Kovack Advisors, Inc. Q3 2019 Filing
Filed October 31, 2019
Portfolio Value
$487.4B
Holdings
478
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (478 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | FDXFEDEX ORD | 1,535 | $223.0M | 0.05% | |
| 402 | PAGPPLAINS GP HOLDINGS CL A ORD | 10,500 | $223.0M | 0.05% | |
| 403 | HN9HANESBRANDS ORD | 14,461 | $222.0M | 0.05% | |
| 404 | TNDMTANDEM DIABETES CARE ORD | 3,738 | $220.0M | 0.05% | |
| 405 | NMI1EURKIRKLAND LAKE GOLD ORD | 4,882 | $219.0M | 0.04% | |
| 406 | GSBDGOLDMAN SACHS BDC ORD | 10,900 | $219.0M | 0.04% | |
| 407 | FXUFIRST TRUST UTILITIES ALPHADEX ETF | 7,385 | $219.0M | 0.04% | |
| 408 | TWTRUSDTWITTER ORD | 5,263 | $217.0M | 0.04% | |
| 409 | PAYXPAYCHEX ORD | 2,610 | $216.0M | 0.04% | |
| 410 | EMREMERSON ELECTRIC ORD | 3,235 | $216.0M | 0.04% | |
| 411 | CINFCINCINNATI FINANCIAL ORD | 1,841 | $215.0M | 0.04% | |
| 412 | MVTBLACKROCK MUNIVEST II CF | 14,620 | $215.0M | 0.04% | |
| 413 | LVLNSPDR WELLS FARGO PREFERRED STOCK ETF | 4,845 | $214.0M | 0.04% | |
| 414 | FSLYFASTLY CL A ORD | 8,900 | $214.0M | 0.04% | |
| 415 | SCHXSCHWAB US LARGE CAP ETF | 2,998 | $213.0M | 0.04% | |
| 416 | BSJLINVSC BULTSH 2021 HG YLD CRP BND ETF | 8,661 | $213.0M | 0.04% | |
| 417 | ULUNILEVER ADR REP 1 ORD | 3,489 | $210.0M | 0.04% | |
| 418 | TOTLSPDR DOUBLELINE TTL RTRN TTCL ETF | 4,245 | $209.0M | 0.04% | |
| 419 | XLBSPDR FUND MATERIALS SELECT SECTR ETF | 3,573 | $208.0M | 0.04% | |
| 420 | NVCRNOVOCURE ORD | 2,768 | $207.0M | 0.04% | |
| 421 | EAELECTRONIC ARTS ORD | 2,084 | $204.0M | 0.04% | |
| 422 | TMTOYOTA MOTOR ADR REP 2 ORD | 1,508 | $203.0M | 0.04% | |
| 423 | TTENTOTAL ADR REP 1 ORD | 3,905 | $203.0M | 0.04% | |
| 424 | BZUNBAOZUN ADR REP 3 ORD | 4,725 | $202.0M | 0.04% | |
| 425 | HBANHUNTINGTON BANCSHARES ORD | 14,134 | $202.0M | 0.04% | |
| 426 | GMS1EURGMS ORD | 7,000 | $201.0M | 0.04% | |
| 427 | LXPUSDLEXINGTON REALTY REIT ORD | 19,500 | $200.0M | 0.04% | |
| 428 | ETENERGY TRANSFER UNT | 15,149 | $198.0M | 0.04% | |
| 429 | ARCPEURVEREIT ORD | 20,073 | $196.0M | 0.04% | |
| 430 | CLFCLEVELAND CLIFFS ORD | 26,958 | $195.0M | 0.04% | |
| 431 | VLYVALLEY NATIONAL ORD | 17,718 | $193.0M | 0.04% | |
| 432 | RCSPIMCO STRATEGIC INCOME CF | 20,548 | $190.0M | 0.04% | |
| 433 | PCNPIMCO CORP INCOME CF | 10,194 | $187.0M | 0.04% | |
| 434 | HTGCHERCULES CAPITAL ORD | 13,430 | $180.0M | 0.04% | |
| 435 | BHKBLACKROCK CORE BOND CF | 12,475 | $180.0M | 0.04% | |
| 436 | PBIPITNEY BOWES ORD | 39,009 | $178.0M | 0.04% | |
| 437 | EDFSTONE HARBOR EMERGING MARKETS CF | 13,411 | $176.0M | 0.04% | |
| 438 | RITMNEW RESIDENTIAL INVESTMENT REIT ORD | 10,948 | $172.0M | 0.04% | |
| 439 | BKOBLUEROCK RESIDENTIAL GRWTH CL A REIT | 14,489 | $171.0M | 0.04% | |
| 440 | NOKNOKIA ADR REPSG 1 SER A ORD | 33,630 | $170.0M | 0.03% | |
| 441 | JPCNUVEEN PREFERRED AND INCM OPP CF | 15,227 | $153.0M | 0.03% | |
| 442 | —THL CREDIT SENIOR LOAN CF | 10,026 | $151.0M | 0.03% | |
| 443 | GUTGABELLI UTILITY CF | 18,531 | $138.0M | 0.03% | |
| 444 | HYTBLACKROCK CORPORATE HIGH YIELD CF | 12,400 | $133.0M | 0.03% | |
| 445 | —ORBCOMM ORD | 27,530 | $131.0M | 0.03% | |
| 446 | SANBANCO SANTANDER ADR REP 1 ORD | 31,602 | $127.0M | 0.03% | |
| 447 | PBTPERMIAN BASIN ROYALTY UNT | 20,000 | $104.0M | 0.02% | |
| 448 | FCXFREEPORT MCMORAN ORD | 10,637 | $102.0M | 0.02% | |
| 449 | —COLONY CAPITAL CL A ORD | 16,321 | $98.0M | 0.02% | |
| 450 | GLOCLOUGH GLOBAL OPPORTUNITIES CF | 10,000 | $91.0M | 0.02% | |
| 451 | FNMAFEDERAL NATIONAL MORTGAGE ORD | 23,390 | $89.0M | 0.02% | |
| 452 | DSKEUSDDASEKE ORD | 34,900 | $87.0M | 0.02% | |
| 453 | NYMTEURNEW YORK MORTGAGE REIT ORD | 14,044 | $86.0M | 0.02% | |
| 454 | —UNITED DEVELOPMENT IV ORD | 23,539 | $86.0M | 0.02% | |
| 455 | —INVENTRUST PPTYS REIT ORD | 51,123 | $79.0M | 0.02% | |
| 456 | VVRINVESCO SNR INCOME CF | 18,536 | $78.0M | 0.02% | |
| 457 | FSICUSDFS KKR CAPITAL ORD | 13,339 | $78.0M | 0.02% | |
| 458 | TEVATEVA PHARMA IND ADR REP 1 ORD | 11,085 | $76.0M | 0.02% | |
| 459 | USALIBERTY ALL STAR EQUITY CF | 11,560 | $74.0M | 0.02% | |
| 460 | DMTKQDERMTECH ORD | 13,000 | $73.0M | 0.01% | |
| 461 | ACBAURORA CANNABIS ORD | 16,336 | $72.0M | 0.01% | |
| 462 | ZNGAEURZYNGA CL A ORD | 12,210 | $71.0M | 0.01% | |
| 463 | GGNGAMCO GLOBAL GOLD NTRL RSRCS INC CF | 15,997 | $70.0M | 0.01% | |
| 464 | AMZNAMAZON.COM JAN 17, 2020 PUT 1600 | 4 | $65.0M | 0.01% | Put |
| 465 | EODWELLS FARGO GLOBAL DIVIDEND OPPO CF | 11,764 | $64.0M | 0.01% | |
| 466 | AAPLAPPLE JAN 17, 2020 CALL 180 | 15 | $61.0M | 0.01% | Call |
| 467 | —MANNING AND NAPIER CL A ORD | 31,604 | $59.0M | 0.01% | |
| 468 | —ALLIANZGI CNV AND INCM II CF | 11,191 | $56.0M | 0.01% | |
| 469 | LYGLLOYDS BANKING GROUP ADR 4 ORD | 20,970 | $55.0M | 0.01% | |
| 470 | SJTSAN JUAN BASIN UNT | 17,700 | $53.0M | 0.01% | |
| 471 | OPKOPKO HEALTH ORD | 21,651 | $45.0M | 0.01% | |
| 472 | —DEAN FOODS ORD | 36,800 | $43.0M | 0.01% | |
| 473 | RCMTRCM TECHNOLOGIES ORD | 12,339 | $37.0M | 0.01% | |
| 474 | —MCDERMOTT INTERNATIONAL ORD | 13,420 | $27.0M | 0.01% | |
| 475 | NBRNABORS INDUSTRIES ORD | 11,000 | $21.0M | 0.00% | |
| 476 | AMZNAMAZON.COM JAN 15, 2021 CALL 2000 | 4 | $20.0M | 0.00% | Call |
| 477 | UEECUNITED HEALTH PRODUCTS ORD | 10,049 | $14.0M | 0.00% | |
| 478 | —POLYMET MINING ORD | 40,000 | $13.0M | 0.00% | |
| 479 | METAFACEBOOK JAN 17, 2020 PUT 180 | 10 | $12.0M | 0.00% | Put |
| 480 | MHLAMAIDEN HOLDINGS ORD | 15,200 | $11.0M | 0.00% | |
| 481 | BABAALIBABA JAN 17, 2020 CALL 150 | 8 | $11.0M | 0.00% | Call |
| 482 | —TREVENA ORD | 10,300 | $10.0M | 0.00% | |
| 483 | FDXFEDEX CORP CALL JAN00195000 | 2 | $8.0M | 0.00% | Call |
| 484 | METAFACEBOOK INC CALL JAN00160000 | 12 | $7.0M | 0.00% | Call |
| 485 | PGPROCTER GAMBLE JAN 15, 2021 PUT 155 | 2 | $7.0M | 0.00% | Put |
| 486 | NOWSERVICENOW JAN 17, 2020 PUT 240 | 4 | $6.0M | 0.00% | Put |
| 487 | KBLBKRAIG BIOCRAFT LABORATORIES ORD | 23,500 | $5.0M | 0.00% | |
| 488 | INTCINTEL JAN 17, 2020 CALL 45 | 9 | $5.0M | 0.00% | Call |
| 489 | CVSCVS HEALTH JAN 17, 2020 CALL 60 | 11 | $4.0M | 0.00% | Call |
| 490 | IBMIBM JAN 17, 2020 PUT 130 | 14 | $4.0M | 0.00% | Put |
| 491 | VVISA JAN 17, 2020 CALL 140 | 1 | $4.0M | 0.00% | |
| 492 | MSFTMICROSOFT JAN 17, 2020 CALL 100 | 1 | $4.0M | 0.00% | Call |
| 493 | ABBVABBVIE JAN 17, 2020 PUT 75 | 7 | $3.0M | 0.00% | Put |
| 494 | BABOEING JAN 17, 2020 PUT 350 | 3 | $3.0M | 0.00% | Put |
| 495 | BMYBRISTOL-MYERS JAN 17, 2020 CALL 45 | 3 | $2.0M | 0.00% | Call |
| 496 | AXPAMERICAN EXPRESS JAN 17, 2020 PUT 110 | 6 | $2.0M | 0.00% | Put |
| 497 | JNJJOHNSON&JOHNSON JAN 17, 2020 PUT 130 | 3 | $2.0M | 0.00% | Put |
| 498 | PAYXPAYCHEX JAN 17, 2020 CALL 75 | 2 | $2.0M | 0.00% | Call |
| 499 | EMREMERSON ELECTRIC JAN 17, 2020 CALL 62.5 | 5 | $2.0M | 0.00% | Call |
| 500 | JPMJPMORGAN CHASE & CO CALL JAN00090000 | 1 | $2.0M | 0.00% | Call |