LPL Financial LLC Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$35.9M

Holdings

3,102

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (3,102 positions)

#	Stock	Shares	Value	% Portfolio
2801	—NUVEEN NY	12,748	$203K	0.56%
2802	TSLXUSDTPG SPECIALTY	12,528	$202K	0.56%
2803	—RECON CAPITAL	8,630	$201K	0.56%
2804	FFINFIRST FINL BANKSHS INC	6,877	$200K	0.56%
2805	CBTCABOT CORP	4,157	$200K	0.56%
2806	FUNDSPROTT FOCUS	33,152	$199K	0.55%
2807	—ENDURANCE INTL	18,910	$199K	0.55%
2808	INOINOVIO PHARMACEUTICALS	22,222	$198K	0.55%
2809	—PROSPECT CAPITAL 5.875%1	210,000	$196K	0.55%
2810	NVAXNOVAVAX INC	36,601	$195K	0.54%
2811	—TORTOISE POWER	11,758	$195K	0.54%
2812	BKOBLUEROCK RESIDENTIAL	17,900	$192K	0.53%
2813	NFBKNORTHFIELD BANCORP	11,900	$192K	0.53%
2814	RUSHARUSH ENTERPRISES INC	11,066	$191K	0.53%
2815	PSOPEARSON PLC	15,678	$190K	0.53%
2816	—GLOBAL X	19,766	$190K	0.53%
2817	HLITHARMONIC INC	58,446	$189K	0.53%
2818	KGCKINROSS GOLD	53,572	$189K	0.53%
2819	—UNITED FINANCIAL	14,961	$188K	0.52%
2820	—DELAWARE ENHANCED	20,898	$188K	0.52%
2821	—BLACKROCK MUNICIPAL	11,662	$187K	0.52%
2822	BLDRBUILDERS FIRSTSOURCE INC	16,495	$186K	0.52%
2823	AM6AMICUS THERAPEUTICS	22,000	$185K	0.51%
2824	STLAFIAT CHRYSLER	24,906	$183K	0.51%
2825	FMBIUSDFIRST MIDWEST	10,339	$181K	0.50%
2826	SPESPECIAL OPPORTUNITIES	13,872	$181K	0.50%
2827	EMFTEMPLETON EMERGING MARKE	17,279	$181K	0.50%
2828	—CINCINNATI BELL	46,636	$180K	0.50%
2829	XSCDXLMP CAPITAL	15,060	$180K	0.50%
2830	HLHECLA MINING	63,708	$179K	0.50%
2831	CHS1USDCHICO'S FAS INC	14,095	$178K	0.50%
2832	ERFGBPENERPLUS CORP	49,931	$178K	0.50%
2833	FNBF N B CORP	14,082	$177K	0.49%
2834	AESAES CORP	15,925	$176K	0.49%
2835	PTBPOTBELLY CORP	13,070	$176K	0.49%
2836	RVSBRIVERVIEW BANCORP	38,614	$176K	0.49%
2837	ODPEUROFFICE DEPOT	23,218	$176K	0.49%
2838	—CUSHING MLP	18,549	$175K	0.49%
2839	LMNRLIMONEIRA COMPANY	11,517	$174K	0.48%
2840	ORANYORANGE SPON	10,858	$174K	0.48%
2841	TMHCTAYLOR MORRISON	12,124	$173K	0.48%
2842	WTWEURWEIGHT WATCHERS	12,304	$173K	0.48%
2843	—ENERNOC INC	23,280	$172K	0.48%
2844	HSTHOST HOTELS	10,492	$171K	0.48%
2845	—AMERICAN MIDSTREAM	27,418	$171K	0.48%
2846	PNIPIMCO NEW YORK MUN FD II	12,830	$171K	0.48%
2847	—MARKET VECTORS	11,558	$170K	0.47%
2848	NMSNUVEEN MN	10,522	$170K	0.47%
2849	ACREARES COMMERCIAL	15,140	$170K	0.47%
2850	PBRPETROLEO BRASILEIRO	31,886	$170K	0.47%
2851	PNIPIMCO NEW YORK MUNICIPAL	13,086	$170K	0.47%
2852	XENWXEATON VANCE	12,438	$169K	0.47%
2853	—ISHARES MSCI	18,374	$168K	0.47%
2854	—ETFIS SER	20,930	$168K	0.47%
2855	SWCHFSIERRA WIRELESS INC	11,766	$168K	0.47%
2856	PCMPCM FUND	17,077	$168K	0.47%
2857	IAUISHARES MSCI	19,143	$167K	0.46%
2858	—GLOBAL X FUNDS	16,954	$167K	0.46%
2859	AXGNAXOGEN INC	32,236	$166K	0.46%
2860	—BIOTELEMETRY INC	14,690	$164K	0.46%
2861	—ISLE CAPRI CASINOS INC	11,614	$163K	0.45%
2862	—HI CRUSH	36,859	$163K	0.45%
2863	—FOGO DE	10,016	$162K	0.45%
2864	VEMYSTONE HARBOR	13,258	$162K	0.45%
2865	—TRANSENTERIX INC	30,878	$160K	0.45%
2866	ZNOGZION OIL	90,572	$160K	0.45%
2867	—NAM TAI	26,200	$159K	0.44%
2868	—WAYNE SVGS BANCSHARES	13,000	$158K	0.44%
2869	—INVENSENSE INC	18,774	$157K	0.44%
2870	CVECENOVUS ENERGY	12,644	$156K	0.43%
2871	—WESTERN ASSET	15,219	$156K	0.43%
2872	—CRAFT BREW	18,930	$155K	0.43%
2873	—EGSHARES INDIA	15,496	$155K	0.43%
2874	—NUVEEN TAX ADVANTAGED	14,103	$155K	0.43%
2875	—GLOBAL HIGH INCOME FUND	17,697	$154K	0.43%
2876	SPPIUSDSPECTRUM PHARMACEUTICALS	23,398	$154K	0.43%
2877	IRDMIRIDIUM COMMUNICATIONS	20,000	$153K	0.43%
2878	INFNEURINFINERA CORP	10,052	$153K	0.43%
2879	PNNTPENNANTPARK INVESTMENT	24,442	$152K	0.42%
2880	—QUALITY SYSTEMS	10,119	$150K	0.42%
2881	ABEVAMBEV S A	29,376	$150K	0.42%
2882	GLVCLOUGH GLOBAL	13,044	$149K	0.41%
2883	SWZSWISS HELVETIA	14,802	$148K	0.41%
2884	XJEQXABERDEEN JAPAN	21,200	$148K	0.41%
2885	NAVINAVIENT CORP	12,840	$147K	0.41%
2886	—WESTERN ASSET	14,721	$146K	0.41%
2887	NGLNGL ENERGY	19,988	$146K	0.41%
2888	—CONFORMIS INC	13,646	$145K	0.40%
2889	EX9EXELIXIS INC	33,614	$143K	0.40%
2890	—EGSHARES INDIA	10,676	$142K	0.40%
2891	CCBGCAPITAL CITY BANK GROUP	10,006	$142K	0.40%
2892	AEGAEGON N V	26,890	$141K	0.39%
2893	WTWISDOMTREE INVESTMENTS	13,542	$141K	0.39%
2894	EPMEVOLUTION PETROLEUM	29,377	$141K	0.39%
2895	—NEURALSTEM INC	198,122	$141K	0.39%
2896	NVTA1EURINVITAE CORP	13,000	$141K	0.39%
2897	MBTGBPMOBILE TELESYSTEM	17,820	$141K	0.39%
2898	—NEUBERGER BERMAN	14,234	$139K	0.39%
2899	—PROVIDENT BANCORP	10,000	$137K	0.38%
2900	MSDMORGAN STANLEY EMERGING	15,682	$137K	0.38%

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