Kovack Advisors, Inc. Q4 2020 Filing
Filed January 14, 2021
Portfolio Value
$694.8B
Holdings
598
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (598 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | QQHHCM DEFENDER 100 INDEX ETF | 5,283 | $217.0M | 0.03% | |
| 502 | OXYOCCIDENTAL PETROLEUM ORD | 12,475 | $216.0M | 0.03% | |
| 503 | CERNCHFCERNER ORD | 2,750 | $216.0M | 0.03% | |
| 504 | HCAHCA HEALTHCARE ORD | 1,302 | $214.0M | 0.03% | |
| 505 | GLUUGLU MOBILE ORD | 23,500 | $212.0M | 0.03% | |
| 506 | —WESTERN ASSET TOTAL RETURN ETF | 7,500 | $212.0M | 0.03% | |
| 507 | FDLFIRST TRUST MORNINGSTAR DIV LDRS ETF | 7,123 | $211.0M | 0.03% | |
| 508 | XFFCXFLAHERTY & CRMRN PRF INCM SEC NAV CF | 9,005 | $211.0M | 0.03% | |
| 509 | VBKVANGUARD SMALL CAP GROWTH ETF | 784 | $210.0M | 0.03% | |
| 510 | IUSGISHARES CORE S&P US GROWTH ETF | 2,357 | $209.0M | 0.03% | |
| 511 | BABINVSC TAXABLE MUNICIPAL BOND ETF | 6,245 | $209.0M | 0.03% | |
| 512 | AOKISHARES CORE CONSERVATIVE ALLOC ETF | 5,404 | $209.0M | 0.03% | |
| 513 | BONDPIMCO ACTIVE BOND ETF | 1,830 | $207.0M | 0.03% | |
| 514 | MUMICRON TECHNOLOGY ORD | 2,760 | $207.0M | 0.03% | |
| 515 | HTDCORCEPT THERAPEUTICS ORD | 7,900 | $207.0M | 0.03% | |
| 516 | NAZNUVEEN ARIZONA QLTY MNCPL INCM CF | 13,008 | $206.0M | 0.03% | |
| 517 | ZZILLOW GROUP CL C ORD | 1,580 | $205.0M | 0.03% | |
| 518 | MRVLMARVELL TECHNOLOGY GROUP ORD | 4,296 | $204.0M | 0.03% | |
| 519 | PFXFVANCK VECTR PRF SECRT EX FNCL ETF | 9,870 | $203.0M | 0.03% | |
| 520 | EEMVISHS MSCI EMERG MRKT MIN VOL FCT ETF | 3,315 | $202.0M | 0.03% | |
| 521 | OTISOTIS WORLDWIDE ORD | 2,985 | $202.0M | 0.03% | |
| 522 | ZBRAZEBRA TECHNOLOGIES CL A ORD | 522 | $201.0M | 0.03% | |
| 523 | VENVENTAS REIT ORD | 4,104 | $201.0M | 0.03% | |
| 524 | TWTRUSDTWITTER ORD | 3,715 | $201.0M | 0.03% | |
| 525 | EXGEATON VANCE TAX ADVANTAGE DIVIDND CF | 8,500 | $201.0M | 0.03% | |
| 526 | —COLONY CREDIT REAL ESTATE CL A ORD | 26,856 | $201.0M | 0.03% | |
| 527 | —STEADFAST APT REIT ORD | 12,942 | $196.0M | 0.03% | |
| 528 | —ETFMG ALTERNATIVE HARVEST ETF | 13,535 | $194.0M | 0.03% | |
| 529 | RFICOHEN STEERS TOTAL RETURN REALTY CF | 14,500 | $192.0M | 0.03% | |
| 530 | VIAVVIAVI SOLUTIONS ORD | 12,725 | $191.0M | 0.03% | |
| 531 | DSLDOUBLELINE INCOME SOLUTIONS CF | 11,345 | $188.0M | 0.03% | |
| 532 | JGHNUVEEN GLOBAL HIGH INCOME CF | 12,100 | $188.0M | 0.03% | |
| 533 | AALAMERICAN AIRLINES GROUP ORD | 11,727 | $185.0M | 0.03% | |
| 534 | —ETFMG PRIME JUNIOR SILVR MNRS ETF | 11,000 | $179.0M | 0.03% | |
| 535 | PCNPIMCO CORP INCOME CF | 10,084 | $174.0M | 0.03% | |
| 536 | WESWESTERN MIDSTREAM PARTNERS COM UNT | 12,200 | $169.0M | 0.02% | |
| 537 | PAIWESTERN ASSET INVSTMNT GRADE INCM CF | 10,500 | $167.0M | 0.02% | |
| 538 | HBANHUNTINGTON BANCSHARES ORD | 13,232 | $167.0M | 0.02% | |
| 539 | NHHSNORTHSTAR HEALTHCARE INCOME ORD | 16,230 | $166.0M | 0.02% | |
| 540 | PAAPLAINS ALL AMERICAN PIPELINE UNT | 19,766 | $163.0M | 0.02% | |
| 541 | —MANNING AND NAPIER CL A ORD | 24,804 | $156.0M | 0.02% | |
| 542 | MCIBARINGS CORPORATE INVESTORS CF | 11,500 | $152.0M | 0.02% | |
| 543 | —HMS INCOME FD ORD | 15,100 | $151.0M | 0.02% | |
| 544 | ACBAURORA CANNABIS ORD | 18,160 | $151.0M | 0.02% | |
| 545 | —GRIFFIN CAP ESSENT ASSET CL E OPF | 15,671 | $149.0M | 0.02% | |
| 546 | KMIKINDER MORGAN CL P ORD | 10,533 | $144.0M | 0.02% | |
| 547 | RCSPIMCO STRATEGIC INCOME CF | 20,570 | $143.0M | 0.02% | |
| 548 | HYTBLACKROCK CORPORATE HIGH YIELD CF | 12,060 | $138.0M | 0.02% | |
| 549 | PBIPITNEY BOWES ORD | 22,272 | $137.0M | 0.02% | |
| 550 | TASTUSDCARROLS RESTAURANT GROUP ORD | 21,815 | $137.0M | 0.02% | |
| 551 | —PHILLIPS EDISON ORD | 12,852 | $129.0M | 0.02% | |
| 552 | RITMNEW RESIDENTIAL INVESTMENT REIT ORD | 12,546 | $125.0M | 0.02% | |
| 553 | CTLEURLUMEN TECHNOLOGIES ORD | 12,410 | $121.0M | 0.02% | |
| 554 | —ORBCOMM ORD | 16,000 | $119.0M | 0.02% | |
| 555 | PAGPPLAINS GP HOLDINGS CL A ORD | 14,000 | $118.0M | 0.02% | |
| 556 | DNPDNP SELECT INCOME CF | 11,479 | $118.0M | 0.02% | |
| 557 | GUTGABELLI UTILITY CF | 13,952 | $113.0M | 0.02% | |
| 558 | GLOCLOUGH GLOBAL OPPORTUNITIES CF | 10,000 | $111.0M | 0.02% | |
| 559 | ZTRVIRTUS TOTAL RETURN CF | 12,528 | $110.0M | 0.02% | |
| 560 | EDFSTONE HARBOR EMERGING MARKETS CF | 13,165 | $106.0M | 0.02% | |
| 561 | PFNPIMCO INCOME STRATEGY II CF | 10,254 | $102.0M | 0.01% | |
| 562 | XIGDXVOYA GLOBAL EQUITY DVD PRM OPPORT CF | 18,793 | $98.0M | 0.01% | |
| 563 | NEANUVEEN SENIOR INCOME CF | 18,700 | $97.0M | 0.01% | |
| 564 | NCMIEURNATIONAL CINEMEDIA ORD | 23,237 | $86.0M | 0.01% | |
| 565 | INTTINTEST ORD | 13,100 | $85.0M | 0.01% | |
| 566 | BKTBLACKROCK INCOME CF | 13,638 | $83.0M | 0.01% | |
| 567 | PBTPERMIAN BASIN ROYALTY UNT | 24,250 | $80.0M | 0.01% | |
| 568 | GELGENESIS ENERGY CL A UNT | 12,699 | $79.0M | 0.01% | |
| 569 | —AMTECH SYSTEMS ORD | 10,900 | $70.0M | 0.01% | |
| 570 | JAKKJAKKS PACIFIC ORD | 11,310 | $56.0M | 0.01% | |
| 571 | —INVENTRUST PPTYS REIT ORD | 49,670 | $55.0M | 0.01% | |
| 572 | OPKOPKO HEALTH ORD | 13,051 | $52.0M | 0.01% | |
| 573 | SANBANCO SANTANDER ADR REP 1 ORD | 14,622 | $45.0M | 0.01% | |
| 574 | —KADMON ORD | 10,000 | $42.0M | 0.01% | |
| 575 | SJTSAN JUAN BASIN UNT | 15,000 | $40.0M | 0.01% | |
| 576 | FNMAFEDERAL NATIONAL MORTGAGE ORD | 16,300 | $39.0M | 0.01% | |
| 577 | ANFABERCROMBIE JAN 15, 2021 CALL 16 | 65 | $31.0M | 0.00% | Call |
| 578 | —ACELRX PHARMACEUTICALS ORD | 25,000 | $31.0M | 0.00% | |
| 579 | —S&W SEED ORD | 10,000 | $29.0M | 0.00% | |
| 580 | NEENEXTERA ENERGY JAN 15, 2021 CALL 62.5 | 20 | $27.0M | 0.00% | Call |
| 581 | —UNITED DEV FDG IV ORD | 14,787 | $21.0M | 0.00% | |
| 582 | RCMTRCM TECHNOLOGIES ORD | 10,339 | $21.0M | 0.00% | |
| 583 | AAPLAPPLE JAN 15, 2021 CALL 112.5 | 13 | $20.0M | 0.00% | Call |
| 584 | —GRILLED CHEESE TRUCK ORD | 40,000 | $17.0M | 0.00% | |
| 585 | BMY-RBRISTOL MYERS SQUIBB CONTINGENT RTS | 19,822 | $14.0M | 0.00% | |
| 586 | GU9GUESS JAN 21, 2022 CALL 15 | 18 | $13.0M | 0.00% | Call |
| 587 | HBANHUNTINGTON BANC JAN 15, 2021 PUT 15 | 48 | $12.0M | 0.00% | Put |
| 588 | UEECUNITED HEALTH PRODUCTS ORD | 10,049 | $12.0M | 0.00% | |
| 589 | BABOEING FEB 19, 2021 CALL 260 | 9 | $7.0M | 0.00% | Call |
| 590 | DOWDOW JAN 15, 2021 CALL 50 | 17 | $7.0M | 0.00% | Call |
| 591 | BABOEING JAN 21, 2022 PUT 170 | 3 | $6.0M | 0.00% | Put |
| 592 | CSCOCISCO SYSTEMS JAN 15, 2021 CALL 39 | 15 | $5.0M | 0.00% | Call |
| 593 | FFORD MOTOR JAN 20, 2023 CALL 10 | 39 | $5.0M | 0.00% | Call |
| 594 | MATMATTEL APR 16, 2021 CALL 16 | 18 | $4.0M | 0.00% | Call |
| 595 | CRMSALESFORCE.COM JAN 15, 2021 PUT 230 | 3 | $3.0M | 0.00% | Put |
| 596 | PGPROCTER GAMBLE JAN 15, 2021 PUT 155 | 2 | $3.0M | 0.00% | Put |
| 597 | BPBP JAN 15, 2021 CALL 16 | 11 | $3.0M | 0.00% | Call |
| 598 | MCDMCDONALD'S CORP JAN 21, 2022 CALL 200 | 1 | $3.0M | 0.00% | Call |
| 599 | KOCOCA-COLA JUN 18, 2021 PUT 40 | 50 | $2.0M | 0.00% | Put |
| 600 | DBDEURDIEBOLD JAN 15, 2021 CALL 10 | 10 | $2.0M | 0.00% | Call |