MAI Capital Management Q1 2024 Filing

Filed May 8, 2024

Portfolio Value

$9.7M

Holdings

1,226

Report Date

Q1 2024

Filing Type

13F-HR

All Holdings (1,226 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	1,363,508	$717K	7.43%
2	MSFTMicrosoft Corp	894,568	$376K	3.90%	Put
3	SPYSPDR S&P 500 ETF TRUST	707,356	$370K	3.83%
4	AAPLApple Inc	1,752,228	$300K	3.11%	Put
5	IJHiShares S&P Mid Cap Index	3,634,459	$221K	2.29%
6	AMZNAmazon Com Inc	957,017	$173K	1.79%	Call
7	IJRiShares S&P Small Cap Index	1,453,740	$161K	1.66%
8	VIGVanguard Dividend Appreciation	866,506	$158K	1.64%
9	VEAVanguard FTSE Developed Mkts E	2,851,957	$143K	1.48%
10	NVDANvidia Corp	153,238	$138K	1.43%	Put
11	IVEiShares S&P Barra Value Index	734,925	$137K	1.42%
12	QQQINVESCO QQQ TR SER 1	279,393	$124K	1.29%
13	IWFiShares Russell 1000 Growth In	363,666	$123K	1.27%
14	AQLTiShares Core MSCI EAFE	1,613,968	$120K	1.24%
15	MDYSPDR S&P Mid Cap 400 ETF	206,272	$115K	1.19%
16	—Alphabet Inc Class C	733,782	$112K	1.16%	Put
17	GOOGLAlphabet Inc Class	710,446	$107K	1.11%	Put
18	VTIVanguard Tot Stock Mrkt ETF	366,076	$95K	0.99%
19	VVisa Inc Class A Shares	339,389	$95K	0.98%
20	VWOVanguard FTSE Emerging Mkts ET	2,177,264	$91K	0.94%
21	IWMiShares Russell 2000 Index	432,249	$91K	0.94%
22	METAMeta Platforms Inc	174,077	$85K	0.88%
23	AVGOBroadcom Inc	62,987	$83K	0.86%	Put
24	HDHome Depot Inc	212,453	$81K	0.84%
25	LLYLilly, Eli Co	103,945	$81K	0.84%	Put
26	IVWiShares S&P 500 Growth	957,104	$81K	0.84%
27	BRK/BBerkshire Hathaway Class B	183,410	$77K	0.80%
28	JNJJohnson and Johnson	487,316	$77K	0.80%
29	IEMGiShares Core MSCI Emerging Mkt	1,475,927	$76K	0.79%
30	UNHUnitedHealth Group Inc	148,806	$74K	0.76%	Put
31	JPMJP Morgan Chase & Co	354,167	$71K	0.73%
32	SHWSherwin Williams Company	203,358	$71K	0.73%
33	PGProcter & Gamble Co	434,243	$70K	0.73%
34	IJKiShares S&P Mid Cap 400 Growth	767,297	$70K	0.73%
35	SDYSPDR S&P Dividend ETF	527,434	$69K	0.72%
36	ABBVAbbvie Inc	370,850	$68K	0.70%
37	RSPInvesco S&P 500 Equal Weight E	396,860	$67K	0.70%
38	COSTCostco Wholesale Corp	90,476	$66K	0.69%
39	QCOMQualcomm Incorporated	345,104	$58K	0.61%	Put
40	IWDiShares Russell 1000 Value Ind	302,622	$54K	0.56%
41	—Cisco Systems Inc	1,010,676	$50K	0.52%
42	PEPPepsico Inc	280,113	$49K	0.51%
43	MAMastercard	99,499	$48K	0.50%
44	ACNAccenture PLC Cl A	134,862	$47K	0.48%
45	ABTAbbott Labs	409,326	$47K	0.48%
46	SCHGSchwab US Large Cap Growth	501,738	$47K	0.48%
47	RTXRTX Corp	472,596	$46K	0.48%	Put
48	PPAInvesco Aerospace Defense ETF	440,366	$45K	0.46%
49	IJJiShares S&P Mid Cap 400 Value	355,658	$42K	0.44%
50	MCDMcDonalds Corp	143,151	$40K	0.42%
51	HONHoneywell Intl Inc	190,422	$39K	0.40%
52	IWNiShares Russell 2000 Value Ind	243,245	$39K	0.40%
53	CBChubb Ltd	146,327	$38K	0.39%
54	BKNGBooking Holdings Inc	10,313	$37K	0.39%
55	BACBank of America Corp	956,435	$36K	0.38%	Call
56	VOOVanguard Index Fds S&P 500	75,402	$36K	0.38%
57	VZVerizon Communicatons Com	860,456	$36K	0.37%
58	XLKSPDR Technology Index	169,974	$35K	0.37%
59	TSMTaiwan Manufacturing Inc	256,275	$35K	0.36%	Call
60	ADBEAdobe Inc	68,131	$34K	0.36%
61	VUGVanguard Growth ETF	96,720	$33K	0.34%
62	NFLXNetflix Inc.	54,728	$33K	0.34%
63	BMYBristol-Myers Squibb Co	609,267	$33K	0.34%
64	ETNEaton Corp Plc	104,594	$33K	0.34%
65	XOMExxon Mobil Corp COM	272,530	$32K	0.33%
66	SBUXStarbucks Corp	336,763	$31K	0.32%
67	CVXCHEVRON CORPORATION	191,719	$30K	0.31%
68	VTWGVanguard Russell 1000 ETF	126,067	$30K	0.31%
69	XLVSPDR Health Care Select	199,218	$29K	0.30%
70	VGTVanguard Information Technolog	54,877	$29K	0.30%
71	EFAiShares MSCI EAFE Index	356,453	$28K	0.29%
72	SYKStryker Corp	78,718	$28K	0.29%
73	WMTWalmart Inc	455,893	$27K	0.28%
74	LOWLOWES COMPANIES INC	107,489	$27K	0.28%	Put
75	EWKiShares MSCI USA Min Volatilit	326,465	$27K	0.28%
76	KOCOCA COLA COM	441,210	$27K	0.28%
77	IWRiShares Russell Mid Cap Index	319,702	$27K	0.28%
78	IWOiShares Russell 2000 Growth In	98,703	$27K	0.28%
79	VBVanguard Small Cap ETF	116,342	$27K	0.28%
80	UNPUnion Pacific Corp	106,655	$26K	0.27%
81	VTVVanguard Value ETF	160,129	$26K	0.27%
82	VHTVanguard Health Care ETF	92,771	$25K	0.26%
83	SCHVSchwab US Large Cap Value	321,644	$24K	0.25%
84	AMTAmerican Tower	123,563	$24K	0.25%
85	PANWPalo Alto Networks Inc.	85,439	$24K	0.25%
86	ORCLOracle Corp	193,164	$24K	0.25%
87	SCHFSchwab International Equity	620,276	$24K	0.25%
88	—Dimensional International Cr E	800,248	$24K	0.25%
89	MRKMerck & Co	180,741	$24K	0.25%
90	COWZPacer US Cash Cows 100 ETF	409,711	$24K	0.25%
91	MDLZMondelez International Inc	326,017	$23K	0.24%
92	VOVanguard Mid Cap Vipers Index	89,754	$22K	0.23%
93	—Intercontinental Exchange, Inc	160,741	$22K	0.23%
94	—FT Cboe Vest U.S. Eq Mod Buffr	640,207	$22K	0.23%
95	IWBiShares Russell 1000	75,608	$22K	0.23%
96	—VanEck Morningstar Wide Moat E	240,459	$22K	0.22%
97	SCHDSchwab US Dividend Equity	260,593	$21K	0.22%
98	COPConocoPhillips	160,744	$20K	0.21%	Put
99	—401(k) Provider Balance	20,129,496	$20K	0.21%
100	AMDAdvanced Micro Devices Inc.	109,808	$20K	0.21%

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