LPL Financial LLC Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$77.2M
Holdings
3,787
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (3,787 positions)
| Stock | Value |
|---|---|
OXY/WSOCCIDENTAL PETE CORP | $128K |
MLPBUBS AG LONDON BRANCH | $128K |
FUNDSPROTT FOCUS TR INC | $127K |
CANETEUCRIUM COMMODITY TR | $126K |
AMANTERO MIDSTREAM CORP | $126K |
XXII22ND CENTY GROUP INC | $125K |
—DELAWARE INVTS DIV & INCOME | $125K |
EDDMORGAN STANLEY EMERGING MKTS | $125K |
RIGTRANSOCEAN LTD | $124K |
PXEINVESCO EXCHANGE TRADED FD T | $124K |
N1KNEWAGE INC | $123K |
—ELECTRAMECCANICA VEHS CORP | $123K |
TDWTIDEWATER INC NEW | $123K |
MRCCLMONROE CAP CORP | $122K |
DNOWNOW INC | $120K |
IGAVOYA GLBL ADV & PREM OPP FD | $119K |
—NUVEEN CORPORATE INCOME 2023 | $119K |
NATNORDIC AMERICAN TANKERS LIMI | $118K |
—NOBLE MIDSTREAM PARTNERS LP | $118K |
AAOIAPPLIED OPTOELECTRONICS INC | $113K |
CENXCENTURY ALUM CO | $112K |
TSITCW STRATEGIC INCOME FD INC | $112K |
—ENTERCOM COMMUNICATIONS CORP | $112K |
CBAYUSDCYMABAY THERAPEUTICS INC | $111K |
CZWICITIZENS CMNTY BANCORP INC M | $110K |
NEANUVEEN SR INCOME FD | $109K |
IVREURINVESCO MORTGAGE CAPITAL INC | $108K |
—BIOLINERX LTD | $108K |
AMRXAMNEAL PHARMACEUTICALS INC | $108K |
SWN1EURSOUTHWESTERN ENERGY CO | $108K |
—AMPIO PHARMACEUTICALS INC | $108K |
TENTSAKOS ENERGY NAVIGATION LTD | $106K |
LXLEXINFINTECH HLDGS LTD | $106K |
RNGRRANGER ENERGY SVCS INC | $106K |
—LIMELIGHT NETWORKS INC | $106K |
MFMMFS MUN INCOME TR | $105K |
—BLUEKNIGHT ENERGY PARTNERS L | $103K |
AEFABERDEEN EMRG MRKTS EQT INM | $103K |
MBTGBPMOBILE TELESYSTEMS PJSC | $102K |
MHFWESTERN ASSET MUN HIGH INCOM | $100K |
DHCDIVERSIFIED HEALTHCARE TR | $99K |
PNNTPENNANTPARK INVT CORP | $99K |
AGENEURAGENUS INC | $97K |
TLVGRUPO TELEVISA SA | $96K |
XPCKXPIMCO CALIF MUN INCOME FD II | $95K |
ARLPALLIANCE RESOURCE PARTNERS L | $94K |
VUZIVUZIX CORP | $94K |
CLPRCLIPPER RLTY INC | $92K |
—AKERNA CORP | $92K |
—PALATIN TECHNOLOGIES INC | $91K |
WITWIPRO LTD | $91K |
BTOB2GOLD CORP | $90K |
TELLEURTELLURIAN INC NEW | $89K |
AMUBCREDIT SUISSE AG NASSAU BRH | $88K |
SMFGSUMITOMO MITSUI FINL GROUP I | $87K |
XHIEXMILLER HOWARD HIGH INC EQTY | $86K |
CTVHELIX ENERGY SOLUTIONS GRP I | $86K |
ERFGBPENERPLUS CORP | $86K |
DRHDIAMONDROCK HOSPITALITY CO | $85K |
NYMTEURNEW YORK MTG TR INC | $85K |
TCRTZIOPHARM ONCOLOGY INC | $85K |
NMRKNEWMARK GROUP INC | $84K |
NGDNEW GOLD INC CDA | $84K |
VKTXVIKING THERAPEUTICS INC | $81K |
BMY-RBRISTOL-MYERS SQUIBB CO | $81K |
HTLDEXPRESS INC | $80K |
TWINTWIN DISC INC | $79K |
MNKDMANNKIND CORP | $74K |
RYAMRAYONIER ADVANCED MATLS INC | $72K |
PMDUSDPSYCHEMEDICS CORP | $71K |
AMCAMC ENTMT HLDGS INC | $69K |
LPZBLIGHTPATH TECHNOLOGIES INC | $69K |
HAMHARMONY GOLD MINING CO LTD | $69K |
AVDLAVADEL PHARMACEUTICALS PLC | $68K |
RKDAEURARCADIA BIOSCIENCES INC | $68K |
—BELLEROPHON THERAPEUTICS INC | $67K |
WPRTWESTPORT FUEL SYSTEMS INC | $66K |
TELFYTELEFONICA S A | $64K |
NOWSERVICENOW INC | $63K |
ICMBINVESTCORP CR MGMT BDC INC | $63K |
ORMPORAMED PHARMACEUTICALS INC | $60K |
OCGNOCUGEN INC | $59K |
—LIPOCINE INC NEW | $57K |
SHOPSHOPIFY INC | $57K |
ORNORION GROUP HOLDINGS INC | $55K |
—IBIO INC | $55K |
—MARRIOTT VACTINS WORLDWID CO | $54K |
FEGEFIRST EAGLE ALTR CAP BDC INC | $54K |
—BOXLIGHT CORP | $54K |
—KADMON HLDGS INC | $52K |
LINTA 4 11/15/29LIBERTY MEDIA CORP DEL | $51K |
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | $50K |
IRIXIRIDEX CORP | $50K |
VTGNUSDVISTAGEN THERAPEUTICS INC | $49K |
—RESONANT INC | $49K |
ABEVAMBEV SA | $47K |
CRBPEURCORBUS PHARMACEUTICALS HLDGS | $45K |
—RED LION HOTELS CORP | $45K |
LCTXLINEAGE CELL THERAPEUTICS IN | $44K |
KOPNKOPIN CORP | $43K |