MAI Capital Management Q1 2017 Filing
Filed May 11, 2017
Portfolio Value
$1.5T
Holdings
451
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (451 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF | 419,197 | $98.8B | 6.65% | |
| 2 | MDYSPDR S&P Mid Cap 400 ETF | 238,344 | $74.5B | 5.01% | |
| 3 | IVViShares S&P 500 Index | 178,500 | $42.4B | 2.85% | |
| 4 | IJHiShares S&P Mid Cap Index | 177,369 | $30.4B | 2.04% | |
| 5 | —UBS E-TRACS Alerian MLP Infras | 874,926 | $25.5B | 1.72% | |
| 6 | IWMiShares Russell 2000 Index | 176,435 | $24.3B | 1.63% | |
| 7 | AAPLApple Inc | 167,067 | $24.0B | 1.61% | Put |
| 8 | SDYSPDR S&P Dividend ETF | 252,635 | $22.3B | 1.50% | |
| 9 | EFAiShares MSCI EAFE Index | 344,739 | $21.5B | 1.44% | |
| 10 | IEMGiShares Core MSCI Emerging Mkt | 416,416 | $19.9B | 1.34% | |
| 11 | —PowerShares QQQ | 147,330 | $19.5B | 1.31% | |
| 12 | JPMJPMorgan Chase & Co. | 214,732 | $18.9B | 1.27% | |
| 13 | JNJJohnson & Johnson | 151,194 | $18.8B | 1.27% | |
| 14 | IWFiShares Russell 1000 Growth In | 163,665 | $18.6B | 1.25% | |
| 15 | CMCSAComcast Corp. Cl A | 460,035 | $17.3B | 1.16% | |
| 16 | IJKiShares S&P Mid Cap 400 Growth | 82,038 | $15.7B | 1.05% | |
| 17 | BABoeing Company | 88,500 | $15.7B | 1.05% | |
| 18 | —JPM S&P 500 Nt due 12/6/18 | 14,390,000 | $15.6B | 1.05% | |
| 19 | MSFTMicrosoft Corporation | 236,932 | $15.6B | 1.05% | |
| 20 | GEGeneral Electric Company | 499,819 | $14.9B | 1.00% | |
| 21 | IJJiShares S&P Mid Cap Barra Valu | 100,249 | $14.9B | 1.00% | |
| 22 | INTCIntel Corp | 385,695 | $13.9B | 0.94% | |
| 23 | IJRiShares S&P Small Cap Index | 199,638 | $13.8B | 0.93% | |
| 24 | AQLTiShares Core MSCI EAFE | 231,104 | $13.4B | 0.90% | |
| 25 | UNHUnitedHealth Group Inc | 81,516 | $13.4B | 0.90% | |
| 26 | PEPPepsiCo, Inc. | 116,188 | $13.0B | 0.87% | |
| 27 | NEENextEra Energy | 99,739 | $12.8B | 0.86% | |
| 28 | HDHome Depot, Inc. | 83,619 | $12.3B | 0.83% | |
| 29 | AMJEURJPMorgan Alerian MLP Index | 371,532 | $12.0B | 0.81% | |
| 30 | AMGNAmgen Inc | 73,038 | $12.0B | 0.81% | |
| 31 | ABTAbbott Laboratories | 264,548 | $11.7B | 0.79% | |
| 32 | WFCWells Fargo & Company | 210,762 | $11.7B | 0.79% | |
| 33 | —GS EEM Nt due 12/6/18 | 9,905,000 | $11.6B | 0.78% | |
| 34 | CBChubb Ltd | 82,384 | $11.2B | 0.76% | |
| 35 | DBEFDeutsche X Tracks MSCI EAFE | 374,982 | $11.1B | 0.75% | |
| 36 | RTN1USDRaytheon Company | 72,265 | $11.0B | 0.74% | |
| 37 | CSCOCisco Systems | 324,794 | $11.0B | 0.74% | |
| 38 | QCOMQualcomm Incorporated | 188,485 | $10.8B | 0.73% | |
| 39 | EPDEnterprise Products Ptnrs | 389,728 | $10.8B | 0.72% | |
| 40 | VWOVanguard FTSE Emerging Markets | 260,444 | $10.3B | 0.70% | |
| 41 | —MS EFA Nt Due 12/8/18 | 9,560,000 | $10.3B | 0.70% | |
| 42 | IWDiShares Russell 1000 Value Ind | 87,815 | $10.1B | 0.68% | |
| 43 | WEPMagellan Midstream Ptnrs LP | 129,390 | $10.0B | 0.67% | |
| 44 | TWXCHFTime Warner Inc | 100,805 | $9.8B | 0.66% | |
| 45 | XOMExxon Mobil Corp | 119,073 | $9.8B | 0.66% | |
| 46 | DEODiageo PLC ADR | 83,952 | $9.7B | 0.65% | |
| 47 | BACBank of America Corp | 392,955 | $9.3B | 0.62% | |
| 48 | EEMiShares MSCI Emerg Mkts Indx F | 228,427 | $9.0B | 0.61% | |
| 49 | —EQT Midstream Partners, LP | 113,423 | $8.7B | 0.59% | |
| 50 | HONHoneywell International, Inc. | 69,753 | $8.7B | 0.59% | |
| 51 | —JPM S&P 500 Nt due 4/10/19 | 8,095,000 | $8.6B | 0.58% | |
| 52 | BACVerizon Communications | 168,986 | $8.2B | 0.55% | |
| 53 | METMetlife Inc. | 154,853 | $8.2B | 0.55% | |
| 54 | KMIKinder Morgan, Inc. | 362,322 | $7.9B | 0.53% | |
| 55 | PGProcter & Gamble | 86,897 | $7.8B | 0.53% | |
| 56 | —Barclays S&P 500 due 7/26/17 | 6,275,000 | $7.6B | 0.51% | |
| 57 | CVSCVS Health Corp. | 96,561 | $7.6B | 0.51% | |
| 58 | —Valero Energy Partners LP | 155,540 | $7.5B | 0.50% | |
| 59 | —Guggenheim S&P Healthcare Equa | 46,324 | $7.4B | 0.50% | |
| 60 | MDLZMondelez Intl Inc Com | 167,825 | $7.2B | 0.49% | |
| 61 | —Alphabet Inc Class C | 8,684 | $7.2B | 0.48% | |
| 62 | OXYOccidental Petroleum | 113,389 | $7.2B | 0.48% | |
| 63 | IWOiShares Russell 2000 Growth In | 44,214 | $7.1B | 0.48% | |
| 64 | —Fidelity Natl Finl Inc New | 175,524 | $6.8B | 0.46% | |
| 65 | BMYBristol-Myers Squibb | 122,657 | $6.7B | 0.45% | |
| 66 | —GS S&P 400 Mid Nt due 4/9/19 | 5,980,000 | $6.5B | 0.43% | |
| 67 | IWNiShares Russell 2000 Value Ind | 53,842 | $6.4B | 0.43% | |
| 68 | BKNGPriceline Group Inc. | 3,542 | $6.3B | 0.42% | |
| 69 | —GS Russell 2000 Idx Due 5/20 | 5,935,000 | $6.3B | 0.42% | |
| 70 | VVisa Inc Cl A | 70,627 | $6.3B | 0.42% | |
| 71 | —MS XLE Note Due 5-19-17 | 6,500,000 | $6.2B | 0.41% | |
| 72 | CVXChevron Corporation | 57,342 | $6.2B | 0.41% | |
| 73 | WYWeyerhauser Corporation | 181,152 | $6.2B | 0.41% | |
| 74 | MOAltria Group Inc. | 85,709 | $6.1B | 0.41% | |
| 75 | IVEiShares S&P Barra Value Index | 57,209 | $6.0B | 0.40% | |
| 76 | NKENike Inc. | 105,541 | $5.9B | 0.40% | |
| 77 | DISDisney, Walt Co. | 51,737 | $5.9B | 0.39% | |
| 78 | —MS Int'l Note Due 5/11/17 | 5,725,000 | $5.8B | 0.39% | |
| 79 | FEZSPDR Euro STOXX 50 ETF | 157,562 | $5.7B | 0.39% | |
| 80 | MPCMarathon Petroleum Corp | 112,850 | $5.7B | 0.38% | |
| 81 | DDominion Midstream Partners | 177,634 | $5.7B | 0.38% | |
| 82 | IVWiShares S&P 500 Growth | 42,748 | $5.6B | 0.38% | |
| 83 | SCZiShares MSCI EAFE Small Cap In | 101,484 | $5.5B | 0.37% | |
| 84 | CAHCardinal Health Inc. | 67,033 | $5.5B | 0.37% | |
| 85 | —MS EEM Nt due 4/8/19 | 4,945,000 | $5.2B | 0.35% | |
| 86 | MPLXMPLX LP | 140,866 | $5.1B | 0.34% | |
| 87 | —MS SPX Due 2/8/18 | 4,230,000 | $5.0B | 0.34% | |
| 88 | —GS S&P500 buffered equity Nt 9 | 5,000,000 | $5.0B | 0.33% | |
| 89 | BUDAnheuser-Busch InBev | 44,848 | $4.9B | 0.33% | |
| 90 | —PwrShares Bldg/Construction ET | 166,524 | $4.9B | 0.33% | |
| 91 | —Western Gas Equity Partners LP | 104,563 | $4.8B | 0.32% | |
| 92 | WESWestern Gas Partners | 76,608 | $4.6B | 0.31% | |
| 93 | COSTCostco Wholesale Corp | 26,599 | $4.5B | 0.30% | |
| 94 | AMZNAmazon.com | 4,941 | $4.4B | 0.29% | |
| 95 | ADBEAdobe Systems | 32,848 | $4.3B | 0.29% | |
| 96 | BRK/BBerkshire Hathaway Class B | 25,558 | $4.3B | 0.29% | |
| 97 | UPSUnited Parcel Service Inc. | 39,647 | $4.3B | 0.29% | |
| 98 | PFEPfizer Inc | 121,970 | $4.2B | 0.28% | |
| 99 | ETEnergy Transfer Equity LP | 211,035 | $4.2B | 0.28% | |
| 100 | SLBSchlumberger Limited | 52,935 | $4.1B | 0.28% |
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