | ABTAbbott Laboratories | 284,556 | $12.0B | 0.91% | |
| 29 | MDTMedtronic Plc | 139,238 | $12.0B | 0.91% | |
| 30 | RTN1USDRaytheon Company | 87,855 | $12.0B | 0.90% | |
| 31 | EPDEnterprise Products Ptnrs | 419,616 | $11.6B | 0.87% | |
| 32 | AMGNAmgen Inc | 68,809 | $11.5B | 0.87% | |
| 33 | WEPMagellan Midstream Ptnrs LP | 161,578 | $11.4B | 0.86% | |
| 34 | AMJEURJPMorgan Alerian MLP Index | 360,939 | $11.4B | 0.86% | |
| 35 | NEENextEra Energy | 90,600 | $11.1B | 0.84% | |
| 36 | —GS EEM Nt due 12/6/18 | 9,985,000 | $10.9B | 0.82% | |
| 37 | CSCOCisco Systems | 338,461 | $10.7B | 0.81% | |
| 38 | XOMExxon Mobil Corp | 121,829 | $10.6B | 0.80% | |
| 39 | DEODiageo PLC ADR | 86,082 | $10.0B | 0.75% | |
| 40 | WFCWells Fargo & Company | 224,955 | $10.0B | 0.75% | |
| 41 | —MS EFA Nt Due 12/8/18 | 9,655,000 | $9.8B | 0.74% | |
| 42 | VWOVanguard FTSE Emerging Markets | 253,169 | $9.5B | 0.72% | |
| 43 | BACVerizon Communications | 180,071 | $9.4B | 0.71% | |
| 44 | EEMiShares MSCI Emerg Mkts Indx F | 244,720 | $9.2B | 0.69% | |
| 45 | BACBank of America Corp | 560,364 | $8.8B | 0.66% | |
| 46 | IJRiShares S&P Small Cap Index | 70,169 | $8.7B | 0.66% | |
| 47 | —EQT Midstream Partners, LP | 114,078 | $8.7B | 0.66% | |
| 48 | IWDiShares Russell 1000 Value Ind | 82,297 | $8.7B | 0.66% | |
| 49 | CAHCardinal Health Inc. | 110,829 | $8.6B | 0.65% | |
| 50 | HONHoneywell International, Inc. | 73,814 | $8.6B | 0.65% | |
| 51 | TWXCHFTime Warner Inc | 108,090 | $8.6B | 0.65% | |
| 52 | DYHTarget | 124,146 | $8.5B | 0.64% | |
| 53 | CVSCVS Health Corp. | 93,572 | $8.3B | 0.63% | |
| 54 | —Guggenheim S&P Healthcare Equa | 53,438 | $8.3B | 0.63% | |
| 55 | DBEFDeutsche X Tracks MSCI EAFE | 314,233 | $8.3B | 0.63% | |
| 56 | OXYOccidental Petroleum | 112,108 | $8.2B | 0.62% | |
| 57 | AQLTiShares Core MSCI EAFE | 144,822 | $8.0B | 0.60% | |
| 58 | METMetlife Inc. | 175,420 | $7.8B | 0.59% | |
| 59 | MDLZMondelez Intl Inc Com | 173,140 | $7.6B | 0.57% | |
| 60 | —Alphabet Inc Class C | 9,391 | $7.3B | 0.55% | |
| 61 | FEZSPDR Euro STOXX 50 ETF | 222,402 | $7.3B | 0.55% | |
| 62 | —Barclays S&P 500 due 7/26/17 | 6,525,000 | $7.3B | 0.55% | |
| 63 | IWOiShares Russell 2000 Growth In | 46,685 | $7.0B | 0.52% | |
| 64 | —Valero Energy Partners LP | 158,551 | $6.9B | 0.52% | |
| 65 | QCOMQualcomm Incorporated | 98,568 | $6.8B | 0.51% | |
| 66 | CVXChevron Corporation | 64,493 | $6.6B | 0.50% | |
| 67 | KMIKinder Morgan, Inc. | 284,033 | $6.6B | 0.50% | |
| 68 | —GS Russell 2000 Note due 11-17 | 4,850,000 | $6.5B | 0.49% | |
| 69 | VVisa Inc Cl A | 75,567 | $6.2B | 0.47% | |
| 70 | —MS XLE Note Due 5-19-17 | 6,600,000 | $6.0B | 0.45% | |
| 71 | IWNiShares Russell 2000 Value Ind | 56,516 | $5.9B | 0.45% | |
| 72 | DISDisney, Walt Co. | 62,047 | $5.8B | 0.43% | |
| 73 | —MS Int'l Note Due 5/11/17 | 5,925,000 | $5.4B | 0.41% | |
| 74 | NKENike Inc. | 98,457 | $5.2B | 0.39% | |
| 75 | —Morgan Stanley SPX due 2/8/18 | 4,605,000 | $5.1B | 0.38% | |
| 76 | —Western Gas Equity Partners LP | 117,601 | $5.0B | 0.38% | |
| 77 | WYWeyerhauser Corporation | 156,401 | $5.0B | 0.38% | |
| 78 | IVEiShares S&P Barra Value Index | 50,139 | $4.8B | 0.36% | |
| 79 | SUNSunoco Logistics Ptnrs | 165,785 | $4.7B | 0.36% | |
| 80 | COSTCostco Wholesale Corp | 30,197 | $4.6B | 0.35% | |
| 81 | SCZiShares MSCI EAFE Small Cap In | 87,607 | $4.6B | 0.35% | |
| 82 | MPLXMPLX LP | 135,583 | $4.6B | 0.35% | |
| 83 | PFEPfizer Inc | 135,462 | $4.6B | 0.35% | |
| 84 | WESWestern Gas Partners | 83,291 | $4.6B | 0.35% | |
| 85 | IVWiShares S&P 500 Growth | 36,830 | $4.5B | 0.34% | |
| 86 | —Barclays Spx Mid Note due 01-2 | 3,900,000 | $4.4B | 0.33% | |
| 87 | BKNGPriceline Group Inc. | 2,797 | $4.1B | 0.31% | |
| 88 | DDominion Midstream Partners | 168,406 | $4.0B | 0.30% | |
| 89 | BRK/BBerkshire Hathaway Class B | 27,779 | $4.0B | 0.30% | |
| 90 | GELGenesis Energy LP | 103,968 | $3.9B | 0.30% | |
| 91 | SLBSchlumberger Limited | 49,985 | $3.9B | 0.30% | |
| 92 | DLSWisdomTree Int'l Small Cap Div | 64,005 | $3.9B | 0.30% | |
| 93 | —Alphabet Inc Class A | 4,881 | $3.9B | 0.30% | |
| 94 | —Williams Partners LP | 103,314 | $3.8B | 0.29% | |
| 95 | MRKMerck & Co | 60,496 | $3.8B | 0.28% | |
| 96 | ADBEAdobe Systems | 34,630 | $3.8B | 0.28% | |
| 97 | ETEnergy Transfer Equity LP | 222,422 | $3.7B | 0.28% | |
| 98 | AQLTiShares Select Dividend ETF | 40,330 | $3.5B | 0.26% | |
| 99 | UPSUnited Parcel Service Inc. | 30,972 | $3.4B | 0.26% | |
| 100 | —Tesoro Logistics LP | 69,180 | $3.4B | 0.25% |
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