MAI Capital Management Q1 2020 Filing
Filed April 16, 2020
Portfolio Value
$2.5T
Holdings
524
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (524 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVViShares S&P 500 Index | 662,084 | $171.1B | 6.98% | |
| 2 | MSFTMicrosoft Corporation | 836,587 | $131.9B | 5.38% | Put |
| 3 | SPYSPDR S&P 500 ETF | 386,868 | $99.7B | 4.07% | |
| 4 | AAPLApple Inc | 252,745 | $64.3B | 2.62% | Put |
| 5 | —Epam Systems Inc | 331,647 | $61.6B | 2.51% | |
| 6 | AMZNAmazon.com | 30,597 | $59.7B | 2.43% | |
| 7 | METAFacebook | 311,041 | $51.9B | 2.12% | Put |
| 8 | MDYSPDR S&P Mid Cap 400 ETF | 182,006 | $47.8B | 1.95% | |
| 9 | —Alphabet Inc Class C | 38,201 | $44.4B | 1.81% | |
| 10 | VVisa Inc Cl A | 268,010 | $43.2B | 1.76% | Call |
| 11 | HDHome Depot, Inc. | 222,137 | $41.5B | 1.69% | Put |
| 12 | IJHiShares S&P Mid Cap Index | 283,002 | $40.7B | 1.66% | |
| 13 | JNJJohnson & Johnson | 240,746 | $31.6B | 1.29% | |
| 14 | IWMiShares Russell 2000 Index | 274,484 | $31.4B | 1.28% | |
| 15 | MAMastercard | 127,191 | $30.7B | 1.25% | |
| 16 | AQLTiShares Core MSCI EAFE | 581,740 | $29.0B | 1.18% | |
| 17 | TIGOMillicom International Cellula | 1,015,893 | $28.9B | 1.18% | |
| 18 | —Alphabet Inc Class A | 24,401 | $28.4B | 1.16% | Call |
| 19 | IEMGiShares Core MSCI Emerging Mkt | 683,010 | $27.6B | 1.13% | |
| 20 | IVEiShares S&P Barra Value Index | 286,291 | $27.6B | 1.12% | |
| 21 | IJRiShares S&P Small Cap Index | 482,840 | $27.1B | 1.11% | |
| 22 | JPMJPMorgan Chase & Co. | 287,215 | $25.9B | 1.06% | |
| 23 | IWFiShares Russell 1000 Growth In | 169,426 | $25.5B | 1.04% | |
| 24 | BABAAlibaba Group Holding Limited | 127,958 | $24.9B | 1.02% | |
| 25 | UNHUnitedHealth Group Inc | 94,898 | $23.7B | 0.97% | Put |
| 26 | IJKiShares S&P Mid Cap 400 Growth | 127,481 | $22.8B | 0.93% | |
| 27 | SDYSPDR S&P Dividend ETF | 274,756 | $21.9B | 0.90% | |
| 28 | ABTAbbott Laboratories | 276,194 | $21.8B | 0.89% | |
| 29 | VTIVanguard Tot Stock Mrkt ETF | 167,358 | $21.6B | 0.88% | |
| 30 | NDQInvesco QQQ Trust | 107,403 | $20.4B | 0.83% | |
| 31 | INTCIntel Corp | 376,832 | $20.4B | 0.83% | Put |
| 32 | CMCSAComcast Corp. Cl A | 586,696 | $20.2B | 0.82% | Call |
| 33 | NEENextEra Energy | 83,306 | $20.0B | 0.82% | |
| 34 | CSCOCisco Systems | 495,212 | $19.5B | 0.79% | Call |
| 35 | SHWSherwin Williams Company | 41,964 | $19.3B | 0.79% | Call |
| 36 | IVWiShares S&P 500 Growth | 114,021 | $18.8B | 0.77% | |
| 37 | PEPPepsiCo, Inc. | 156,276 | $18.8B | 0.77% | Call |
| 38 | QCOMQualcomm Incorporated | 258,639 | $17.5B | 0.71% | Put |
| 39 | ADBEAdobe Inc | 52,478 | $16.7B | 0.68% | Put |
| 40 | IJJiShares S&P Mid Cap 400 Value | 147,072 | $16.1B | 0.66% | |
| 41 | AMGNAmgen Inc | 79,411 | $16.1B | 0.66% | |
| 42 | VWOVanguard FTSE Emerging Mkts ET | 476,662 | $16.0B | 0.65% | |
| 43 | BACVerizon Communications | 294,010 | $15.8B | 0.64% | Put |
| 44 | IWDiShares Russell 1000 Value Ind | 152,799 | $15.2B | 0.62% | |
| 45 | HONHoneywell International, Inc. | 110,771 | $14.8B | 0.60% | |
| 46 | TA T & T Corp New | 489,759 | $14.3B | 0.58% | |
| 47 | EFAiShares MSCI EAFE Index | 259,698 | $13.9B | 0.57% | |
| 48 | MRKMerck & Co | 173,945 | $13.4B | 0.55% | |
| 49 | VEAVanguard FTSE Developed Mkts E | 379,420 | $12.7B | 0.52% | |
| 50 | BRK/BBerkshire Hathaway Class B | 69,106 | $12.6B | 0.52% | Call |
| 51 | —RBC SPX 6-16-21 20 buff | 12,415,000 | $12.6B | 0.52% | |
| 52 | NKENike Inc. | 141,021 | $11.7B | 0.48% | |
| 53 | AMTAmerican Tower | 51,368 | $11.2B | 0.46% | |
| 54 | CBChubb Ltd | 98,330 | $11.0B | 0.45% | |
| 55 | COSTCostco Wholesale Corp | 38,422 | $11.0B | 0.45% | |
| 56 | KMIKinder Morgan, Inc. | 766,432 | $10.7B | 0.44% | |
| 57 | BACBank of America Corp | 499,639 | $10.6B | 0.43% | |
| 58 | CVSCVS Health Corp. | 175,215 | $10.4B | 0.42% | |
| 59 | DEODiageo PLC ADR | 81,493 | $10.4B | 0.42% | |
| 60 | RTN1USDRaytheon Company | 78,428 | $10.3B | 0.42% | |
| 61 | MDLZMondelez Intl Inc Com | 196,504 | $9.8B | 0.40% | |
| 62 | ETNEaton Corporation | 126,089 | $9.8B | 0.40% | |
| 63 | DISDisney, Walt Co. | 98,400 | $9.5B | 0.39% | Call |
| 64 | TRVCCitigroup | 212,717 | $9.0B | 0.37% | |
| 65 | IWOiShares Russell 2000 Growth In | 55,932 | $8.8B | 0.36% | |
| 66 | —RBC SPX 10-15-21 20 buff | 9,410,000 | $8.7B | 0.35% | |
| 67 | BKNGBooking Holdings Inc | 6,315 | $8.5B | 0.35% | |
| 68 | PGProcter & Gamble | 76,103 | $8.4B | 0.34% | |
| 69 | BMYBristol-Myers Squibb | 150,179 | $8.4B | 0.34% | |
| 70 | ORCLOracle Corp | 173,181 | $8.4B | 0.34% | |
| 71 | LOWLowe's Cos. | 92,302 | $7.9B | 0.32% | |
| 72 | MDTMedtronic Plc | 88,050 | $7.9B | 0.32% | |
| 73 | —GS MXEF 6-16-21 20 buff | 8,765,000 | $7.9B | 0.32% | |
| 74 | —JPM MXEA 6-16-21 20 buff | 8,090,000 | $7.6B | 0.31% | |
| 75 | MCDMcDonalds Corp | 45,532 | $7.5B | 0.31% | |
| 76 | LMTLockheed Martin | 21,943 | $7.4B | 0.30% | |
| 77 | SCHXSchwab US Large Cap ETF | 118,646 | $7.3B | 0.30% | |
| 78 | RSPHInvesco S&P 500 Healthcare | 37,696 | $7.1B | 0.29% | |
| 79 | —GS SPX 8-11-22 20 buff | 8,615,000 | $7.1B | 0.29% | |
| 80 | AVGOBroadcom Inc | 28,074 | $6.7B | 0.27% | |
| 81 | ABBVAbbVie Inc. | 86,192 | $6.6B | 0.27% | |
| 82 | —BNS MID 10-15-21 20 buff | 7,760,000 | $6.4B | 0.26% | |
| 83 | TYLTyler Technologies Inc | 21,115 | $6.3B | 0.26% | Put |
| 84 | STZConstellation Brands Inc. | 43,575 | $6.2B | 0.25% | |
| 85 | IWNiShares Russell 2000 Value Ind | 75,211 | $6.2B | 0.25% | |
| 86 | WFCWells Fargo & Company | 212,530 | $6.1B | 0.25% | |
| 87 | UPSUnited Parcel Service Inc. | 64,057 | $6.0B | 0.24% | |
| 88 | UTXZUnited Technologies | 62,675 | $5.9B | 0.24% | |
| 89 | XLNXEURXilinx Inc | 75,583 | $5.9B | 0.24% | |
| 90 | EEMiShares MSCI Emerg Mkts Indx F | 169,930 | $5.8B | 0.24% | |
| 91 | GSLCGS Activebeta Large Cap ETF | 110,584 | $5.8B | 0.24% | |
| 92 | CVXChevron Corporation | 79,060 | $5.7B | 0.23% | |
| 93 | SCZiShares MSCI EAFE Small Cap In | 126,667 | $5.7B | 0.23% | |
| 94 | METMetlife Inc. | 181,750 | $5.6B | 0.23% | |
| 95 | BABoeing Company | 36,302 | $5.4B | 0.22% | |
| 96 | EPDEnterprise Products Ptnrs | 365,134 | $5.2B | 0.21% | |
| 97 | PFEPfizer Inc | 156,440 | $5.1B | 0.21% | |
| 98 | —GS RTY 5-21-20 10 buff | 5,045,000 | $4.9B | 0.20% | |
| 99 | WMTWalmart Inc | 43,361 | $4.9B | 0.20% | |
| 100 | WQTMWisdomtree Midcap Dividend | 203,097 | $4.9B | 0.20% |
Page 1 of 6Next