LPL Financial LLC Q3 2017 Filing
Filed November 14, 2017
Portfolio Value
$28.3M
Holdings
2,849
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (2,849 positions)
| Stock | Value |
|---|---|
GGALGRUPO FINANCIERO SANTANDER M | $158K |
—BARCLAYS BANK PLC | $157K |
—NUVEEN DIVERSIFIED DIV INCM | $156K |
XEVMXEATON VANCE CALIF MUN BD FD | $155K |
—FEDERATED PREM INTR MUN INC | $154K |
MHNBLACKROCK MUNIHLDGS NY QLTY | $154K |
INVAINNOVIVA INC | $154K |
—SPRINT CORP | $152K |
WITWIPRO LTD | $150K |
—ATHERSYS INC | $150K |
—ANTARES PHARMA INC | $150K |
PMLPIMCO MUN INCOME FD II | $147K |
GAINGLADSTONE INVT CORP | $147K |
CALYCALLAWAY GOLF CO | $146K |
PMMPUTNAM MANAGED MUN INCOM TR | $146K |
JRSNUVEEN REAL ESTATE INCOME FD | $145K |
—OBSIDIAN ENERGY LTD | $143K |
XIGDXVOYA GLBL EQTY DIV & PREM OP | $142K |
—CLAYMORE EXCHANGE TRD FD TR | $142K |
CHWCALAMOS GBL DYN INCOME FUND | $142K |
—ALPINE GLOBAL DYNAMIC DIVD F | $142K |
—DDR CORP | $141K |
NIMNUVEEN SELECT MAT MUN FD | $141K |
—CLEARBRIDGE AMERN ENERG MLP | $140K |
ELPCCOMPANHIA PARANAENSE ENERG C | $138K |
ACTGACACIA RESH CORP | $137K |
—INVESTORS REAL ESTATE TR | $137K |
NMLNEUBERGER BERMAN MLP INCOME | $137K |
GOFGUGGENHEIM ENHNCD EQTY INCM | $137K |
YRIYAMANA GOLD INC | $136K |
—VIRTUS TOTAL RETURN FUND INC | $136K |
UPBDRENT A CTR INC NEW | $135K |
OPKOPKO HEALTH INC | $134K |
—POWERSHARES ETF TR II | $133K |
—IEC ELECTRS CORP NEW | $133K |
SLVPISHARES | $133K |
CDECOEUR MNG INC | $130K |
SBLKSTAR BULK CARRIERS CORP | $127K |
JOFJAPAN SMALLER CAPTLZTN FD IN | $127K |
ZNOGZION OIL & GAS INC | $127K |
MINMFS INTER INCOME TR | $125K |
TSITCW STRATEGIC INCOME FUND IN | $123K |
VKIINVESCO ADVANTAGE MUNICIPAL | $123K |
LOCOEL POLLO LOCO HLDGS INC | $122K |
—PLATFORM SPECIALTY PRODS COR | $122K |
VLRSCONTROLADORA VUELA CIA DE AV | $121K |
HIMXHIMAX TECHNOLOGIES INC | $121K |
NVAXNOVAVAX INC | $117K |
FLLFULL HOUSE RESORTS INC | $117K |
NMINUVEEN MUN INCOME FD INC | $116K |
—CELADON GROUP INC | $115K |
ATECALPHATEC HOLDINGS INC | $115K |
BBBLACKBERRY LTD | $114K |
WTWISDOMTREE INVTS INC | $110K |
—SYNCHRONOSS TECHNOLOGIES INC | $109K |
IRDMIRIDIUM COMMUNICATIONS INC | $108K |
AMZNAMAZON COM INC | $105K |
—COHEN & STEERS MLP INC & ENR | $104K |
—DEUTSCHE MULTI-MKT INCOME TR | $104K |
—CAPITAL PRODUCT PARTNERS L P | $103K |
—NQ MOBILE INC | $100K |
OIAINVESCO MUNI INCOME OPP TRST | $99K |
PDEURPRECISION DRILLING CORP | $99K |
SJTSAN JUAN BASIN RTY TR | $97K |
—GOLDMAN SACHS MLP ENERGY REN | $97K |
CLNECLEAN ENERGY FUELS CORP | $96K |
—BELLEROPHON THERAPEUTICS INC | $92K |
VSTMVERASTEM INC | $92K |
—AVID TECHNOLOGY INC | $91K |
—FAIRMOUNT SANTROL HLDGS INC | $91K |
—APPROACH RESOURCES INC | $89K |
—NEXEO SOLUTIONS INC | $89K |
NENOBLE CORP PLC | $87K |
—ALLIANZGI CONV & INCOME FD I | $85K |
—BARCLAYS BANK PLC | $84K |
—STUDENT TRANSN INC | $83K |
VUZIVUZIX CORP | $82K |
—PROGENICS PHARMACEUTICALS IN | $81K |
TCRTZIOPHARM ONCOLOGY INC | $80K |
STNGSCORPIO TANKERS INC | $80K |
—NEW YORK REIT INC | $79K |
—OCH ZIFF CAP MGMT GROUP | $77K |
GSPBARCLAYS BK PLC | $77K |
TACTRANSALTA CORP | $77K |
SQNSSEQUANS COMMUNICATIONS S A | $77K |
NGNOVAGOLD RES INC | $76K |
HLITHARMONIC INC | $75K |
—REX ENERGY CORPORATION | $75K |
—CELLDEX THERAPEUTICS INC NEW | $72K |
VRAYQVIEWRAY INC | $69K |
MMTMFS MULTIMARKET INCOME TR | $69K |
—ADAMIS PHARMACEUTICALS CORP | $68K |
—ICONIX BRAND GROUP INC | $67K |
TRQEURTURQUOISE HILL RES LTD | $66K |
—TRAVELCENTERS AMER LLC | $65K |
—KCAP FINL INC | $65K |
MUFGMITSUBISHI UFJ FINL GROUP IN | $65K |
—QUICKLOGIC CORP | $64K |
—BARCLAYS BANK PLC | $64K |
BTEBAYTEX ENERGY CORP | $63K |