MAI Capital Management Q1 2021 Filing

Filed May 10, 2021

Portfolio Value

$4.5B

Holdings

710

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (710 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVViShares S&P 500 Index	786,505	$312.9M	6.99%
2	MSFTMicrosoft Corporation	792,397	$186.8M	4.18%	Put
3	SPYSPDR S&P 500 ETF	431,703	$171.1M	3.82%
4	AAPLApple Inc	1,136,332	$138.8M	3.10%	Put
5	AMZNAmazon.com	34,506	$106.8M	2.39%	Put
6	HDHome Depot, Inc.	295,166	$90.1M	2.01%	Call
7	METAFacebook	301,749	$88.9M	1.99%	Put
8	MDYSPDR S&P Mid Cap 400 ETF	181,941	$86.6M	1.94%
9	IJHiShares S&P Mid Cap Index	288,241	$75.0M	1.68%
10	—Alphabet Inc Class C	34,447	$71.3M	1.59%	Put
11	VVisa Inc Cl A	321,027	$68.0M	1.52%	Call
12	IJRiShares S&P Small Cap Index	589,548	$64.0M	1.43%
13	VTIVanguard Tot Stock Mrkt ETF	309,097	$63.9M	1.43%
14	IWMiShares Russell 2000 Index	274,907	$60.7M	1.36%
15	—Alphabet Inc Class A	28,052	$57.9M	1.29%
16	AQLTiShares Core MSCI EAFE	754,611	$54.4M	1.22%
17	IVEiShares S&P Barra Value Index	383,306	$54.1M	1.21%
18	JPMJPMorgan Chase & Co.	327,355	$49.8M	1.11%
19	IEMGiShares Core MSCI Emerging Mkt	773,900	$49.8M	1.11%
20	JNJJohnson & Johnson	303,021	$49.8M	1.11%
21	SHWSherwin Williams Company	64,726	$47.8M	1.07%	Put
22	IWFiShares Russell 1000 Growth In	190,518	$46.3M	1.03%
23	IJKiShares S&P Mid Cap 400 Growth	559,610	$43.9M	0.98%
24	—Epam Systems Inc	104,853	$41.6M	0.93%
25	CMCSAComcast Corp. Cl A	723,511	$39.1M	0.88%
26	QCOMQualcomm Incorporated	293,988	$39.0M	0.87%	Put
27	ADBEAdobe Inc	77,526	$36.9M	0.82%	Put
28	NDQInvesco QQQ Trust	115,387	$36.8M	0.82%	Call
29	ABTAbbott Laboratories	305,447	$36.6M	0.82%
30	UNHUnitedHealth Group Inc	93,139	$34.7M	0.77%	Put
31	IVWiShares S&P 500 Growth	526,357	$34.3M	0.77%
32	SDYSPDR S&P Dividend ETF	275,767	$32.5M	0.73%
33	VEAVanguard FTSE Developed Mkts E	654,307	$32.1M	0.72%
34	PYPLPayPal Holdings, Inc	131,397	$31.9M	0.71%
35	LMTLockheed Martin	79,546	$29.4M	0.66%
36	VWOVanguard FTSE Emerging Mkts ET	558,036	$29.0M	0.65%
37	NEENextEra Energy	378,165	$28.6M	0.64%
38	IJJiShares S&P Mid Cap 400 Value	279,048	$28.4M	0.64%
39	HONHoneywell International, Inc.	129,939	$28.2M	0.63%
40	LOWLowe's Cos.	147,642	$28.1M	0.63%
41	IWNiShares Russell 2000 Value Ind	171,570	$27.4M	0.61%
42	CSCOCisco Systems	517,282	$26.7M	0.60%
43	ABBVAbbVie Inc.	244,835	$26.5M	0.59%	Put
44	MAMastercard	74,235	$26.4M	0.59%
45	IWDiShares Russell 1000 Value Ind	173,670	$26.3M	0.59%
46	PEPPepsiCo, Inc.	185,408	$26.2M	0.59%
47	TSMTaiwan Semiconductor Manufactu	214,467	$25.4M	0.57%
48	DISDisney, Walt Co.	134,943	$24.9M	0.56%	Call
49	BACVerizon Communications	416,113	$24.2M	0.54%
50	LLYLilly, Eli Co	121,465	$22.7M	0.51%	Call
51	VIGVanguard Dividend Appreciation	153,707	$22.6M	0.51%
52	SYKStryker Corp.	85,417	$20.8M	0.47%
53	MCDMcDonalds Corp	90,773	$20.3M	0.45%
54	RTXRaytheon Technologies Corp	263,228	$20.3M	0.45%
55	ROKURoku Inc	62,377	$20.3M	0.45%
56	FDXFedex	70,313	$20.0M	0.45%
57	BRK/BBerkshire Hathaway Class B	77,426	$19.8M	0.44%
58	BACBank of America Corp	505,555	$19.6M	0.44%	Call
59	ATVIEURActivision Blizzard Inc	207,784	$19.3M	0.43%
60	ETNEaton Corporation	138,480	$19.1M	0.43%
61	EFAiShares MSCI EAFE Index	251,017	$19.0M	0.43%
62	SBUXStarbucks Corp	171,587	$18.7M	0.42%
63	ACNAccenture PLC Cl A	67,761	$18.7M	0.42%
64	AMTAmerican Tower	74,259	$17.8M	0.40%
65	AMGNAmgen Inc	70,322	$17.5M	0.39%
66	CVSCVS Health Corp.	229,367	$17.3M	0.39%
67	BDXBecton Dickinson & Company	70,713	$17.2M	0.38%
68	AMATApplied Materials	128,171	$17.1M	0.38%
69	IWOiShares Russell 2000 Growth In	56,057	$16.9M	0.38%
70	AVGOBroadcom Inc	35,870	$16.6M	0.37%	Put
71	TA T & T Corp New	543,583	$16.5M	0.37%
72	—RBC SPX 6-16-21 20 buff	12,225,000	$16.3M	0.36%
73	CBChubb Ltd	102,825	$16.2M	0.36%
74	BSXBoston Scientific Corp	397,471	$15.4M	0.34%
75	DEODiageo PLC ADR	92,405	$15.2M	0.34%
76	MDTMedtronic Plc	126,234	$14.9M	0.33%
77	OTISOtis Worldwide Corp	217,058	$14.9M	0.33%
78	COSTCostco Wholesale Corp	41,530	$14.6M	0.33%	Put
79	NKENike Inc.	109,972	$14.6M	0.33%
80	ADSKAutodesk	51,278	$14.2M	0.32%
81	BABoeing Company	53,290	$13.6M	0.30%
82	MDLZMondelez Intl Inc Com	231,813	$13.6M	0.30%
83	CHTRCharter Communications Inc	21,966	$13.6M	0.30%
84	IWRiShares Russell Mid Cap Index	178,735	$13.2M	0.30%
85	ORCLOracle Corp	185,303	$13.0M	0.29%
86	APDAir Products & Chemicals Inc	45,994	$12.9M	0.29%
87	TXNTexas Instruments	66,842	$12.6M	0.28%
88	—GS MXEF 6-16-21 20 buff	8,565,000	$12.3M	0.28%
89	BMYBristol-Myers Squibb	192,501	$12.2M	0.27%
90	PGProcter & Gamble	84,494	$11.4M	0.26%
91	MTCHMatch Group Inc NEW	82,593	$11.3M	0.25%
92	UNPUnion Pacific Corp	51,469	$11.3M	0.25%
93	SCHXSchwab US Large Cap ETF	117,213	$11.3M	0.25%
94	MRKMerck & Co	145,775	$11.2M	0.25%
95	DPZDomino's Pizza Inc	30,521	$11.2M	0.25%
96	—Global X US Infrastructure Dev	444,956	$11.2M	0.25%
97	TIGOMillicom International Cellula	290,405	$11.1M	0.25%
98	—RBC SPX 10-15-21 20 buff	8,990,000	$11.0M	0.25%
99	DYHTarget	55,312	$11.0M	0.24%
100	—JPM MXEA 6-16-21 20 buff	7,930,000	$10.9M	0.24%

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