MAI Capital Management Q2 2020 Filing

Filed July 27, 2020

Portfolio Value

$3.2T

Holdings

527

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (527 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	682,318	$211.3B	6.63%
2	MSFTMicrosoft Corporation	849,336	$172.8B	5.43%	Put
3	SPYSPDR S&P 500 ETF	391,585	$120.7B	3.79%
4	AMZNAmazon.com	39,109	$107.9B	3.39%	Call
5	AAPLApple Inc	285,692	$104.2B	3.27%	Put
6	METAFacebook	381,832	$86.7B	2.72%	Put
7	—Epam Systems Inc	325,216	$82.0B	2.57%
8	HDHome Depot, Inc.	242,933	$60.9B	1.91%	Put
9	MDYSPDR S&P Mid Cap 400 ETF	177,071	$57.5B	1.80%
10	—Alphabet Inc Class C	39,155	$55.4B	1.74%
11	VVisa Inc Cl A	275,339	$53.2B	1.67%	Call
12	SHWSherwin Williams Company	90,585	$52.3B	1.64%	Put
13	—Alphabet Inc Class A	33,336	$47.3B	1.48%	Call
14	IJHiShares S&P Mid Cap Index	239,050	$42.5B	1.33%
15	JNJJohnson & Johnson	273,567	$38.5B	1.21%
16	IWMiShares Russell 2000 Index	249,805	$35.8B	1.12%
17	IJRiShares S&P Small Cap Index	509,640	$34.8B	1.09%
18	ABBVAbbVie Inc.	347,665	$34.1B	1.07%
19	IWFiShares Russell 1000 Growth In	172,779	$33.2B	1.04%
20	AQLTiShares Core MSCI EAFE	577,850	$33.0B	1.04%
21	IVEiShares S&P Barra Value Index	301,684	$32.6B	1.02%
22	CMCSAComcast Corp. Cl A	814,957	$31.8B	1.00%	Call
23	IEMGiShares Core MSCI Emerging Mkt	651,470	$31.0B	0.97%
24	BABAAlibaba Group Holding Limited	136,762	$29.5B	0.93%
25	JPMJPMorgan Chase & Co.	309,869	$29.1B	0.91%
26	IJKiShares S&P Mid Cap 400 Growth	129,890	$29.1B	0.91%
27	ADBEAdobe Inc	65,677	$28.6B	0.90%	Put
28	UNHUnitedHealth Group Inc	95,843	$28.3B	0.89%	Put
29	NDQInvesco QQQ Trust	108,464	$26.9B	0.84%
30	TIGOMillicom International Cellula	1,015,068	$26.5B	0.83%
31	ABTAbbott Laboratories	282,624	$25.8B	0.81%
32	VTIVanguard Tot Stock Mrkt ETF	164,485	$25.7B	0.81%
33	CSCOCisco Systems	528,402	$24.6B	0.77%	Call
34	IVWiShares S&P 500 Growth	118,591	$24.6B	0.77%
35	QCOMQualcomm Incorporated	265,224	$24.2B	0.76%	Put
36	SDYSPDR S&P Dividend ETF	262,850	$24.0B	0.75%
37	INTCIntel Corp	392,077	$23.5B	0.74%
38	BRK/BBerkshire Hathaway Class B	127,161	$22.7B	0.71%	Call
39	PEPPepsiCo, Inc.	160,934	$21.3B	0.67%	Call
40	MAMastercard	71,528	$21.2B	0.66%
41	BACVerizon Communications	376,694	$20.8B	0.65%	Put
42	NEENextEra Energy	83,738	$20.1B	0.63%
43	BMYBristol-Myers Squibb	339,425	$20.0B	0.63%
44	IJJiShares S&P Mid Cap 400 Value	147,404	$19.6B	0.62%
45	AMGNAmgen Inc	81,331	$19.2B	0.60%
46	VWOVanguard FTSE Emerging Mkts ET	477,175	$18.9B	0.59%
47	IWDiShares Russell 1000 Value Ind	151,977	$17.1B	0.54%
48	VEAVanguard FTSE Developed Mkts E	435,584	$16.9B	0.53%
49	HONHoneywell International, Inc.	116,454	$16.8B	0.53%
50	NKENike Inc.	164,897	$16.2B	0.51%
51	RTXRaytheon Technologies Corp	255,266	$15.7B	0.49%
52	LMTLockheed Martin	42,272	$15.4B	0.48%
53	TA T & T Corp New	506,357	$15.3B	0.48%
54	—RBC SPX 6-16-21 20 buff	12,490,000	$14.7B	0.46%
55	EFAiShares MSCI EAFE Index	240,224	$14.6B	0.46%
56	PYPLPayPal Holdings, Inc	83,662	$14.6B	0.46%
57	AMTAmerican Tower	55,423	$14.3B	0.45%
58	MRKMerck & Co	179,799	$13.9B	0.44%
59	LOWLowe's Cos.	95,306	$12.9B	0.40%
60	AVGOBroadcom Inc	39,748	$12.5B	0.39%	Put
61	SBUXStarbucks Corp	162,168	$11.9B	0.37%	Put
62	CBChubb Ltd	93,755	$11.9B	0.37%
63	IWOiShares Russell 2000 Growth In	57,255	$11.8B	0.37%
64	BACBank of America Corp	497,322	$11.8B	0.37%
65	CVSCVS Health Corp.	181,748	$11.8B	0.37%
66	ACNAccenture PLC Cl A	54,426	$11.7B	0.37%
67	ETNEaton Corporation	131,573	$11.5B	0.36%
68	KMIKinder Morgan, Inc.	733,706	$11.1B	0.35%
69	COSTCostco Wholesale Corp	36,671	$11.1B	0.35%
70	DEODiageo PLC ADR	81,219	$10.9B	0.34%
71	MDLZMondelez Intl Inc Com	208,990	$10.7B	0.34%
72	MCDMcDonalds Corp	55,949	$10.3B	0.32%
73	ORCLOracle Corp	183,429	$10.1B	0.32%
74	—RBC SPX 10-15-21 20 buff	9,360,000	$10.0B	0.31%
75	ROKURoku Inc	83,427	$9.7B	0.31%
76	—GS MXEF 6-16-21 20 buff	8,765,000	$9.6B	0.30%
77	MDTMedtronic Plc	101,739	$9.3B	0.29%
78	BSXBoston Scientific Corp	264,826	$9.3B	0.29%
79	PGProcter & Gamble	77,222	$9.2B	0.29%
80	DISDisney, Walt Co.	80,920	$9.0B	0.28%	Call
81	IWRiShares Russell Mid Cap Index	167,689	$9.0B	0.28%
82	BKNGBooking Holdings Inc	5,528	$8.8B	0.28%
83	—JPM MXEA 6-16-21 20 buff	8,080,000	$8.7B	0.27%
84	ATVIEURActivision Blizzard Inc	113,693	$8.6B	0.27%
85	BDXBecton Dickinson & Company	35,731	$8.5B	0.27%
86	ADSKAutodesk	34,789	$8.3B	0.26%
87	—GS SPX 8-11-22 20 buff	8,615,000	$8.1B	0.25%
88	RSPHInvesco S&P 500 Healthcare	35,720	$7.9B	0.25%
89	SCHXSchwab US Large Cap ETF	105,382	$7.8B	0.25%
90	GSLCGS Activebeta Large Cap ETF	121,002	$7.6B	0.24%
91	—BNS MID 10-15-21 20 buff	7,760,000	$7.4B	0.23%
92	IWNiShares Russell 2000 Value Ind	67,804	$6.6B	0.21%
93	CMECME Group Inc	40,247	$6.5B	0.21%
94	EPDEnterprise Products Ptnrs	359,509	$6.5B	0.21%
95	WQTMWisdomtree Midcap Dividend	228,415	$6.5B	0.20%
96	EEMiShares MSCI Emerg Mkts Indx F	160,447	$6.4B	0.20%
97	WMTWalmart Inc	53,306	$6.4B	0.20%
98	METMetlife Inc.	174,340	$6.4B	0.20%
99	UPSUnited Parcel Service Inc.	55,840	$6.2B	0.19%	Call
100	SCZiShares MSCI EAFE Small Cap In	115,049	$6.2B	0.19%

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