LPL Financial LLC Q2 2020 Filing

Filed August 13, 2020

Portfolio Value

$57.4M

Holdings

3,429

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (3,429 positions)

#	Stock	Shares	Value	% Portfolio
3101	ERIIENERGY RECOVERY INC	25,921	$197K	0.34%
3102	PLAYDAVE & BUSTERS ENTMT INC	14,682	$196K	0.34%
3103	VSHVISHAY INTERTECHNOLOGY INC	12,683	$194K	0.34%
3104	—BLACKROCK CAP INVT CORP	210,000	$193K	0.34%
3105	GELGENESIS ENERGY L P	26,736	$193K	0.34%
3106	DBBPOWERSHARES DB MULTI-SECTOR	13,984	$190K	0.33%
3107	CDECOEUR MNG INC	37,187	$189K	0.33%
3108	PBRPETROLEO BRASILEIRO SA PETRO	22,667	$187K	0.33%
3109	TDWTIDEWATER INC NEW	33,327	$186K	0.32%
3110	KLMNINVESCO EXCH TRADED FD TR II	55,467	$186K	0.32%
3111	CVA1EURCOVANTA HLDG CORP	19,346	$186K	0.32%
3112	RDNTRADNET INC	11,639	$185K	0.32%
3113	RWTREDWOOD TR INC	26,362	$185K	0.32%
3114	PGENPRECIGEN INC	37,129	$185K	0.32%
3115	SBSWSIBANYE STILLWATER LTD	21,377	$185K	0.32%
3116	GVALCAMBRIA ETF TR	10,465	$184K	0.32%
3117	FROFRONTLINE LTD	26,244	$183K	0.32%
3118	NMTNUVEEN MASSACHUSETS QLT MUN	13,190	$181K	0.32%
3119	CADEEURCADENCE BANCORPORATION	20,311	$180K	0.31%
3120	PNNTPENNANTPARK INVT CORP	51,045	$179K	0.31%
3121	SSSSSURO CAPITAL CORP	20,990	$178K	0.31%
3122	CRFCORNERSTONE TOTAL RETURN FD	17,669	$178K	0.31%
3123	ETBEATON VANCE TAX MNGED BUY WR	12,794	$178K	0.31%
3124	CMUMFS HIGH YIELD MUN TR	43,515	$177K	0.31%
3125	—LANDMARK INFRASTRUCTURE LP	17,757	$176K	0.31%
3126	BLMNBLOOMIN BRANDS INC	16,532	$176K	0.31%
3127	GSBDGOLDMAN SACHS BDC INC	10,871	$176K	0.31%
3128	TPRTAPESTRY INC	13,168	$175K	0.30%
3129	FFBWFFBW INC MD	20,348	$175K	0.30%
3130	—WPX ENERGY INC	27,274	$174K	0.30%
3131	—SPRAGUE RES LP	11,030	$174K	0.30%
3132	TLRYEURTILRAY INC	24,490	$174K	0.30%
3133	—ATHERSYS INC NEW	62,811	$173K	0.30%
3134	ATDALLEGHENY TECHNOLOGIES INC	16,872	$172K	0.30%
3135	UMPQUSDUMPQUA HLDGS CORP	16,109	$171K	0.30%
3136	—FIVE PRIME THERAPEUTICS INC	28,000	$171K	0.30%
3137	CMRECOSTAMARE INC	30,750	$171K	0.30%
3138	PIMPUTNAM MASTER INTER INCOME T	41,730	$170K	0.30%
3139	SWCHFSIERRA WIRELESS INC	18,920	$170K	0.30%
3140	—BLACKROCK MUN INCOME INVT TR	13,301	$169K	0.29%
3141	TTMCHFTATA MTRS LTD	25,513	$168K	0.29%
3142	USACUSA COMPRESSION PARTNERS LP	15,500	$168K	0.29%
3143	MYDBLACKROCK MUNIYIELD FD INC	12,350	$168K	0.29%
3144	—PROSIGHT GLOBAL INC	18,743	$167K	0.29%
3145	ELPCCOMPANHIA PARANAENSE ENERG C	14,596	$166K	0.29%
3146	CSTRUSDCAPSTAR FINL HLDGS INC	13,860	$166K	0.29%
3147	DNOWNOW INC	19,019	$164K	0.29%
3148	JEFJEFFERIES FINL GROUP INC	10,481	$163K	0.28%
3149	SLCAU S SILICA HLDGS INC	45,131	$163K	0.28%
3150	MCIBARINGS CORPORATE INVS	12,089	$162K	0.28%
3151	37MMRC GLOBAL INC	27,171	$161K	0.28%
3152	MINMFS INTER INCOME TR	43,391	$161K	0.28%
3153	GIIIG III APPAREL GROUP LTD	12,081	$161K	0.28%
3154	PVG1EURPRETIUM RES INC	19,054	$160K	0.28%
3155	—CRESTWOOD EQUITY PARTNERS LP	12,120	$159K	0.28%
3156	TOCAEURFORTE BIOSCIENCES INC	10,870	$158K	0.28%
3157	IEZISHARES TR	18,349	$158K	0.28%
3158	MVTBLACKROCK MUNIVEST FD II INC	11,563	$157K	0.27%
3159	ARLPALLIANCE RES PARTNER L P	48,055	$157K	0.27%
3160	VKIINVESCO ADVANTAGE MUN INCOME	15,046	$157K	0.27%
3161	BGCPEURBGC PARTNERS INC	56,801	$156K	0.27%
3162	—NOBLE MIDSTREAM PARTNERS LP	18,313	$155K	0.27%
3163	—BLACKROCK STRATEGIC MUN TR	11,750	$154K	0.27%
3164	—HUAMI CORP	12,347	$153K	0.27%
3165	—INVESCO ACTIVELY MANAGED ETF	11,447	$152K	0.26%
3166	NATNORDIC AMERICAN TANKERS LIMI	37,362	$152K	0.26%
3167	RUBIEURRUBICON PROJ INC	22,759	$152K	0.26%
3168	—FLY LEASING LTD	18,451	$151K	0.26%
3169	XMUIXBLACKROCK MUNI INTER DR FD I	10,768	$149K	0.26%
3170	—ABERDEEN AUSTRALIA EQUITY FD	33,021	$148K	0.26%
3171	BTABLACKROCK LONG-TERM MUNI ADV	12,505	$148K	0.26%
3172	CLVSEURCLOVIS ONCOLOGY INC	21,928	$148K	0.26%
3173	—UBS AG JERSEY BRH	10,724	$148K	0.26%
3174	AGIALAMOS GOLD INC NEW	15,521	$146K	0.25%
3175	MQTBLACKROCK MUNIYIELD QUALITY	11,431	$146K	0.25%
3176	—TIVITY HEALTH INC	12,828	$145K	0.25%
3177	—ETF SER SOLUTIONS	10,000	$145K	0.25%
3178	—NUVEEN TX ADV TOTAL RET STRG	18,029	$145K	0.25%
3179	GPROGOPRO INC	30,151	$144K	0.25%
3180	—INVESCO ACTIVELY MANAGED ETF	10,913	$144K	0.25%
3181	XFEBFIRST TRUST SPECIALTY FINANC	43,974	$143K	0.25%
3182	—BLACKROCK MUNIENHANCED FD IN	13,026	$143K	0.25%
3183	GOOGALPHABET INC	100,806	$142K	0.25%
3184	JGHNUVEEN GLOBAL HIGH INCOME FD	10,748	$142K	0.25%
3185	—BLACKROCK MUNIYIELD CALIF FD	10,174	$142K	0.25%
3186	AAOIAPPLIED OPTOELECTRONICS INC	13,025	$142K	0.25%
3187	XPMAXPIONEER MUN HIGH INCOME ADVA	13,456	$141K	0.25%
3188	LXLEXINFINTECH HLDGS LTD	13,263	$141K	0.25%
3189	PFLTPENNANTPARK FLOATING RATE CA	16,826	$141K	0.25%
3190	UMHUMH PPTYS INC	10,844	$140K	0.24%
3191	BPYBROOKFIELD PROPERTY PARTRS L	14,129	$140K	0.24%
3192	SPMEURAMERICAS GOLD AND SILVER COR	53,000	$140K	0.24%
3193	OXLCLOXFORD LANE CAP CORP	33,885	$139K	0.24%
3194	—TIM PARTICIPACOES S A	10,753	$139K	0.24%
3195	MTARCELORMITTAL SA LUXEMBOURG	12,992	$139K	0.24%
3196	TCRTZIOPHARM ONCOLOGY INC	42,436	$139K	0.24%
3197	NEANUVEEN SR INCOME FD	29,327	$138K	0.24%
3198	SBIWESTERN ASSET INTER MUNI FD	16,082	$138K	0.24%
3199	VOXXVOXX INTL CORP	23,825	$138K	0.24%
3200	MFMMFS MUN INCOME TR	21,907	$137K	0.24%

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