LPL Financial LLC Q1 2016 Filing

Filed May 16, 2016

Portfolio Value

$35.9M

Holdings

3,102

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (3,102 positions)

#	Stock	Shares	Value	% Portfolio
1201	PBRPETROLEO BRASILEIRO	31,886	$170K	0.47%
1202	XENWXEATON VANCE	12,438	$169K	0.47%
1203	—ISHARES MSCI	18,374	$168K	0.47%
1204	PCMPCM FUND	17,077	$168K	0.47%
1205	—ETFIS SER	20,930	$168K	0.47%
1206	SWCHFSIERRA WIRELESS INC	11,766	$168K	0.47%
1207	—GLOBAL X FUNDS	16,954	$167K	0.46%
1208	IAUISHARES MSCI	19,143	$167K	0.46%
1209	AXGNAXOGEN INC	32,236	$166K	0.46%
1210	—BIOTELEMETRY INC	14,690	$164K	0.46%
1211	—ISLE CAPRI CASINOS INC	11,614	$163K	0.45%
1212	—HI CRUSH	36,859	$163K	0.45%
1213	VEMYSTONE HARBOR	13,258	$162K	0.45%
1214	—FOGO DE	10,016	$162K	0.45%
1215	ZNOGZION OIL	90,572	$160K	0.45%
1216	—TRANSENTERIX INC	30,878	$160K	0.45%
1217	AQLTISHARES SELECT	1,983,358	$160K	0.44%
1218	—NAM TAI	26,200	$159K	0.44%
1219	—WAYNE SVGS BANCSHARES	13,000	$158K	0.44%
1220	—INVENSENSE INC	18,774	$157K	0.44%
1221	—WESTERN ASSET	15,219	$156K	0.43%
1222	CVECENOVUS ENERGY	12,644	$156K	0.43%
1223	—NUVEEN TAX ADVANTAGED	14,103	$155K	0.43%
1224	—EGSHARES INDIA	15,496	$155K	0.43%
1225	—CRAFT BREW	18,930	$155K	0.43%
1226	IEFISHARES 7-10YR	1,398,750	$155K	0.43%
1227	XLESECTOR ENERGY	2,564,668	$154K	0.43%
1228	—GLOBAL HIGH INCOME FUND	17,697	$154K	0.43%
1229	SPPIUSDSPECTRUM PHARMACEUTICALS	23,398	$154K	0.43%
1230	IRDMIRIDIUM COMMUNICATIONS	20,000	$153K	0.43%
1231	INFNEURINFINERA CORP	10,052	$153K	0.43%
1232	PNNTPENNANTPARK INVESTMENT	24,442	$152K	0.42%
1233	ABEVAMBEV S A	29,376	$150K	0.42%
1234	—QUALITY SYSTEMS	10,119	$150K	0.42%
1235	GLVCLOUGH GLOBAL	13,044	$149K	0.41%
1236	SWZSWISS HELVETIA	14,802	$148K	0.41%
1237	XJEQXABERDEEN JAPAN	21,200	$148K	0.41%
1238	PGPROCTER & GAMBLE	1,774,498	$148K	0.41%
1239	—POWERSHARES S&P	3,678,599	$147K	0.41%
1240	NAVINAVIENT CORP	12,840	$147K	0.41%
1241	VBVANGUARD SMALL	1,339,101	$147K	0.41%
1242	IWRISHARES RUSSELL	909,974	$146K	0.41%
1243	IGSBISHARES 1-3	1,387,090	$146K	0.41%
1244	NGLNGL ENERGY	19,988	$146K	0.41%
1245	—WESTERN ASSET	14,721	$146K	0.41%
1246	BACVERIZON COMMUNICATIONS	2,683,668	$145K	0.40%
1247	—CONFORMIS INC	13,646	$145K	0.40%
1248	IAUUSDISHARES GOLD	12,091,128	$144K	0.40%
1249	IVEISHARES S&P	1,614,259	$144K	0.40%
1250	EX9EXELIXIS INC	33,614	$143K	0.40%
1251	CCBGCAPITAL CITY BANK GROUP	10,006	$142K	0.40%
1252	—EGSHARES INDIA	10,676	$142K	0.40%
1253	WTWISDOMTREE INVESTMENTS	13,542	$141K	0.39%
1254	NVTA1EURINVITAE CORP	13,000	$141K	0.39%
1255	—NEURALSTEM INC	198,122	$141K	0.39%
1256	EPMEVOLUTION PETROLEUM	29,377	$141K	0.39%
1257	AEGAEGON N V	26,890	$141K	0.39%
1258	MBTGBPMOBILE TELESYSTEM	17,820	$141K	0.39%
1259	XOMEXXON MOBIL CORP	1,712,267	$141K	0.39%
1260	BRK/BBERKSHIRE HATHAWAY	993,638	$140K	0.39%
1261	—NEUBERGER BERMAN	14,234	$139K	0.39%
1262	MSDMORGAN STANLEY EMERGING	15,682	$137K	0.38%
1263	PPTPUTNAM HIGH INCOME	18,894	$137K	0.38%
1264	—PROVIDENT BANCORP	10,000	$137K	0.38%
1265	VWOVANGUARD FSTE	4,069,278	$137K	0.38%
1266	—NUVEEN GLOBAL	12,837	$136K	0.38%
1267	IEMGISHARES CORE	3,348,634	$135K	0.38%
1268	NGNOVAGOLD RESOURCES	25,500	$135K	0.38%
1269	—LENDINGCLUB CORP	16,858	$135K	0.38%
1270	GGZGABELLI GLOBAL	13,096	$135K	0.38%
1271	—SALIENT MIDSTREAM	18,436	$135K	0.38%
1272	WITWIPRO LTD	10,645	$134K	0.37%
1273	—ARIAD PHARMACEUTICALS	20,582	$134K	0.37%
1274	DISWALT DISNEY	1,380,873	$134K	0.37%
1275	CXCEMEX S A B	18,898	$133K	0.37%
1276	CXEMFS HIGH	25,046	$133K	0.37%
1277	SDYSPDR SERIES	1,667,778	$132K	0.37%
1278	VEAVANGUARD FTSE	3,799,777	$132K	0.37%
1279	—THL CREDIT	12,094	$132K	0.37%
1280	—BANK AMERICA	36,258	$131K	0.36%
1281	—FAIRMOUNT SANTROL	54,060	$131K	0.36%
1282	—BELLEROPHON THERAPEUTICS	61,246	$131K	0.36%
1283	—ARENA PHARMACEUTICALS	67,700	$131K	0.36%
1284	—UBS AG	11,154	$131K	0.36%
1285	—NUVEEN MUNICIPAL	13,046	$130K	0.36%
1286	—KCAP FINANCIAL	38,346	$129K	0.36%
1287	—COHEN & STEERS	16,913	$128K	0.36%
1288	FEXFIRST TRUST	2,891,102	$127K	0.35%
1289	CIFMFS INTERMEDIATE	54,609	$127K	0.35%
1290	DNREURDENBURY RESOURCES	63,126	$127K	0.35%
1291	—GARRISON CAPITAL	12,082	$127K	0.35%
1292	IWPISHARES RUSSELL	1,390,495	$127K	0.35%
1293	XLFISECTOR CONSUMER	2,383,231	$127K	0.35%
1294	JMMNUVEEN MULTI	17,473	$126K	0.35%
1295	VOVANGUARD MID	1,052,818	$126K	0.35%
1296	—ADVANCED	21,283	$125K	0.35%
1297	—EATON VANCE	10,111	$124K	0.35%
1298	—SILVER STANDARD	22,090	$124K	0.35%
1299	TLNTALEN ENERGY	13,018	$124K	0.35%
1300	XLUSELECT UTILITIES	2,511,863	$122K	0.34%

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