Klingman & Associates, LLC Q4 2019 Filing

Filed January 29, 2020

Portfolio Value

$611.1B

Holdings

135

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (135 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	387,322	$125.2B	20.49%
2	IJHISHARES TR	258,929	$53.3B	8.72%
3	SPYSPDR SP 500 ETF TR	134,424	$43.3B	7.08%
4	VTIPVANGUARD MALVERN FDS	787,758	$38.8B	6.35%
5	IJRISHARES TR	397,108	$33.3B	5.45%
6	KAMOMANAGED PORTFOLIO SER	1,075,597	$25.3B	4.14%
7	SDYSPDR SERIES TRUST	222,937	$24.0B	3.92%
8	PRFINVESCO EXCHANGE TRADED FD T	175,313	$22.2B	3.64%
9	MDYSPDR SP MIDCAP 400 ETF TR	49,437	$18.6B	3.04%
10	NEARISHARES US ETF TR	319,689	$16.1B	2.63%
11	USMVISHARES TR	212,724	$14.0B	2.28%
12	AAPLAPPLE INC	47,432	$13.9B	2.28%
13	RWLINVESCO EXCHNG TRADED FD TR	193,565	$11.3B	1.85%
14	EFAVISHARES TR	141,680	$10.6B	1.73%
15	—UBS AG JERSEY BRH	477,851	$9.3B	1.52%
16	JPSTJP MORGAN EXCHANGE TRADED FD	165,166	$8.3B	1.36%
17	SLYVSPDR SERIES TRUST	104,827	$6.9B	1.13%
18	BSCOINVESCO EXCH TRD SLF IDX FD	301,491	$6.5B	1.06%
19	IWMISHARES TR	35,806	$5.9B	0.97%
20	PJTPJT PARTNERS INC	124,770	$5.6B	0.92%
21	VNQVANGUARD INDEX FDS	56,993	$5.3B	0.87%
22	AMJEURJPMORGAN CHASE CO	240,887	$5.3B	0.86%
23	SPLVINVESCO EXCHNG TRADED FD TR	86,606	$5.1B	0.83%
24	QQQINVESCO EXCH TRD SLF IDX FD	219,355	$4.7B	0.76%
25	VTIVANGUARD INDEX FDS	28,218	$4.6B	0.76%
26	AQLTISHARES TR	41,782	$4.4B	0.72%
27	VXUSVANGUARD STAR FD	73,279	$4.1B	0.67%
28	IDV*ISHARES TR	112,491	$3.8B	0.62%
29	IWBISHARES TR	19,991	$3.6B	0.58%
30	VEAVANGUARD TAX MANAGED INTL FD	79,502	$3.5B	0.57%
31	CFGCITIZENS FINL GROUP INC	80,000	$3.2B	0.53%
32	VOOVANGUARD INDEX FDS	9,108	$2.7B	0.44%
33	MSFTMICROSOFT CORP	16,826	$2.7B	0.43%
34	VEUVANGUARD INTL EQUITY INDEX F	49,153	$2.6B	0.43%
35	VWOVANGUARD INTL EQUITY INDEX F	54,207	$2.4B	0.39%
36	BSCPINVESCO EXCH TRD SLF IDX FD	103,372	$2.2B	0.36%
37	VRPINVESCO EXCHNG TRADED FD TR	80,156	$2.1B	0.34%
38	HDVISHARES TR	20,357	$2.0B	0.33%
39	MAMASTERCARD INC	6,304	$1.9B	0.31%
40	EFAISHARES TR	25,692	$1.8B	0.29%
41	BRK/BBERKSHIRE HATHAWAY INC DEL	7,347	$1.7B	0.27%
42	VBVANGUARD INDEX FDS	9,604	$1.6B	0.26%
43	BSCMUSDINVESCO EXCH TRD SLF IDX FD	71,013	$1.5B	0.25%
44	TIPISHARES TR	12,278	$1.4B	0.23%
45	ROSTROSS STORES INC	10,219	$1.2B	0.19%
46	JNJJOHNSON JOHNSON	8,059	$1.2B	0.19%
47	JPMJPMORGAN CHASE CO	8,369	$1.2B	0.19%
48	AMZNAMAZON COM INC	629	$1.2B	0.19%
49	XOMEXXON MOBIL CORP	16,448	$1.1B	0.19%
50	MLPXUSDGLOBAL X FDS	90,190	$1.1B	0.18%
51	SOXXISHARES TR	4,400	$1.1B	0.18%
52	IVOOVANGUARD ADMIRAL FDS INC	7,702	$1.1B	0.18%
53	HDHOME DEPOT INC	4,728	$1.0B	0.17%
54	OEFISHARES TR	6,895	$994.0M	0.16%
55	RYROYAL BK CDA MONTREAL QUE	11,689	$924.0M	0.15%
56	RWKINVESCO EXCHNG TRADED FD TR	13,433	$872.0M	0.14%
57	PDNINVESCO EXCHNG TRADED FD TR	26,313	$841.0M	0.14%
58	VIOOVANGUARD ADMIRAL FDS INC	5,467	$832.0M	0.14%
59	BXBLACKSTONE GROUP INC	14,065	$787.0M	0.13%
60	VIGVANGUARD GROUP	6,259	$780.0M	0.13%
61	MINTPIMCO ETF TR	7,563	$768.0M	0.13%
62	RWJINVESCO EXCHNG TRADED FD TR	11,178	$761.0M	0.12%
63	SCZISHARES TR	11,851	$738.0M	0.12%
64	TJXTJX COS INC NEW	11,986	$732.0M	0.12%
65	GEGENERAL ELECTRIC CO	62,175	$694.0M	0.11%
66	VCITVANGUARD SCOTTSDALE FDS	7,341	$670.0M	0.11%
67	RSPINVESCO EXCHANGE TRADED FD T	5,750	$665.0M	0.11%
68	PEPPEPSICO INC	4,808	$657.0M	0.11%
69	DISDISNEY WALT CO	4,402	$637.0M	0.10%
70	GOOGALPHABET INC	446	$596.0M	0.10%
71	IWRISHARES TR	9,422	$562.0M	0.09%
72	VOVANGUARD INDEX FDS	3,105	$553.0M	0.09%
73	PFEPFIZER INC	12,690	$497.0M	0.08%
74	DEMWISDOMTREE TR	10,842	$496.0M	0.08%
75	HSYHERSHEY CO	3,223	$474.0M	0.08%
76	VSSVANGUARD INTL EQUITY INDEX F	4,244	$472.0M	0.08%
77	EEMVISHARES INC	8,014	$470.0M	0.08%
78	EEMISHARES TR	10,439	$468.0M	0.08%
79	HONHONEYWELL INTL INC	2,596	$459.0M	0.08%
80	VXFVANGUARD INDEX FDS	3,600	$454.0M	0.07%
81	BSVVANGUARD BD INDEX FD INC	5,610	$452.0M	0.07%
82	VUGVANGUARD INDEX FDS	2,478	$451.0M	0.07%
83	PPGPPG INDS INC	3,342	$446.0M	0.07%
84	VYMVANGUARD WHITEHALL FDS INC	4,728	$443.0M	0.07%
85	SLYGSPDR SERIES TRUST	6,854	$442.0M	0.07%
86	RWOSPDR INDEX SHS FDS	7,921	$408.0M	0.07%
87	METAFACEBOOK INC	1,928	$396.0M	0.06%
88	CACCCREDIT ACCEP CORP MICH	882	$390.0M	0.06%
89	SCHFSCHWAB STRATEGIC TR	11,275	$379.0M	0.06%
90	VTVVANGUARD INDEX FDS	3,134	$376.0M	0.06%
91	VTEBVANGUARD MUN BD FD INC	7,017	$376.0M	0.06%
92	ORLYO REILLY AUTOMOTIVE INC NEW	834	$366.0M	0.06%
93	SCHESCHWAB STRATEGIC TR	13,259	$363.0M	0.06%
94	PGPROCTER GAMBLE CO	2,862	$357.0M	0.06%
95	INTCINTEL CORP	5,906	$353.0M	0.06%
96	EMBISHARES TR	3,075	$352.0M	0.06%
97	KMXCARMAX INC	3,998	$351.0M	0.06%
98	MRKMERCK CO INC	3,853	$350.0M	0.06%
99	EMLPFIRST TR EXCHANGE TRADED FD	13,696	$349.0M	0.06%
100	VBRVANGUARD INDEX FDS	2,542	$348.0M	0.06%

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