MAI Capital Management Q1 2021 Filing
Filed May 10, 2021
Portfolio Value
$4.5T
Holdings
710
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (710 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 786,505 | $312.9B | 6.99% | |
| 2 | MSFTMicrosoft Corporation | 792,397 | $186.8B | 4.18% | Put |
| 3 | SPYSPDR S&P 500 ETF | 431,703 | $171.1B | 3.82% | |
| 4 | AAPLApple Inc | 1,136,332 | $138.8B | 3.10% | Put |
| 5 | AMZNAmazon.com | 34,506 | $106.8B | 2.39% | Put |
| 6 | HDHome Depot, Inc. | 295,166 | $90.1B | 2.01% | Call |
| 7 | METAFacebook | 301,749 | $88.9B | 1.99% | Put |
| 8 | MDYSPDR S&P Mid Cap 400 ETF | 181,941 | $86.6B | 1.94% | |
| 9 | IJHiShares S&P Mid Cap Index | 288,241 | $75.0B | 1.68% | |
| 10 | —Alphabet Inc Class C | 34,447 | $71.3B | 1.59% | Put |
| 11 | VVisa Inc Cl A | 321,027 | $68.0B | 1.52% | Call |
| 12 | IJRiShares S&P Small Cap Index | 589,548 | $64.0B | 1.43% | |
| 13 | VTIVanguard Tot Stock Mrkt ETF | 309,097 | $63.9B | 1.43% | |
| 14 | IWMiShares Russell 2000 Index | 274,907 | $60.7B | 1.36% | |
| 15 | —Alphabet Inc Class A | 28,052 | $57.9B | 1.29% | |
| 16 | AQLTiShares Core MSCI EAFE | 754,611 | $54.4B | 1.22% | |
| 17 | IVEiShares S&P Barra Value Index | 383,306 | $54.1B | 1.21% | |
| 18 | JPMJPMorgan Chase & Co. | 327,355 | $49.8B | 1.11% | |
| 19 | IEMGiShares Core MSCI Emerging Mkt | 773,900 | $49.8B | 1.11% | |
| 20 | JNJJohnson & Johnson | 303,021 | $49.8B | 1.11% | |
| 21 | SHWSherwin Williams Company | 64,726 | $47.8B | 1.07% | Put |
| 22 | IWFiShares Russell 1000 Growth In | 190,518 | $46.3B | 1.03% | |
| 23 | IJKiShares S&P Mid Cap 400 Growth | 559,610 | $43.9B | 0.98% | |
| 24 | —Epam Systems Inc | 104,853 | $41.6B | 0.93% | |
| 25 | CMCSAComcast Corp. Cl A | 723,511 | $39.1B | 0.88% | |
| 26 | QCOMQualcomm Incorporated | 293,988 | $39.0B | 0.87% | Put |
| 27 | ADBEAdobe Inc | 77,526 | $36.9B | 0.82% | Put |
| 28 | NDQInvesco QQQ Trust | 115,387 | $36.8B | 0.82% | Call |
| 29 | ABTAbbott Laboratories | 305,447 | $36.6B | 0.82% | |
| 30 | UNHUnitedHealth Group Inc | 93,139 | $34.7B | 0.77% | Put |
| 31 | IVWiShares S&P 500 Growth | 526,357 | $34.3B | 0.77% | |
| 32 | SDYSPDR S&P Dividend ETF | 275,767 | $32.5B | 0.73% | |
| 33 | VEAVanguard FTSE Developed Mkts E | 654,307 | $32.1B | 0.72% | |
| 34 | PYPLPayPal Holdings, Inc | 131,397 | $31.9B | 0.71% | |
| 35 | LMTLockheed Martin | 79,546 | $29.4B | 0.66% | |
| 36 | VWOVanguard FTSE Emerging Mkts ET | 558,036 | $29.0B | 0.65% | |
| 37 | NEENextEra Energy | 378,165 | $28.6B | 0.64% | |
| 38 | IJJiShares S&P Mid Cap 400 Value | 279,048 | $28.4B | 0.64% | |
| 39 | HONHoneywell International, Inc. | 129,939 | $28.2B | 0.63% | |
| 40 | LOWLowe's Cos. | 147,642 | $28.1B | 0.63% | |
| 41 | IWNiShares Russell 2000 Value Ind | 171,570 | $27.4B | 0.61% | |
| 42 | CSCOCisco Systems | 517,282 | $26.7B | 0.60% | |
| 43 | ABBVAbbVie Inc. | 244,835 | $26.5B | 0.59% | Put |
| 44 | MAMastercard | 74,235 | $26.4B | 0.59% | |
| 45 | IWDiShares Russell 1000 Value Ind | 173,670 | $26.3B | 0.59% | |
| 46 | PEPPepsiCo, Inc. | 185,408 | $26.2B | 0.59% | |
| 47 | TSMTaiwan Semiconductor Manufactu | 214,467 | $25.4B | 0.57% | |
| 48 | DISDisney, Walt Co. | 134,943 | $24.9B | 0.56% | Call |
| 49 | BACVerizon Communications | 416,113 | $24.2B | 0.54% | |
| 50 | LLYLilly, Eli Co | 121,465 | $22.7B | 0.51% | Call |
| 51 | VIGVanguard Dividend Appreciation | 153,707 | $22.6B | 0.51% | |
| 52 | SYKStryker Corp. | 85,417 | $20.8B | 0.47% | |
| 53 | MCDMcDonalds Corp | 90,773 | $20.3B | 0.45% | |
| 54 | RTXRaytheon Technologies Corp | 263,228 | $20.3B | 0.45% | |
| 55 | ROKURoku Inc | 62,377 | $20.3B | 0.45% | |
| 56 | FDXFedex | 70,313 | $20.0B | 0.45% | |
| 57 | BRK/BBerkshire Hathaway Class B | 77,426 | $19.8B | 0.44% | |
| 58 | BACBank of America Corp | 505,555 | $19.6B | 0.44% | Call |
| 59 | ATVIEURActivision Blizzard Inc | 207,784 | $19.3B | 0.43% | |
| 60 | ETNEaton Corporation | 138,480 | $19.1B | 0.43% | |
| 61 | EFAiShares MSCI EAFE Index | 251,017 | $19.0B | 0.43% | |
| 62 | SBUXStarbucks Corp | 171,587 | $18.7B | 0.42% | |
| 63 | ACNAccenture PLC Cl A | 67,761 | $18.7B | 0.42% | |
| 64 | AMTAmerican Tower | 74,259 | $17.8B | 0.40% | |
| 65 | AMGNAmgen Inc | 70,322 | $17.5B | 0.39% | |
| 66 | CVSCVS Health Corp. | 229,367 | $17.3B | 0.39% | |
| 67 | BDXBecton Dickinson & Company | 70,713 | $17.2B | 0.38% | |
| 68 | AMATApplied Materials | 128,171 | $17.1B | 0.38% | |
| 69 | IWOiShares Russell 2000 Growth In | 56,057 | $16.9B | 0.38% | |
| 70 | AVGOBroadcom Inc | 35,870 | $16.6B | 0.37% | Put |
| 71 | TA T & T Corp New | 543,583 | $16.5B | 0.37% | |
| 72 | —RBC SPX 6-16-21 20 buff | 12,225,000 | $16.3B | 0.36% | |
| 73 | CBChubb Ltd | 102,825 | $16.2B | 0.36% | |
| 74 | BSXBoston Scientific Corp | 397,471 | $15.4B | 0.34% | |
| 75 | DEODiageo PLC ADR | 92,405 | $15.2B | 0.34% | |
| 76 | MDTMedtronic Plc | 126,234 | $14.9B | 0.33% | |
| 77 | OTISOtis Worldwide Corp | 217,058 | $14.9B | 0.33% | |
| 78 | COSTCostco Wholesale Corp | 41,530 | $14.6B | 0.33% | Put |
| 79 | NKENike Inc. | 109,972 | $14.6B | 0.33% | |
| 80 | ADSKAutodesk | 51,278 | $14.2B | 0.32% | |
| 81 | BABoeing Company | 53,290 | $13.6B | 0.30% | |
| 82 | MDLZMondelez Intl Inc Com | 231,813 | $13.6B | 0.30% | |
| 83 | CHTRCharter Communications Inc | 21,966 | $13.6B | 0.30% | |
| 84 | IWRiShares Russell Mid Cap Index | 178,735 | $13.2B | 0.30% | |
| 85 | ORCLOracle Corp | 185,303 | $13.0B | 0.29% | |
| 86 | APDAir Products & Chemicals Inc | 45,994 | $12.9B | 0.29% | |
| 87 | TXNTexas Instruments | 66,842 | $12.6B | 0.28% | |
| 88 | —GS MXEF 6-16-21 20 buff | 8,565,000 | $12.3B | 0.28% | |
| 89 | BMYBristol-Myers Squibb | 192,501 | $12.2B | 0.27% | |
| 90 | PGProcter & Gamble | 84,494 | $11.4B | 0.26% | |
| 91 | MTCHMatch Group Inc NEW | 82,593 | $11.3B | 0.25% | |
| 92 | UNPUnion Pacific Corp | 51,469 | $11.3B | 0.25% | |
| 93 | SCHXSchwab US Large Cap ETF | 117,213 | $11.3B | 0.25% | |
| 94 | MRKMerck & Co | 145,775 | $11.2B | 0.25% | |
| 95 | DPZDomino's Pizza Inc | 30,521 | $11.2B | 0.25% | |
| 96 | —Global X US Infrastructure Dev | 444,956 | $11.2B | 0.25% | |
| 97 | TIGOMillicom International Cellula | 290,405 | $11.1B | 0.25% | |
| 98 | —RBC SPX 10-15-21 20 buff | 8,990,000 | $11.0B | 0.25% | |
| 99 | DYHTarget | 55,312 | $11.0B | 0.24% | |
| 100 | —JPM MXEA 6-16-21 20 buff | 7,930,000 | $10.9B | 0.24% |
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