LPL Financial LLC Q4 2020 Filing

Filed February 12, 2021

Portfolio Value

$77.2M

Holdings

3,787

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (3,787 positions)

#	Stock	Shares	Value	% Portfolio
2901	MRTNMARTEN TRANS LTD	23,753	$409K	0.53%
2902	CWTCALIFORNIA WTR SVC GROUP	7,560	$408K	0.53%
2903	PZZAPAPA JOHNS INTL INC	4,803	$408K	0.53%
2904	HSTHOST HOTELS & RESORTS INC	27,811	$407K	0.53%
2905	INOINOVIO PHARMACEUTICALS INC	45,968	$407K	0.53%
2906	GMEGAMESTOP CORP NEW	21,548	$406K	0.53%
2907	AMBAAMBARELLA INC	4,412	$405K	0.52%
2908	RNEMFIRST TR EXCHANGE-TRADED FD	8,653	$405K	0.52%
2909	LPXLOUISIANA PAC CORP	10,907	$405K	0.52%
2910	—CREDIT SUISSE AG NASSAU BRH	41,709	$405K	0.52%
2911	ORANYORANGE	34,128	$405K	0.52%
2912	AU3EURANGLOGOLD ASHANTI LIMITED	17,889	$405K	0.52%
2913	MIC2EURMACQUARIE INFRASTRUCTURE COR	10,758	$404K	0.52%
2914	VFMOVANGUARD WELLINGTON FD	3,587	$404K	0.52%
2915	OPLNKAR AUCTION SVCS INC	21,720	$404K	0.52%
2916	STKCOLUMBIA SELIGM PREM TECH GR	14,816	$404K	0.52%
2917	BEEMBEAM GLOBAL	5,460	$403K	0.52%
2918	NUAGNUSHARES ETF TR	15,583	$401K	0.52%
2919	BKFIBNY MELLON MUN INCOME INC	45,173	$401K	0.52%
2920	FPAFIRST TR EXCH TRD ALPHDX FD	12,614	$401K	0.52%
2921	RDWRRADWARE LTD	14,403	$400K	0.52%
2922	HPHELMERICH & PAYNE INC	17,283	$400K	0.52%
2923	ZIONZIONS BANCORPORATION N A	9,183	$399K	0.52%
2924	ALTREURALTAIR ENGR INC	6,858	$399K	0.52%
2925	EFASGLOBAL X FDS	27,238	$399K	0.52%
2926	—NIC INC	15,395	$398K	0.52%
2927	IPGPIPG PHOTONICS CORP	1,777	$398K	0.52%
2928	—INDEXIQ ETF TR	18,507	$397K	0.51%
2929	—INSIGHT SELECT INCOME FD	18,577	$397K	0.51%
2930	CLMTUSDCALUMET SPECIALTY PRODS PTNR	126,080	$395K	0.51%
2931	ARWARROW ELECTRS INC	4,061	$395K	0.51%
2932	DPGDUFF & PHELPS UTIL CORP BD T	39,287	$394K	0.51%
2933	GGENPACT LIMITED	9,507	$393K	0.51%
2934	FTFRANKLIN UNVL TR	52,369	$392K	0.51%
2935	XLGIXLAZARD GLOBAL TOTAL RETURN &	22,024	$392K	0.51%
2936	ESEESCO TECHNOLOGIES INC	3,783	$391K	0.51%
2937	K6BKBR INC	12,622	$390K	0.51%
2938	—DBX ETF TR	8,664	$390K	0.51%
2939	PJTPJT PARTNERS INC	5,188	$390K	0.51%
2940	BBPETFIS SER TR I	7,315	$389K	0.50%
2941	—INVESCO ACTIVELY MANAGED ETF	25,648	$389K	0.50%
2942	BB4AXOS FINANCIAL INC	10,354	$389K	0.50%
2943	CRCCANADIAN NAT RES LTD	16,138	$388K	0.50%
2944	AUBATLANTIC UN BANKSHARES CORP	11,792	$388K	0.50%
2945	SPAQUSDFISKER INC	26,391	$387K	0.50%
2946	—NUVEEN OHIO QLTY MUN INCOME	24,728	$387K	0.50%
2947	ASNDASCENDIS PHARMA A/S	2,323	$387K	0.50%
2948	HOMBHOME BANCSHARES INC	19,848	$387K	0.50%
2949	BOXBOX INC	21,422	$387K	0.50%
2950	VALQAMERICAN CENTY ETF TR	9,140	$387K	0.50%
2951	DMLPDORCHESTER MINERALS LP	35,395	$386K	0.50%
2952	BWXTBWX TECHNOLOGIES INC	6,410	$386K	0.50%
2953	MYRGMYR GROUP INC DEL	6,421	$386K	0.50%
2954	CTRECARETRUST REIT INC	17,408	$386K	0.50%
2955	MHOM/I HOMES INC	8,692	$385K	0.50%
2956	NGNOVAGOLD RES INC	39,854	$385K	0.50%
2957	WMSADVANCED DRAIN SYS INC DEL	4,608	$385K	0.50%
2958	HEEMISHARES INC	12,533	$385K	0.50%
2959	PFLTPENNANTPARK FLOATING RATE CA	36,541	$385K	0.50%
2960	VERXVERTEX INC	11,029	$384K	0.50%
2961	MTLSMATERIALISE NV	7,078	$384K	0.50%
2962	MUABLACKROCK MUNIASSETS FD INC	26,123	$383K	0.50%
2963	MATMATTEL INC	21,958	$383K	0.50%
2964	TOCAEURFORTE BIOSCIENCES INC	10,530	$383K	0.50%
2965	HIXWESTERN ASSET HIGH INCOME FD	55,713	$383K	0.50%
2966	KTBKONTOOR BRANDS INC	9,424	$382K	0.49%
2967	SL2SLEEP NUMBER CORP	4,667	$382K	0.49%
2968	WBKWESTPAC BANKING CORP	25,617	$382K	0.49%
2969	CLFDCLEARFIELD INC	15,445	$382K	0.49%
2970	MHDBLACKROCK MUNIHOLDINGS FD IN	23,503	$381K	0.49%
2971	—NUVEEN EMERGING MKTS DEBT 20	50,871	$381K	0.49%
2972	PSNPARSONS CORPORATION	10,439	$380K	0.49%
2973	CCEPCOCA COLA EUROPEAN PARTNERS	7,618	$380K	0.49%
2974	SPHRMADISON SQUARE GRDN ENTERTNM	3,596	$378K	0.49%
2975	AEGNAEGION CORP	19,915	$378K	0.49%
2976	CNHICNH INDL N V	29,456	$378K	0.49%
2977	4DHDANA INC	19,330	$377K	0.49%
2978	HAINHAIN CELESTIAL GROUP INC	9,357	$376K	0.49%
2979	HTHHILLTOP HOLDINGS INC	13,655	$376K	0.49%
2980	BEKEKE HLDGS INC	6,117	$376K	0.49%
2981	FNBF N B CORP	39,449	$375K	0.49%
2982	NLSUSDNAUTILUS INC	20,676	$375K	0.49%
2983	AITAPPLIED INDL TECHNOLOGIES IN	4,806	$375K	0.49%
2984	PVBCPROVIDENT BANCORP INC	31,167	$374K	0.48%
2985	—LONGVIEW ACQUISITION CORP	18,836	$373K	0.48%
2986	MSMMSC INDL DIRECT INC	4,423	$373K	0.48%
2987	FOURSHIFT4 PMTS INC	4,950	$373K	0.48%
2988	QLCFLEXSHARES TR	9,075	$373K	0.48%
2989	AVTABLUCORA INC	23,448	$373K	0.48%
2990	BSMRINVESCO EXCH TRD SLF IDX FD	14,418	$372K	0.48%
2991	DGTSPDR SER TR	3,880	$372K	0.48%
2992	GPGREENPOWER MTR CO INC	12,793	$372K	0.48%
2993	FCAFIRST TR EXCH TRD ALPHDX FD	12,889	$371K	0.48%
2994	ERCWELLS FARGO ADV MULTI SCTR I	30,442	$370K	0.48%
2995	—ONTRAK INC	5,988	$370K	0.48%
2996	JHIHANCOCK JOHN INVS TR	21,404	$370K	0.48%
2997	PMXPIMCO MUN INCOME FD III	31,025	$369K	0.48%
2998	HYHGPROSHARES TR	5,946	$369K	0.48%
2999	—NUVEEN ENHANCED MUN VALUE FD	22,641	$369K	0.48%
3000	RAREULTRAGENYX PHARMACEUTICAL IN	2,667	$369K	0.48%

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