MAI Capital Management Q1 2019 Filing
Filed April 29, 2019
Portfolio Value
$2.0T
Holdings
462
Report Date
Q1 2019
Filing Type
13F-HR
All Holdings (462 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 388,618 | $109.8B | 5.62% | |
| 2 | IVViShares S&P 500 Index | 317,210 | $90.3B | 4.62% | |
| 3 | MDYSPDR S&P Mid Cap 400 ETF | 191,449 | $66.1B | 3.39% | |
| 4 | IJHiShares S&P Mid Cap Index | 268,333 | $50.8B | 2.60% | |
| 5 | MSFTMicrosoft Corporation | 337,809 | $39.8B | 2.04% | Put |
| 6 | AAPLApple Inc | 209,060 | $39.7B | 2.03% | Put |
| 7 | IEMGiShares Core MSCI Emerging Mkt | 657,850 | $34.0B | 1.74% | |
| 8 | IWMiShares Russell 2000 Index | 185,844 | $28.5B | 1.46% | |
| 9 | SDYSPDR S&P Dividend ETF | 283,976 | $28.2B | 1.45% | |
| 10 | IVEiShares S&P Barra Value Index | 237,742 | $26.8B | 1.37% | |
| 11 | IJRiShares S&P Small Cap Index | 344,214 | $26.6B | 1.36% | |
| 12 | IWFiShares Russell 1000 Growth In | 170,342 | $25.8B | 1.32% | |
| 13 | IJKiShares S&P Mid Cap 400 Growth | 116,971 | $25.6B | 1.31% | |
| 14 | JNJJohnson & Johnson | 182,237 | $25.5B | 1.30% | |
| 15 | AQLTiShares Core MSCI EAFE | 410,837 | $25.0B | 1.28% | |
| 16 | INTCIntel Corp | 448,948 | $24.1B | 1.23% | Put |
| 17 | JPMJPMorgan Chase & Co. | 235,960 | $23.9B | 1.22% | |
| 18 | IJJiShares S&P Mid Cap 400 Value | 151,539 | $23.8B | 1.22% | |
| 19 | ABTAbbott Laboratories | 268,564 | $21.5B | 1.10% | Put |
| 20 | UNHUnitedHealth Group Inc | 84,131 | $20.8B | 1.07% | |
| 21 | BABoeing Company | 54,125 | $20.6B | 1.06% | |
| 22 | NDQInvesco QQQ Trust | 114,749 | $20.6B | 1.06% | |
| 23 | VTIVanguard Tot Stock Mrkt ETF | 141,049 | $20.4B | 1.05% | |
| 24 | EFAiShares MSCI EAFE Index | 304,350 | $19.7B | 1.01% | |
| 25 | CSCOCisco Systems | 363,625 | $19.6B | 1.01% | |
| 26 | CMCSAComcast Corp. Cl A | 486,626 | $19.5B | 1.00% | |
| 27 | IVWiShares S&P 500 Growth | 111,952 | $19.3B | 0.99% | |
| 28 | NEENextEra Energy | 93,285 | $18.0B | 0.92% | |
| 29 | HDHome Depot, Inc. | 92,181 | $17.7B | 0.91% | |
| 30 | IWDiShares Russell 1000 Value Ind | 141,204 | $17.4B | 0.89% | |
| 31 | VVisa Inc Cl A | 107,470 | $16.8B | 0.86% | |
| 32 | VWOVanguard FTSE Emerging Mkts ET | 363,776 | $15.5B | 0.79% | |
| 33 | QCOMQualcomm Incorporated | 270,190 | $15.4B | 0.79% | Put |
| 34 | AMGNAmgen Inc | 77,948 | $14.8B | 0.76% | |
| 35 | TA T & T Corp New | 460,434 | $14.4B | 0.74% | |
| 36 | XLNXEURXilinx Inc | 113,445 | $14.4B | 0.74% | |
| 37 | AMZNAmazon.com | 7,790 | $13.9B | 0.71% | |
| 38 | PEPPepsiCo, Inc. | 112,877 | $13.8B | 0.71% | |
| 39 | RTN1USDRaytheon Company | 75,188 | $13.7B | 0.70% | |
| 40 | —RBC SPX due 6/16/21 | 12,640,000 | $13.6B | 0.69% | |
| 41 | BACVerizon Communications | 224,037 | $13.2B | 0.68% | Put |
| 42 | BACBank of America Corp | 478,621 | $13.2B | 0.68% | |
| 43 | KMIKinder Morgan, Inc. | 659,492 | $13.2B | 0.68% | |
| 44 | DBEFDeutsche X Tracks MSCI EAFE | 415,886 | $13.0B | 0.66% | |
| 45 | DEODiageo PLC ADR | 74,107 | $12.1B | 0.62% | |
| 46 | HONHoneywell International, Inc. | 75,829 | $12.1B | 0.62% | |
| 47 | CBChubb Ltd | 84,653 | $11.9B | 0.61% | |
| 48 | —MS SPX Nt 2/6/20 | 10,207,000 | $11.6B | 0.59% | |
| 49 | EPDEnterprise Products Ptnrs | 397,028 | $11.6B | 0.59% | |
| 50 | TRVCCitigroup | 184,784 | $11.5B | 0.59% | |
| 51 | NKENike Inc. | 128,264 | $10.8B | 0.55% | |
| 52 | —Alphabet Inc Class C | 9,191 | $10.8B | 0.55% | |
| 53 | WFCWells Fargo & Company | 220,681 | $10.7B | 0.55% | |
| 54 | IWOiShares Russell 2000 Growth In | 51,671 | $10.2B | 0.52% | |
| 55 | —GS MSCI EM due 6/16/21 | 8,790,000 | $9.6B | 0.49% | |
| 56 | —JPM S&P 500 Nt due 4/10/19 | 7,465,000 | $9.2B | 0.47% | |
| 57 | —Alphabet Inc Class A | 7,678 | $9.0B | 0.46% | |
| 58 | —JPM MSCI EAFE due 6/16/21 | 8,240,000 | $8.8B | 0.45% | |
| 59 | COSTCostco Wholesale Corp | 35,930 | $8.7B | 0.45% | |
| 60 | ETNEaton Corporation | 106,182 | $8.6B | 0.44% | |
| 61 | ORCLOracle Corp | 158,713 | $8.5B | 0.44% | |
| 62 | BRK/BBerkshire Hathaway Class B | 42,215 | $8.5B | 0.43% | |
| 63 | IWNiShares Russell 2000 Value Ind | 70,598 | $8.5B | 0.43% | |
| 64 | —UBS E-TRACS Alerian MLP Infras | 371,158 | $8.4B | 0.43% | |
| 65 | ADBEAdobe Inc | 31,628 | $8.4B | 0.43% | |
| 66 | EEMiShares MSCI Emerg Mkts Indx F | 193,949 | $8.3B | 0.43% | |
| 67 | CVXChevron Corporation | 66,592 | $8.2B | 0.42% | |
| 68 | VEAVanguard FTSE Developed Mkts E | 200,677 | $8.2B | 0.42% | |
| 69 | PGProcter & Gamble | 77,963 | $8.1B | 0.42% | |
| 70 | DISDisney, Walt Co. | 72,046 | $8.0B | 0.41% | |
| 71 | MDLZMondelez Intl Inc Com | 157,763 | $7.9B | 0.40% | |
| 72 | MOAltria Group Inc. | 134,197 | $7.7B | 0.39% | |
| 73 | RSPHInvesco S&P 500 Healthcare | 38,696 | $7.6B | 0.39% | |
| 74 | SCZiShares MSCI EAFE Small Cap In | 131,877 | $7.6B | 0.39% | |
| 75 | METAFacebook | 45,357 | $7.6B | 0.39% | Put |
| 76 | ETEnergy Transfer LP | 484,708 | $7.5B | 0.38% | |
| 77 | —GS S&P 400 Mid Nt due 4/9/19 | 5,880,000 | $7.3B | 0.37% | |
| 78 | MRKMerck & Co | 85,511 | $7.1B | 0.36% | |
| 79 | METMetlife Inc. | 164,684 | $7.0B | 0.36% | |
| 80 | MPCMarathon Petroleum Corp | 116,400 | $7.0B | 0.36% | |
| 81 | BPBP Amoco PLC ADR | 158,772 | $6.9B | 0.36% | |
| 82 | BMYBristol-Myers Squibb | 139,458 | $6.7B | 0.34% | |
| 83 | WEPMagellan Midstream Ptnrs LP | 109,631 | $6.6B | 0.34% | |
| 84 | UPSUnited Parcel Service Inc. | 58,872 | $6.6B | 0.34% | |
| 85 | STZConstellation Brands Inc. | 37,519 | $6.6B | 0.34% | |
| 86 | XOMExxon Mobil Corp | 80,881 | $6.5B | 0.33% | Put |
| 87 | —GS Russell 2000 Idx Due 5/20 | 5,145,000 | $6.3B | 0.33% | |
| 88 | WESWestern Midstream Partners LP | 198,146 | $6.2B | 0.32% | |
| 89 | OXYOccidental Petroleum | 90,572 | $6.0B | 0.31% | |
| 90 | TRGPTarga Resources Prtns Com St | 142,775 | $5.9B | 0.30% | |
| 91 | —MS EEM Nt due 4/8/19 | 4,920,000 | $5.8B | 0.30% | |
| 92 | CVSCVS Health Corp. | 107,113 | $5.8B | 0.30% | |
| 93 | —EQM Midstream Partners LP | 124,139 | $5.7B | 0.29% | |
| 94 | BKNGBooking Holdings Inc | 3,267 | $5.7B | 0.29% | |
| 95 | ABBVAbbVie Inc. | 68,486 | $5.5B | 0.28% | Put |
| 96 | AMTAmerican Tower | 27,890 | $5.5B | 0.28% | |
| 97 | TYLTyler Technologies Inc | 26,410 | $5.4B | 0.28% | Put |
| 98 | WQTMWisdomtree Midcap Dividend | 147,168 | $5.3B | 0.27% | |
| 99 | PKBInvesco Dynamic Building and C | 189,957 | $5.3B | 0.27% | |
| 100 | VMCVulcan Materials | 44,363 | $5.3B | 0.27% |
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