MAI Capital Management Q2 2021 Filing

Filed July 19, 2021

Portfolio Value

$5.0B

Holdings

776

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (776 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	822,456	$353.6M	7.02%
2	MSFTMicrosoft Corporation	799,361	$216.5M	4.30%	Put
3	SPYSPDR S&P 500 ETF	441,139	$188.8M	3.75%
4	AAPLApple Inc	1,170,672	$160.3M	3.18%	Put
5	AMZNAmazon.com	35,884	$123.4M	2.45%	Put
6	METAFacebook	304,694	$105.9M	2.10%	Call
7	MDYSPDR S&P Mid Cap 400 ETF	187,863	$92.2M	1.83%
8	HDHome Depot, Inc.	286,855	$91.5M	1.82%
9	—Alphabet Inc Class C	33,519	$84.0M	1.67%
10	IJHiShares S&P Mid Cap Index	308,042	$82.8M	1.64%
11	VVisa Inc Cl A	332,133	$77.7M	1.54%	Call
12	IJRiShares S&P Small Cap Index	617,319	$69.7M	1.38%
13	—Alphabet Inc Class A	28,114	$68.6M	1.36%
14	VTIVanguard Tot Stock Mrkt ETF	307,427	$68.5M	1.36%
15	IWMiShares Russell 2000 Index	291,527	$66.9M	1.33%
16	AQLTiShares Core MSCI EAFE	884,083	$66.2M	1.31%
17	IVEiShares S&P Barra Value Index	412,220	$60.9M	1.21%
18	IEMGiShares Core MSCI Emerging Mkt	864,962	$57.9M	1.15%
19	IWFiShares Russell 1000 Growth In	198,270	$53.8M	1.07%
20	—Epam Systems Inc	103,664	$53.0M	1.05%
21	JPMJPMorgan Chase & Co.	326,015	$50.7M	1.01%
22	SHWSherwin Williams Company	178,758	$48.7M	0.97%	Put
23	JNJJohnson & Johnson	291,560	$48.0M	0.95%
24	IJKiShares S&P Mid Cap 400 Growth	582,782	$47.2M	0.94%
25	ADBEAdobe Inc	80,248	$47.0M	0.93%	Put
26	PYPLPayPal Holdings, Inc	160,586	$46.8M	0.93%
27	QCOMQualcomm Incorporated	299,542	$42.8M	0.85%	Put
28	CMCSAComcast Corp. Cl A	737,151	$42.0M	0.83%
29	NDQInvesco QQQ Trust	116,346	$41.2M	0.82%
30	IVWiShares S&P 500 Growth	545,493	$39.7M	0.79%
31	UNHUnitedHealth Group Inc	95,103	$38.1M	0.76%	Put
32	ABTAbbott Laboratories	312,316	$36.2M	0.72%	Call
33	VEAVanguard FTSE Developed Mkts E	693,511	$35.7M	0.71%
34	SDYSPDR S&P Dividend ETF	278,580	$34.1M	0.68%
35	ROKURoku Inc	72,717	$33.4M	0.66%	Call
36	LMTLockheed Martin	84,272	$31.9M	0.63%
37	IWNiShares Russell 2000 Value Ind	191,522	$31.7M	0.63%
38	VWOVanguard FTSE Emerging Mkts ET	579,555	$31.5M	0.62%
39	IJJiShares S&P Mid Cap 400 Value	288,087	$30.3M	0.60%
40	PEPPepsiCo, Inc.	201,207	$29.8M	0.59%
41	HONHoneywell International, Inc.	135,370	$29.7M	0.59%	Put
42	IWDiShares Russell 1000 Value Ind	183,005	$29.0M	0.58%
43	NEENextEra Energy	391,716	$28.7M	0.57%
44	TSMTaiwan Semiconductor Manufactu	236,911	$28.5M	0.57%
45	CSCOCisco Systems	533,556	$28.3M	0.56%
46	VIGVanguard Dividend Appreciation	181,382	$28.1M	0.56%
47	MAMastercard	69,870	$25.5M	0.51%
48	ABBVAbbVie Inc.	224,000	$25.2M	0.50%
49	DISDisney, Walt Co.	142,974	$25.1M	0.50%	Put
50	LLYLilly, Eli Co	106,649	$24.5M	0.49%	Call
51	BACVerizon Communications	434,209	$24.3M	0.48%
52	SYKStryker Corp.	90,424	$23.5M	0.47%
53	RTXRaytheon Technologies Corp	273,926	$23.4M	0.46%
54	EFAiShares MSCI EAFE Index	291,232	$23.0M	0.46%
55	SCHXSchwab US Large Cap ETF	220,867	$23.0M	0.46%
56	COSTCostco Wholesale Corp	57,373	$22.7M	0.45%	Put
57	BRK/BBerkshire Hathaway Class B	80,343	$22.3M	0.44%
58	FDXFedex	73,632	$22.0M	0.44%
59	BACBank of America Corp	520,911	$21.5M	0.43%	Call
60	ATVIEURActivision Blizzard Inc	223,376	$21.3M	0.42%
61	MCDMcDonalds Corp	92,073	$21.3M	0.42%
62	ETNEaton Corporation	141,938	$21.0M	0.42%
63	ACNAccenture PLC Cl A	70,423	$20.8M	0.41%	Call
64	AMTAmerican Tower	76,625	$20.7M	0.41%
65	CVSCVS Health Corp.	239,503	$20.0M	0.40%
66	SBUXStarbucks Corp	178,336	$19.9M	0.40%
67	AMATApplied Materials	135,053	$19.2M	0.38%	Call
68	OTISOtis Worldwide Corp	233,372	$19.1M	0.38%
69	BDXBecton Dickinson & Company	78,233	$19.0M	0.38%
70	IWOiShares Russell 2000 Growth In	59,035	$18.4M	0.37%
71	AVGOBroadcom Inc	38,096	$18.2M	0.36%	Put
72	BSXBoston Scientific Corp	423,123	$18.1M	0.36%
73	CHTRCharter Communications Inc	24,766	$17.9M	0.35%
74	NKENike Inc.	112,915	$17.4M	0.35%	Call
75	DEODiageo PLC ADR	90,317	$17.3M	0.34%
76	NVDANvidia Corp.	21,505	$17.2M	0.34%
77	AMGNAmgen Inc	70,350	$17.1M	0.34%
78	CBChubb Ltd	106,173	$16.9M	0.33%
79	—Global X US Infrastructure Dev	646,470	$16.6M	0.33%
80	MDTMedtronic Plc	133,144	$16.5M	0.33%
81	ADSKAutodesk	54,562	$15.9M	0.32%
82	MDLZMondelez Intl Inc Com	243,579	$15.2M	0.30%
83	IWRiShares Russell Mid Cap Index	191,775	$15.2M	0.30%
84	DPZDomino's Pizza Inc	32,331	$15.1M	0.30%
85	TXNTexas Instruments	78,030	$15.0M	0.30%
86	TA T & T Corp New	511,171	$14.7M	0.29%
87	DYHTarget	58,436	$14.1M	0.28%
88	LOWLowe's Cos.	72,061	$14.0M	0.28%
89	MTCHMatch Group Inc NEW	86,246	$13.9M	0.28%
90	APDAir Products & Chemicals Inc	48,206	$13.9M	0.28%
91	BMYBristol-Myers Squibb	199,082	$13.3M	0.26%
92	BABoeing Company	54,120	$13.0M	0.26%	Call
93	PANWPalo Alto Networks Inc.	34,125	$12.7M	0.25%
94	SCZiShares MSCI EAFE Small Cap In	163,733	$12.1M	0.24%
95	UNPUnion Pacific Corp	54,461	$12.0M	0.24%
96	PGProcter & Gamble	85,400	$11.5M	0.23%
97	KMIKinder Morgan, Inc.	616,132	$11.2M	0.22%
98	VGTVanguard Information Technolog	28,108	$11.2M	0.22%
99	—RBC SPX 10-15-21 20 buff	8,890,000	$11.1M	0.22%
100	EEMiShares MSCI Emerg Mkts Indx F	197,493	$10.9M	0.22%

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