LPL Financial LLC Q3 2020 Filing
Filed November 9, 2020
Portfolio Value
$64.0M
Holdings
3,525
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (3,525 positions)
| Stock | Value |
|---|---|
WATTENERGOUS CORP | $53K |
—CURIS INC | $52K |
OXY/WSOCCIDENTAL PETE CORP | $52K |
EDAEDAP TMS S A | $52K |
TWINTWIN DISC INC | $51K |
NGLNGL ENERGY PARTNERS LP | $51K |
DRHDIAMONDROCK HOSPITALITY CO | $51K |
PHPNGALECTIN THERAPEUTICS INC | $50K |
CTVHELIX ENERGY SOLUTIONS GRP I | $50K |
BKCCUSDBLACKROCK CAP INVT CORP | $50K |
CLNECLEAN ENERGY FUELS CORP | $50K |
—KADMON HLDGS INC | $49K |
IRIXIRIDEX CORP | $49K |
ZSANEURZOSANO PHARMA CORP | $49K |
BXMT 4.75 03/15/23BLACKSTONE MTG TR INC | $48K |
—AKERNA CORP | $48K |
ICMBINVESTCORP CR MGMT BDC INC | $48K |
—MARRIOTT VACTINS WORLDWID CO | $46K |
RIGTRANSOCEAN LTD | $45K |
SHOPSHOPIFY INC | $44K |
CIGCIA ENERGETICA DE MINAS GERA | $44K |
OTICEUROTONOMY INC | $44K |
HEBCHFAIM IMMUNOTECH INC | $44K |
FLLFULL HSE RESORTS INC | $43K |
SIDCOMPANHIA SIDERURGICA NACION | $41K |
XXII22ND CENTY GROUP INC | $40K |
—TANZANIAN GOLD CORP | $40K |
TRVITREVI THERAPEUTICS INC | $40K |
—WASHINGTON PRIME GROUP NEW | $39K |
—ZYNERBA PHARMACEUTICALS INC | $38K |
OXSQOXFORD SQUARE CAP CORP | $38K |
N1KNEWAGE INC | $38K |
RYAMRAYONIER ADVANCED MATLS INC | $37K |
—MCEWEN MNG INC | $37K |
—POLYMET MNG CORP | $37K |
—ALLENA PHARMACEUTICALS INC | $37K |
TRQEURTURQUOISE HILL RES LTD | $36K |
LEE1EURLEE ENTERPRISES INC | $36K |
—AGROFRESH SOLUTIONS INC | $36K |
FEGEFIRST EAGLE ALTR CAP BDC INC | $36K |
VTGNUSDVISTAGEN THERAPEUTICS INC | $35K |
MNKDMANNKIND CORP | $34K |
COTYCOTY INC | $34K |
—HERTZ GLOBAL HLDGS INC | $33K |
—COHEN & STEERS MLP INC & ENR | $33K |
NGDNEW GOLD INC CDA | $32K |
FET 9 08/04/25FORUM ENERGY TECHNOLOGIES IN | $31K |
UAVSAGEAGLE AERIAL SYS INC NEW | $31K |
—SQUARE INC | $30K |
—BLACKROCK TCP CAPITAL CORP | $30K |
—THERAPEUTICSMD INC | $30K |
—INVESCO EXCHANGE TRADED FD T | $30K |
RESRPC INC | $30K |
CPRXCATALYST PHARMACEUTICALS INC | $30K |
LUV 1.25 05/01/25SOUTHWEST AIRLS CO | $29K |
—RH | $29K |
—AYTU BIOSCIENCE INC | $29K |
TTDTHE TRADE DESK INC | $29K |
GONGERON CORP | $28K |
SMSM ENERGY CO | $28K |
—BIOLINERX LTD | $28K |
XEJACCURAY INC | $28K |
—NEPTUNE WELLNESS SOLUTIONS I | $27K |
—SPIRIT RLTY CAP INC NEW | $25K |
BLKCHFBLACKROCK INC | $25K |
—ROCKWELL MED INC | $24K |
CRBPEURCORBUS PHARMACEUTICALS HLDGS | $24K |
ISRGINTUITIVE SURGICAL INC | $24K |
—CAESARS ENTMT CORP | $23K |
TPIVDEURMARKER THERAPEUTICS INC | $23K |
LCTXLINEAGE CELL THERAPEUTICS IN | $23K |
—ASSERTIO HOLDINGS INC | $23K |
ONCONCOLYTICS BIOTECH INC | $23K |
OPGNOPGEN INC | $22K |
—PRICELINE GRP INC | $21K |
NAKNORTHERN DYNASTY MINERALS LT | $21K |
MHLAMAIDEN HOLDINGS LTD | $21K |
ARCC 4.625 03/01/24ARES CAPITAL CORP | $21K |
STKSTHE ONE GROUP HOSPITALITY IN | $20K |
TMDEURTITAN MED INC | $20K |
AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | $19K |
—ORGANIGRAM HLDGS INC | $19K |
BRK-BBERKSHIRE HATHAWAY INC DEL | $19K |
MMLPMARTIN MIDSTREAM PRTNRS L P | $18K |
AHTASHFORD HOSPITALITY TR INC | $18K |
REGNREGENERON PHARMACEUTICALS | $17K |
U6ZURANIUM ENERGY CORP | $17K |
KWE1RING ENERGY INC | $17K |
—EASTSIDE DISTILLING INC | $17K |
—ON DECK CAP INC | $16K |
—PROTEOSTASIS THERAPEUTICS IN | $15K |
—CONFORMIS INC | $15K |
MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | $15K |
—WEIBO CORP | $15K |
TGBTASEKO MINES LTD | $15K |
ONSGBPOUTLOOK THERAPEUTICS INC | $15K |
—ACORDA THERAPEUTICS INC | $15K |
SHWSHERWIN WILLIAMS CO | $15K |
DISH 3.375 08/15/26DISH NETWORK CORPORATION | $14K |
NINEQNINE ENERGY SERVICE INC | $14K |