MAI Capital Management Q2 2023 Filing

Filed August 2, 2023

Portfolio Value

$6.8B

Holdings

1,077

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (1,077 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	1,191,089	$530.9M	7.81%
2	AAPLApple Inc	1,566,999	$303.9M	4.47%	Put
3	MSFTMicrosoft Corp	811,732	$276.4M	4.07%	Put
4	SPYSPDR S&P 500 ETF TRUST	566,271	$251.0M	3.69%
5	IJHiShares S&P Mid Cap Index	572,218	$149.6M	2.20%
6	AMZNAmazon Com Inc	804,955	$104.9M	1.54%	Call
7	IJRiShares S&P Small Cap Index	1,034,094	$103.0M	1.52%
8	VEAVanguard FTSE Developed Mkts E	2,209,297	$102.0M	1.50%
9	IVEiShares S&P Barra Value Index	625,465	$100.8M	1.48%
10	IWFiShares Russell 1000 Growth In	364,127	$100.2M	1.47%
11	MDYSPDR S&P Mid Cap 400 ETF	207,517	$99.4M	1.46%
12	AQLTiShares Core MSCI EAFE	1,262,684	$85.2M	1.25%
13	QQQINVESCO QQQ TR SER 1	225,959	$83.5M	1.23%
14	VTIVanguard Tot Stock Mrkt ETF	359,674	$79.2M	1.17%
15	SDYSPDR S&P Dividend ETF	636,065	$78.0M	1.15%
16	VIGVanguard Dividend Appreciation	470,360	$76.4M	1.12%
17	—Alphabet Inc Class C	613,074	$74.2M	1.09%
18	GOOGLAlphabet Inc Class	606,125	$72.6M	1.07%
19	IWMiShares Russell 2000 Index	385,993	$72.3M	1.06%
20	JNJJohnson and Johnson	425,065	$70.4M	1.04%
21	VVisa Inc Class A Shares	292,286	$69.4M	1.02%
22	VWOVanguard FTSE Emerging Mkts ET	1,562,066	$63.5M	0.93%
23	HDHome Depot Inc	202,902	$63.0M	0.93%
24	IVWiShares S&P 500 Growth	873,283	$61.5M	0.91%
25	IJKiShares S&P Mid Cap 400 Growth	781,672	$58.6M	0.86%
26	UNHUnitedHealth Group Inc	121,478	$58.4M	0.86%	Put
27	IEMGiShares Core MSCI Emerging Mkt	1,172,656	$57.8M	0.85%
28	NVDANvidia Corp	134,360	$56.8M	0.84%	Put
29	AVGOBroadcom Inc	57,636	$50.0M	0.74%	Call
30	SHWSherwin Williams Company	185,248	$49.2M	0.72%
31	PEPPepsico Inc	259,940	$48.1M	0.71%
32	—Cisco Systems Inc	898,141	$46.5M	0.68%
33	ABBVAbbvie Inc	332,596	$44.8M	0.66%
34	LLYLilly, Eli Co	95,218	$44.7M	0.66%	Put
35	METAMeta Platforms Inc	154,112	$44.2M	0.65%
36	JPMJP Morgan Chase & Co	304,077	$44.2M	0.65%
37	PGProcter & Gamble Co	283,065	$43.0M	0.63%
38	ABTAbbott Labs	389,195	$42.4M	0.62%
39	QCOMQualcomm Incorporated	330,647	$39.4M	0.58%	Put
40	MCDMcDonalds Corp	130,268	$38.9M	0.57%
41	RTXRTX Corp	396,787	$38.9M	0.57%
42	HONHoneywell Intl Inc	183,255	$38.0M	0.56%
43	BRK/BBerkshire Hathaway Class B	110,818	$37.8M	0.56%
44	NEENextera Energy Inc	507,486	$37.7M	0.55%
45	IWDiShares Russell 1000 Value Ind	238,425	$37.6M	0.55%
46	IJJiShares S&P Mid Cap 400 Value	349,522	$37.4M	0.55%
47	COSTCostco Wholesale Corp	68,695	$37.0M	0.54%
48	PPAInvesco Aerospace Defense ETF	418,391	$35.3M	0.52%
49	IWNiShares Russell 2000 Value Ind	250,810	$35.3M	0.52%
50	ETNEaton Corp Plc	173,319	$34.9M	0.51%
51	MAMastercard	88,381	$34.8M	0.51%
52	BMYBristol-Myers Squibb Co	534,828	$34.2M	0.50%
53	ACNAccenture PLC Cl A	103,849	$32.0M	0.47%
54	XLKSPDR Technology Index	181,588	$31.6M	0.46%
55	ADBEAdobe Inc	60,718	$29.7M	0.44%	Put
56	CBChubb Ltd	136,297	$26.2M	0.39%
57	PANWPalo Alto Networks Inc.	99,268	$25.4M	0.37%
58	BACBank of America Corp	878,319	$25.2M	0.37%	Call
59	SBUXStarbucks Corp	250,630	$24.8M	0.37%
60	EWKiShares MSCI USA Min Volatilit	329,633	$24.5M	0.36%
61	KOCOCA COLA COM	384,283	$23.1M	0.34%
62	VTWGVanguard Russell 1000 ETF	113,986	$23.0M	0.34%
63	BKNGBooking Holdings Inc	8,489	$22.9M	0.34%
64	XLVSPDR Health Care Select	171,135	$22.7M	0.33%
65	TSMTaiwan Manufacturing Inc	223,144	$22.5M	0.33%
66	MDLZMondelez International Inc	307,991	$22.5M	0.33%
67	IWRiShares Russell Mid Cap Index	306,304	$22.4M	0.33%
68	IWOiShares Russell 2000 Growth In	90,993	$22.1M	0.32%
69	RSPInvesco S&P 500 Equal Weight E	146,037	$21.9M	0.32%
70	VGTVanguard Information Technolog	47,263	$20.9M	0.31%
71	AMTAmerican Tower	105,198	$20.4M	0.30%
72	DHRDanaher Corp	81,986	$19.7M	0.29%
73	UNPUnion Pacific Corp	95,948	$19.6M	0.29%
74	DGDollar General Corp.	112,081	$19.0M	0.28%
75	EFAiShares MSCI EAFE Index	261,453	$19.0M	0.28%
76	—401(k) Provider Balance	18,481,933	$18.5M	0.27%
77	NFLXNetflix Inc.	41,947	$18.5M	0.27%
78	LMTLockheed Martin	39,701	$18.3M	0.27%
79	MRKMerck & Co	155,317	$17.9M	0.26%
80	CVXCHEVRON CORPORATION	113,283	$17.8M	0.26%
81	ORCLOracle Corp	141,899	$16.9M	0.25%
82	—Intercontinental Exchange, Inc	149,379	$16.9M	0.25%
83	ORealty Inc Crp Md Reit	277,983	$16.6M	0.24%
84	DWDMORGAN STANLEY DEAN WITTER & C	194,014	$16.6M	0.24%
85	DEODiageo Plc Spsd ADR	92,722	$16.1M	0.24%
86	DISDisney, Walt Co.	179,977	$16.1M	0.24%
87	AMDAdvanced Micro Devices Inc.	137,796	$15.7M	0.23%
88	LOWLOWES COMPANIES INC	69,303	$15.6M	0.23%	Put
89	TXNTexas Instrument Inc	86,595	$15.6M	0.23%
90	—TD SPX 2-21-25 15 buff	14,640,000	$15.5M	0.23%
91	SCHXSchwab US Large Cap ETF	290,797	$15.2M	0.22%
92	VTVVanguard Value ETF	105,385	$15.0M	0.22%
93	AXPAmerican Express	85,939	$15.0M	0.22%
94	AQLTiShares Select Dividend ETF	131,617	$14.9M	0.22%
95	FWONALiberty Media Corp Delaware C	196,059	$14.8M	0.22%
96	APDAir Products & Chemicals Inc	49,020	$14.7M	0.22%
97	WMTWalmart Inc	93,278	$14.7M	0.22%
98	XOMExxon Mobil Corp COM	136,038	$14.6M	0.21%
99	IWBiShares Russell 1000	59,822	$14.6M	0.21%
100	WQTMWisdomtree Midcap Dividend	343,114	$14.4M	0.21%

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