LPL Financial LLC Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$36.3M

Holdings

3,157

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (3,157 positions)

#	Stock	Shares	Value	% Portfolio
3101	PDEURPRECISION DRILLING CORP	18,822	$52K	0.14%
3102	SBSAFE BULKERS INC	16,213	$51K	0.14%
3103	LEE1EURLEE ENTERPRISES INC	25,402	$50K	0.14%
3104	—GRAN TIERRA ENERGY INC	17,966	$50K	0.14%
3105	FSC1EUROAKTREE SPECIALTY LENDING CO	11,342	$48K	0.13%
3106	—CBL & ASSOC PPTYS INC	11,349	$47K	0.13%
3107	NQUSDLINK MOTION INC	27,575	$46K	0.13%
3108	—AVEO PHARMACEUTICALS INC	15,579	$45K	0.12%
3109	—ALIO GOLD INC	21,926	$43K	0.12%
3110	GLUUGLU MOBILE INC	10,539	$40K	0.11%
3111	STNGSCORPIO TANKERS INC	20,612	$40K	0.11%
3112	BTEBAYTEX ENERGY CORP	14,638	$40K	0.11%
3113	—CELADON GROUP INC	10,255	$38K	0.10%
3114	—TREVENA INC	22,462	$37K	0.10%
3115	RIBTEURRICEBRAN TECHNOLOGIES	23,521	$37K	0.10%
3116	—SPIRIT RLTY CAP INC NEW	35,000	$35K	0.10%
3117	LINTA 4 11/15/29LIBERTY MEDIA CORP	50,000	$33K	0.09%
3118	SSI3EURSTAGE STORES INC	14,985	$33K	0.09%
3119	—PALATIN TECHNOLOGIES INC	28,000	$31K	0.09%
3120	—NEPTUNE TECHNOLOGIES BIORESO	11,000	$31K	0.09%
3121	NVAXNOVAVAX INC	14,100	$30K	0.08%
3122	—CONCORD MED SVCS HLDGS LTD	10,000	$29K	0.08%
3123	—CARDIOME PHARMA CORP	12,300	$29K	0.08%
3124	GSATUSDGLOBALSTAR INC	37,630	$26K	0.07%
3125	—REWALK ROBOTICS LTD	23,000	$25K	0.07%
3126	—ARES CAP CORP	25,000	$25K	0.07%
3127	—SYNERGY PHARMACEUTICALS DEL	13,630	$25K	0.07%
3128	CLNECLEAN ENERGY FUELS CORP	13,485	$22K	0.06%
3129	—TCP CAP CORP	20,000	$21K	0.06%
3130	SPHSEURSOPHIRIS BIO INC	10,000	$20K	0.06%
3131	NOG1EURNORTHERN OIL & GAS INC NEV	10,105	$20K	0.06%
3132	PGFUSDPENGROWTH ENERGY CORP	31,722	$20K	0.06%
3133	—BRISTOL MYERS SQUIBB CO	12,000	$20K	0.06%
3134	MVISMICROVISION INC DEL	17,500	$20K	0.06%
3135	—NORDIC AMERN OFFSHORE LTD	16,325	$18K	0.05%
3136	—CAESARS ENTMT CORP	10,431	$18K	0.05%
3137	—TEEKAY TANKERS LTD	12,375	$15K	0.04%
3138	CHKRCHESAPEAKE GRANITE WASH TR	11,003	$14K	0.04%
3139	U6ZURANIUM ENERGY CORP	10,300	$13K	0.04%
3140	—SANDRIDGE MISSISSIPPIAN TR I	13,425	$13K	0.04%
3141	BLKCHFBLACKROCK INC	22,627	$12K	0.03%
3142	—SINA CORP	10,000	$11K	0.03%
3143	—INVIVO THERAPEUTICS HLDGS CO	20,415	$11K	0.03%
3144	—AMERICAN RLTY CAP PPTYS INC	10,000	$10K	0.03%
3145	AKG1EURASANKO GOLD INC	10,159	$10K	0.03%
3146	EGOELDORADO GOLD CORP NEW	10,701	$9K	0.02%
3147	BRK-BBERKSHIRE HATHAWAY INC DEL	29	$9K	0.02%
3148	HGTXUHUGOTON RTY TR TEX	12,013	$8K	0.02%
3149	—PARKER DRILLING CO	10,865	$7K	0.02%
3150	—GOLDEN STAR RES LTD CDA	11,700	$7K	0.02%
3151	—EGALET CORP	10,000	$6K	0.02%
3152	—WESTWATER RES INC	10,055	$6K	0.02%
3153	BKNGBOOKING HLDGS INC	2,821	$6K	0.02%
3154	BAC 7.25 PERP LBANK AMER CORP	2,757	$4K	0.01%
3155	WFC 7.5 PERP LWELLS FARGO CO NEW	1,858	$2K	0.01%
3156	MTDMETTLER TOLEDO INTERNATIONAL	2,787	$2K	0.00%
3157	MKLMARKEL CORP	1,104	$1K	0.00%

PreviousPage 32 of 32