MAI Capital Management Q1 2018 Filing
Filed April 17, 2018
Portfolio Value
$1.8T
Holdings
461
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (461 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 406,225 | $106.9B | 6.07% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 234,497 | $80.1B | 4.55% | |
| 3 | IVViShares S&P 500 Index | 244,321 | $64.8B | 3.68% | |
| 4 | IJHiShares S&P Mid Cap Index | 243,891 | $45.7B | 2.60% | |
| 5 | IEMGiShares Core MSCI Emerging Mkt | 597,148 | $34.9B | 1.98% | |
| 6 | AAPLApple Inc | 183,968 | $30.9B | 1.75% | |
| 7 | AQLTiShares Core MSCI EAFE | 445,343 | $29.3B | 1.67% | |
| 8 | IWMiShares Russell 2000 Index | 185,825 | $28.2B | 1.60% | |
| 9 | JPMJPMorgan Chase & Co. | 227,162 | $25.0B | 1.42% | |
| 10 | SDYSPDR S&P Dividend ETF | 261,786 | $23.9B | 1.36% | |
| 11 | EFAiShares MSCI EAFE Index | 339,885 | $23.7B | 1.34% | |
| 12 | —PowerShares QQQ | 144,285 | $23.1B | 1.31% | |
| 13 | IWFiShares Russell 1000 Growth In | 163,161 | $22.2B | 1.26% | |
| 14 | IJRiShares S&P Small Cap Index | 288,041 | $22.2B | 1.26% | |
| 15 | JNJJohnson & Johnson | 168,336 | $21.6B | 1.22% | |
| 16 | IJKiShares S&P Mid Cap 400 Growth | 89,360 | $19.5B | 1.11% | |
| 17 | INTCIntel Corp | 361,720 | $18.8B | 1.07% | |
| 18 | MSFTMicrosoft Corporation | 205,819 | $18.8B | 1.07% | |
| 19 | BABoeing Company | 57,034 | $18.7B | 1.06% | |
| 20 | IJJiShares S&P Mid Cap 400 Value | 114,326 | $17.7B | 1.00% | |
| 21 | UNHUnitedHealth Group Inc | 81,882 | $17.5B | 0.99% | |
| 22 | —JPM S&P 500 Nt due 12/6/18 | 14,290,000 | $16.6B | 0.94% | |
| 23 | CMCSAComcast Corp. Cl A | 459,196 | $15.7B | 0.89% | |
| 24 | ABTAbbott Laboratories | 257,455 | $15.4B | 0.88% | |
| 25 | HDHome Depot, Inc. | 86,181 | $15.4B | 0.87% | |
| 26 | NEENextEra Energy | 91,234 | $14.9B | 0.85% | |
| 27 | CSCOCisco Systems | 335,345 | $14.4B | 0.82% | |
| 28 | RTN1USDRaytheon Company | 66,213 | $14.3B | 0.81% | |
| 29 | BACBank of America Corp | 439,607 | $13.2B | 0.75% | |
| 30 | VWOVanguard FTSE Emerging Mkts ET | 276,820 | $13.0B | 0.74% | |
| 31 | —GS EEM Nt due 12/6/18 | 9,840,000 | $13.0B | 0.74% | |
| 32 | QCOMQualcomm Incorporated | 231,656 | $12.8B | 0.73% | |
| 33 | AMGNAmgen Inc | 71,465 | $12.2B | 0.69% | |
| 34 | DBEFDeutsche X Tracks MSCI EAFE | 387,825 | $11.9B | 0.68% | |
| 35 | IWDiShares Russell 1000 Value Ind | 99,013 | $11.9B | 0.67% | |
| 36 | PEPPepsiCo, Inc. | 107,975 | $11.8B | 0.67% | |
| 37 | —MS EFA Nt Due 12/8/18 | 9,425,000 | $11.6B | 0.66% | |
| 38 | VVisa Inc Cl A | 95,564 | $11.4B | 0.65% | |
| 39 | —UBS E-TRACS Alerian MLP Infras | 527,075 | $11.1B | 0.63% | |
| 40 | FEZSPDR Euro STOXX 50 ETF | 274,633 | $11.1B | 0.63% | |
| 41 | WFCWells Fargo & Company | 209,890 | $11.0B | 0.62% | |
| 42 | —MS SPX Nt 2/6/20 | 10,577,000 | $10.8B | 0.61% | |
| 43 | CBChubb Ltd | 78,987 | $10.8B | 0.61% | |
| 44 | —PwrShares Bldg/Construction ET | 336,976 | $10.5B | 0.60% | |
| 45 | HONHoneywell International, Inc. | 72,713 | $10.5B | 0.60% | |
| 46 | TWXCHFTime Warner Inc | 110,838 | $10.5B | 0.60% | |
| 47 | EEMiShares MSCI Emerg Mkts Indx F | 213,051 | $10.3B | 0.58% | |
| 48 | DEODiageo PLC ADR | 72,823 | $9.9B | 0.56% | |
| 49 | EPDEnterprise Products Ptnrs | 402,297 | $9.8B | 0.56% | |
| 50 | AMZNAmazon.com | 6,684 | $9.7B | 0.55% | |
| 51 | IWOiShares Russell 2000 Growth In | 48,975 | $9.3B | 0.53% | |
| 52 | IVEiShares S&P Barra Value Index | 85,358 | $9.3B | 0.53% | |
| 53 | IVWiShares S&P 500 Growth | 59,319 | $9.2B | 0.52% | |
| 54 | BACVerizon Communications | 190,501 | $9.1B | 0.52% | |
| 55 | TRVCCitigroup | 134,562 | $9.1B | 0.52% | |
| 56 | —JPM S&P 500 Nt due 4/10/19 | 7,965,000 | $9.1B | 0.52% | |
| 57 | —Alphabet Inc Class C | 8,573 | $8.8B | 0.50% | |
| 58 | AMJEURJPMorgan Alerian MLP Index | 360,554 | $8.7B | 0.49% | |
| 59 | NKENike Inc. | 129,257 | $8.6B | 0.49% | |
| 60 | XLNXEURXilinx Inc | 114,003 | $8.2B | 0.47% | |
| 61 | —Powershares ETF Bulletshs 2018 | 44,579 | $8.0B | 0.45% | |
| 62 | SCZiShares MSCI EAFE Small Cap In | 122,692 | $8.0B | 0.45% | |
| 63 | BUDAnheuser-Busch InBev | 72,395 | $8.0B | 0.45% | |
| 64 | MPCMarathon Petroleum Corp | 107,397 | $7.9B | 0.45% | |
| 65 | BMYBristol-Myers Squibb | 124,082 | $7.8B | 0.45% | |
| 66 | KMIKinder Morgan, Inc. | 518,949 | $7.8B | 0.44% | |
| 67 | VMCVulcan Materials | 67,969 | $7.8B | 0.44% | |
| 68 | BRK/BBerkshire Hathaway Class B | 38,493 | $7.7B | 0.44% | |
| 69 | IWNiShares Russell 2000 Value Ind | 62,662 | $7.6B | 0.43% | |
| 70 | METAFacebook | 47,497 | $7.6B | 0.43% | Put |
| 71 | BKNGBooking Holdings Inc | 3,622 | $7.5B | 0.43% | |
| 72 | ETNEaton Corporation | 92,756 | $7.4B | 0.42% | |
| 73 | LVLNSPDR S&P Bank ETF | 151,235 | $7.2B | 0.41% | |
| 74 | ADBEAdobe Systems | 32,785 | $7.1B | 0.40% | |
| 75 | MOAltria Group Inc. | 113,647 | $7.1B | 0.40% | |
| 76 | —Alphabet Inc Class A | 6,765 | $7.0B | 0.40% | |
| 77 | METMetlife Inc. | 152,356 | $7.0B | 0.40% | |
| 78 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $7.0B | 0.40% | |
| 79 | —EQT Midstream Partners, LP | 116,752 | $6.9B | 0.39% | |
| 80 | —GS S&P 400 Mid Nt due 4/9/19 | 5,955,000 | $6.8B | 0.39% | |
| 81 | ORCLOracle Corp | 148,213 | $6.8B | 0.38% | |
| 82 | CVXChevron Corporation | 58,880 | $6.7B | 0.38% | |
| 83 | WEPMagellan Midstream Ptnrs LP | 114,697 | $6.7B | 0.38% | |
| 84 | WYWeyerhauser Corporation | 186,697 | $6.5B | 0.37% | |
| 85 | MDLZMondelez Intl Inc Com | 155,715 | $6.5B | 0.37% | |
| 86 | PGProcter & Gamble | 79,999 | $6.3B | 0.36% | |
| 87 | DISDisney, Walt Co. | 61,323 | $6.2B | 0.35% | |
| 88 | COSTCostco Wholesale Corp | 32,247 | $6.1B | 0.34% | |
| 89 | —MS EEM Nt due 4/8/19 | 4,945,000 | $6.0B | 0.34% | |
| 90 | OXYOccidental Petroleum | 90,904 | $5.9B | 0.34% | |
| 91 | VEAVanguard FTSE Developed Mkts E | 131,197 | $5.8B | 0.33% | |
| 92 | TYLTyler Technologies Inc | 27,395 | $5.8B | 0.33% | Put |
| 93 | BPBP Amoco PLC ADR | 140,314 | $5.7B | 0.32% | |
| 94 | —Valero Energy Partners LP | 156,919 | $5.6B | 0.32% | |
| 95 | CVSCVS Health Corp. | 86,024 | $5.4B | 0.30% | |
| 96 | XOMExxon Mobil Corp | 69,808 | $5.2B | 0.30% | |
| 97 | —GS S&P500 buffered equity Nt 9 | 4,700,000 | $5.1B | 0.29% | |
| 98 | UPSUnited Parcel Service Inc. | 47,535 | $5.0B | 0.28% | |
| 99 | —RBC SX5E Abs Ret due 8/13/20 | 5,072,000 | $5.0B | 0.28% | |
| 100 | DLSWisdomTree Int'l Small Cap Div | 64,703 | $4.9B | 0.28% |
Page 1 of 5Next