MAI Capital Management Q2 2017 Filing
Filed August 7, 2017
Portfolio Value
$1.6T
Holdings
452
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (452 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 425,028 | $102.8B | 6.62% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 242,596 | $77.1B | 4.96% | |
| 3 | IVViShares S&P 500 Index | 204,139 | $49.7B | 3.20% | |
| 4 | IJHiShares S&P Mid Cap Index | 207,023 | $36.0B | 2.32% | |
| 5 | IWMiShares Russell 2000 Index | 180,651 | $25.5B | 1.64% | |
| 6 | IEMGiShares Core MSCI Emerging Mkt | 488,191 | $24.4B | 1.57% | |
| 7 | AAPLApple Inc | 165,381 | $23.8B | 1.53% | Put |
| 8 | —UBS E-TRACS Alerian MLP Infras | 876,137 | $23.4B | 1.50% | |
| 9 | SDYSPDR S&P Dividend ETF | 260,302 | $23.1B | 1.49% | |
| 10 | EFAiShares MSCI EAFE Index | 342,865 | $22.4B | 1.44% | |
| 11 | JPMJPMorgan Chase & Co. | 223,041 | $20.4B | 1.31% | |
| 12 | —PowerShares QQQ | 148,064 | $20.4B | 1.31% | |
| 13 | JNJJohnson & Johnson | 149,066 | $19.7B | 1.27% | |
| 14 | IWFiShares Russell 1000 Growth In | 162,495 | $19.3B | 1.25% | |
| 15 | AQLTiShares Core MSCI EAFE | 308,861 | $18.8B | 1.21% | |
| 16 | CMCSAComcast Corp. Cl A | 454,624 | $17.7B | 1.14% | |
| 17 | IJRiShares S&P Small Cap Index | 246,228 | $17.3B | 1.11% | |
| 18 | IJKiShares S&P Mid Cap 400 Growth | 84,316 | $16.6B | 1.07% | |
| 19 | IJJiShares S&P Mid Cap Barra Valu | 109,911 | $16.3B | 1.05% | |
| 20 | MSFTMicrosoft Corporation | 233,883 | $16.1B | 1.04% | |
| 21 | —JPM S&P 500 Nt due 12/6/18 | 14,390,000 | $16.0B | 1.03% | |
| 22 | UNHUnitedHealth Group Inc | 79,903 | $14.8B | 0.95% | |
| 23 | BABoeing Company | 71,560 | $14.2B | 0.91% | |
| 24 | GEGeneral Electric Company | 513,044 | $13.9B | 0.89% | |
| 25 | INTCIntel Corp | 394,454 | $13.3B | 0.86% | |
| 26 | QCOMQualcomm Incorporated | 238,257 | $13.2B | 0.85% | |
| 27 | AMGNAmgen Inc | 73,732 | $12.7B | 0.82% | |
| 28 | ABTAbbott Laboratories | 260,686 | $12.7B | 0.82% | |
| 29 | NEENextEra Energy | 89,741 | $12.6B | 0.81% | |
| 30 | HDHome Depot, Inc. | 81,542 | $12.5B | 0.81% | |
| 31 | WFCWells Fargo & Company | 221,641 | $12.3B | 0.79% | |
| 32 | —GS EEM Nt due 12/6/18 | 9,880,000 | $12.2B | 0.78% | |
| 33 | CBChubb Ltd | 82,341 | $12.0B | 0.77% | |
| 34 | PEPPepsiCo, Inc. | 101,304 | $11.7B | 0.75% | |
| 35 | RTN1USDRaytheon Company | 72,283 | $11.7B | 0.75% | |
| 36 | DBEFDeutsche X Tracks MSCI EAFE | 377,169 | $11.3B | 0.73% | |
| 37 | IWDiShares Russell 1000 Value Ind | 93,532 | $10.9B | 0.70% | |
| 38 | VWOVanguard FTSE Emerging Markets | 266,352 | $10.9B | 0.70% | |
| 39 | —MS EFA Nt Due 12/8/18 | 9,460,000 | $10.8B | 0.70% | |
| 40 | BACBank of America Corp | 436,799 | $10.6B | 0.68% | |
| 41 | EPDEnterprise Products Ptnrs | 387,077 | $10.5B | 0.68% | |
| 42 | AMJEURJPMorgan Alerian MLP Index | 351,198 | $10.4B | 0.67% | |
| 43 | CSCOCisco Systems | 331,731 | $10.4B | 0.67% | |
| 44 | TWXCHFTime Warner Inc | 100,224 | $10.1B | 0.65% | |
| 45 | DEODiageo PLC ADR | 83,307 | $10.0B | 0.64% | |
| 46 | XOMExxon Mobil Corp | 120,279 | $9.7B | 0.63% | |
| 47 | FEZSPDR Euro STOXX 50 ETF | 240,598 | $9.3B | 0.60% | |
| 48 | HONHoneywell International, Inc. | 69,225 | $9.2B | 0.59% | |
| 49 | WEPMagellan Midstream Ptnrs LP | 128,740 | $9.2B | 0.59% | |
| 50 | EEMiShares MSCI Emerg Mkts Indx F | 218,182 | $9.0B | 0.58% | |
| 51 | —JPM S&P 500 Nt due 4/10/19 | 8,005,000 | $8.7B | 0.56% | |
| 52 | NKENike Inc. | 143,718 | $8.5B | 0.55% | |
| 53 | —PwrShares Bldg/Construction ET | 280,377 | $8.4B | 0.54% | |
| 54 | METMetlife Inc. | 151,319 | $8.3B | 0.54% | |
| 55 | —EQT Midstream Partners, LP | 111,303 | $8.3B | 0.54% | |
| 56 | BACVerizon Communications | 185,463 | $8.3B | 0.53% | |
| 57 | —Guggenheim S&P Healthcare Equa | 46,171 | $8.0B | 0.52% | |
| 58 | —Barclays S&P 500 due 7/26/17 | 6,275,000 | $7.8B | 0.50% | |
| 59 | —Alphabet Inc Class C | 8,441 | $7.7B | 0.49% | |
| 60 | CVSCVS Health Corp. | 94,746 | $7.6B | 0.49% | |
| 61 | KMIKinder Morgan, Inc. | 395,173 | $7.6B | 0.49% | |
| 62 | IWOiShares Russell 2000 Growth In | 43,534 | $7.3B | 0.47% | |
| 63 | BMYBristol-Myers Squibb | 131,692 | $7.3B | 0.47% | |
| 64 | —Fidelity Natl Finl Inc New | 162,751 | $7.3B | 0.47% | |
| 65 | VVisa Inc Cl A | 77,385 | $7.3B | 0.47% | |
| 66 | BUDAnheuser-Busch InBev | 64,649 | $7.1B | 0.46% | |
| 67 | MOAltria Group Inc. | 95,481 | $7.1B | 0.46% | |
| 68 | MDLZMondelez Intl Inc Com | 162,669 | $7.0B | 0.45% | |
| 69 | PGProcter & Gamble | 80,073 | $7.0B | 0.45% | |
| 70 | IVEiShares S&P Barra Value Index | 65,328 | $6.9B | 0.44% | |
| 71 | —Valero Energy Partners LP | 149,709 | $6.8B | 0.44% | |
| 72 | BKNGPriceline Group Inc. | 3,643 | $6.8B | 0.44% | |
| 73 | —GS S&P 400 Mid Nt due 4/9/19 | 5,980,000 | $6.6B | 0.42% | |
| 74 | OXYOccidental Petroleum | 109,362 | $6.5B | 0.42% | |
| 75 | IVWiShares S&P 500 Growth | 47,703 | $6.5B | 0.42% | |
| 76 | IWNiShares Russell 2000 Value Ind | 54,660 | $6.5B | 0.42% | |
| 77 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $6.5B | 0.42% | |
| 78 | MPCMarathon Petroleum Corp | 117,449 | $6.1B | 0.40% | |
| 79 | SCZiShares MSCI EAFE Small Cap In | 104,872 | $6.1B | 0.39% | |
| 80 | WYWeyerhauser Corporation | 180,710 | $6.1B | 0.39% | |
| 81 | CVXChevron Corporation | 56,717 | $5.9B | 0.38% | |
| 82 | DISDisney, Walt Co. | 54,107 | $5.7B | 0.37% | |
| 83 | —MS EEM Nt due 4/8/19 | 4,945,000 | $5.4B | 0.35% | |
| 84 | CAHCardinal Health Inc. | 68,315 | $5.3B | 0.34% | |
| 85 | —GS S&P500 buffered equity Nt 9 | 5,000,000 | $5.1B | 0.33% | |
| 86 | —MS SPX Due 2/8/18 | 4,030,000 | $4.9B | 0.32% | |
| 87 | UPSUnited Parcel Service Inc. | 43,883 | $4.9B | 0.31% | |
| 88 | TYLTyler Technologies Inc | 27,235 | $4.8B | 0.31% | |
| 89 | DDominion Energy Midstream Part | 163,710 | $4.7B | 0.30% | |
| 90 | AMZNAmazon.com | 4,816 | $4.7B | 0.30% | |
| 91 | MPLXMPLX LP | 138,803 | $4.6B | 0.30% | |
| 92 | ADBEAdobe Systems | 31,954 | $4.5B | 0.29% | |
| 93 | BRK/BBerkshire Hathaway Class B | 26,325 | $4.5B | 0.29% | |
| 94 | VEAVanguard FTSE Developed Market | 106,424 | $4.4B | 0.28% | |
| 95 | —JPM EAFE Nt due 4/10/2019 | 3,915,000 | $4.3B | 0.28% | |
| 96 | COSTCostco Wholesale Corp | 26,881 | $4.3B | 0.28% | |
| 97 | WESWestern Gas Partners | 76,454 | $4.3B | 0.28% | |
| 98 | DLSWisdomTree Int'l Small Cap Div | 60,413 | $4.2B | 0.27% | |
| 99 | ORCLOracle Corp | 82,123 | $4.1B | 0.27% | |
| 100 | SLBSchlumberger Limited | 60,335 | $4.0B | 0.26% |
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