LPL Financial LLC Q3 2020 Filing

Filed November 9, 2020

Portfolio Value

$64.0M

Holdings

3,525

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,525 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	IVWISHARES TR	1,442,316	$333K	0.52%
902	EQHEQUITABLE HLDGS INC	18,282	$333K	0.52%
903	EUDGWISDOMTREE TR	12,026	$333K	0.52%
904	CLVTCLARIVATE PLC	10,749	$333K	0.52%
905	CWCURTISS WRIGHT CORP	3,572	$333K	0.52%
906	RDWRRADWARE LTD	13,742	$333K	0.52%
907	PAGSPAGSEGURO DIGITAL LTD	8,802	$332K	0.52%
908	WTPIWISDOMTREE TR	12,394	$332K	0.52%
909	ESLTELBIT SYS LTD	2,761	$332K	0.52%
910	WPPWPP PLC NEW	8,471	$332K	0.52%
911	QTWOQ2 HLDGS INC	3,629	$331K	0.52%
912	NXSTNEXSTAR MEDIA GROUP INC	3,665	$330K	0.52%
913	HOMBHOME BANCSHARES INC	21,758	$330K	0.52%
914	USCRU S CONCRETE INC	11,316	$329K	0.51%
915	ERCWELLS FARGO MULTI SECTOR INC	30,537	$328K	0.51%
916	BSCTINVESCO EXCH TRD SLF IDX FD	15,303	$328K	0.51%
917	RNEMFIRST TR EXCHANGE-TRADED FD	7,984	$328K	0.51%
918	SUPNSUPERNUS PHARMACEUTICALS INC	15,753	$328K	0.51%
919	OI*O-I GLASS INC	30,915	$327K	0.51%
920	MVFBLACKROCK MUNIVEST FD INC	37,680	$327K	0.51%
921	PLUSEPLUS INC	4,472	$327K	0.51%
922	S9QSPIRIT AEROSYSTEMS HLDGS INC	17,242	$326K	0.51%
923	WKWORKIVA INC	5,854	$326K	0.51%
924	—PROSIGHT GLOBAL INC	28,743	$326K	0.51%
925	CARZFIRST TR EXCHANGE TRADED FD	8,288	$326K	0.51%
926	CDNACAREDX INC	8,599	$326K	0.51%
927	MAXREURMAXAR TECHNOLOGIES INC	13,023	$325K	0.51%
928	—FOUNDATION BLDG MATLS INC	20,644	$325K	0.51%
929	FTCSFIRST TR EXCHANGE-TRADED FD	5,126,833	$324K	0.51%
930	IAEVOYA ASIA PAC DIVID EQUITY I	40,931	$324K	0.51%
931	SSSSSURO CAPITAL CORP	29,905	$324K	0.51%
932	EIS*ISHARES INC	6,185	$324K	0.51%
933	HRTXHERON THERAPEUTICS INC	21,783	$323K	0.50%
934	KWRQUAKER CHEM CORP	1,796	$323K	0.50%
935	NCANUVEEN CALIF MUN VALUE FD IN	29,967	$323K	0.50%
936	BSVVANGUARD BD INDEX FDS	3,884,764	$323K	0.50%
937	NUVAGBPNUVASIVE INC	6,624	$322K	0.50%
938	WOOFOOT LOCKER INC	9,739	$322K	0.50%
939	SWCHFSIERRA WIRELESS INC	28,895	$322K	0.50%
940	—NUVEEN HIGH INCOME 2020 TARG	34,098	$322K	0.50%
941	COLMCOLUMBIA SPORTSWEAR CO	3,687	$321K	0.50%
942	VICEADVISORSHARES TR	12,272	$321K	0.50%
943	CWSTCASELLA WASTE SYS INC	5,756	$321K	0.50%
944	ATRCATRICURE INC	8,039	$321K	0.50%
945	LM05LIBERTY MEDIA CORP DEL	9,540	$320K	0.50%
946	GBXAGOLDMAN SACHS ETF TR	9,635	$320K	0.50%
947	—FITBIT INC	45,796	$319K	0.50%
948	GRNBVANECK VECTORS ETF TR	11,498	$319K	0.50%
949	BSMRINVESCO EXCH TRD SLF IDX FD	12,601	$319K	0.50%
950	AMCAMC ENTMT HLDGS INC	67,457	$318K	0.50%
951	IEIINSIGHT ENTERPRISES INC	5,627	$318K	0.50%
952	LASRNLIGHT INC	13,543	$318K	0.50%
953	XEVGXEATON VANCE SHORT DURATION D	27,803	$318K	0.50%
954	AUDCAUDIOCODES LTD	10,068	$317K	0.50%
955	TPLCTIMOTHY PLAN	11,773	$316K	0.49%
956	2L9BLUEPRINT MEDICINES CORP	3,384	$314K	0.49%
957	PSCPRINCIPAL EXCHANGE-TRADED FD	11,207	$314K	0.49%
958	NOVEURNATIONAL OILWELL VARCO INC	34,383	$312K	0.49%
959	BXCBLUELINX HLDGS INC	14,500	$312K	0.49%
960	AERAERCAP HOLDINGS NV	12,373	$312K	0.49%
961	MRKMERCK & CO. INC	1,055,291	$311K	0.49%	Put
962	—SSGA ACTIVE ETF TR	3,529	$311K	0.49%
963	FLSFLOWSERVE CORP	11,378	$311K	0.49%
964	VALEVALE S A	29,435	$311K	0.49%
965	QWLDSPDR INDEX SHS FDS	3,705	$310K	0.48%
966	BILLBILL COM HLDGS INC	3,088	$310K	0.48%
967	SYU1SYNOVUS FINL CORP	14,636	$310K	0.48%
968	VCVISTEON CORP	4,458	$309K	0.48%
969	VRTVERTIV HOLDINGS CO	17,866	$309K	0.48%
970	SLABSILICON LABORATORIES INC	3,161	$309K	0.48%
971	RFCIALPS ETF TR	11,764	$308K	0.48%
972	SBIWESTERN ASSET INTER MUNI FD	33,932	$307K	0.48%
973	UITBVICTORY PORTFOLIOS II	5,650	$306K	0.48%
974	—ALLIANZGI EQUITY & CONV INCO	12,598	$306K	0.48%
975	GTLSCHART INDS INC	4,350	$306K	0.48%
976	MIDDMIDDLEBY CORP	3,403	$305K	0.48%
977	JPXAEROVIRONMENT INC	5,086	$305K	0.48%
978	VFMOVANGUARD WELLINGTON FD	3,216	$305K	0.48%
979	CSLCARLISLE COS INC	2,491	$305K	0.48%
980	PRTY1EURPARTY CITY HOLDCO INC	117,000	$304K	0.47%
981	HXLHEXCEL CORP NEW	9,061	$304K	0.47%
982	SIVBEURSVB FINANCIAL GROUP	1,264	$304K	0.47%
983	NHINATIONAL HEALTH INVS INC	5,030	$303K	0.47%
984	DSGDESCARTES SYS GROUP INC	5,323	$303K	0.47%
985	PMLPIMCO MUN INCOME FD II	22,459	$303K	0.47%
986	EMXCISHARES INC	6,549	$303K	0.47%
987	GBABGUGGENHEIM TAXABLE MUN MANAG	12,795	$302K	0.47%
988	WBKWESTPAC BANKING CORP	25,089	$302K	0.47%
989	VBVANGUARD INDEX FDS	1,958,997	$301K	0.47%
990	DMLPDORCHESTER MINERALS LP	29,095	$301K	0.47%
991	—GREEN PLAINS PARTNERS LP	42,938	$301K	0.47%
992	IDIINTERDIGITAL INC	5,269	$301K	0.47%
993	—AIMMUNE THERAPEUTICS INC	8,728	$301K	0.47%
994	MATMATTEL INC	25,667	$300K	0.47%
995	XLVSELECT SECTOR SPDR TR	2,825,363	$298K	0.47%
996	ASBASSOCIATED BANC CORP	23,587	$298K	0.47%
997	RLYSSGA ACTIVE ETF TR	13,620	$297K	0.46%
998	RLRALPH LAUREN CORP	4,372	$297K	0.46%
999	TPHSTRINITY PL HLDGS INC	210,950	$297K	0.46%
1000	JHGJANUS HENDERSON GROUP PLC	13,647	$296K	0.46%

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